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PLI's Guide to the Sarbanes-Oxley Act for Business Professionals

Treatise  Treatise

Published: January 2005

PLI’s Guide to the Sarbanes-Oxley Act for Business Professionals is an ideal source of practical information on this high-impact legislation — comprehensive yet concise, authoritative yet affordable.   John T. Bostelman, the author of PLI’s definitive three-volume Public Company Deskbook, has distilled the essence of this groundbreaking act, providing everything that a busy professional like you really needs to know about ...

Deskbook on Internal Investigations Corporate Compliance and White Collar Issues

Treatise  Treatise

Published: February 2007
Last Updated: May 2013

”The book is breathtaking in scope. I can’t imagine a more important resource to have near at hand.”  —John Feerick, Professor of Law and former Dean of Fordham Law School ”An excellent tool for the experienced, and an important guide for everyone to the pitfalls that await you.” —Bart M. Schwartz, Former Chief, Criminal Division, U.S. Attorneys’ Office, Southern District of New ...

PLI's Guide to the SEC's Executive Compensation and Related Party Transaction Disclosure Rules

Treatise  Treatise

Published: June 2007

PLI’s Guide to the SEC’s Executive Compensation and Related Party Transaction Disclosure Rules is the quick and cost-effective way to understand the most comprehensive revisions to these rules since 1992. This authoritative, step-by-step guide eases the burden of meeting SEC requirements for Compensation Discussion and Analysis, including the six key questions CD&A must answer; Compensation Committee Report and Performance Graph, ...

Consumer Product Safety Regulation: Impact of the 2008 Amendments

Treatise  Treatise

Published: October 2008

PLI’s Consumer Product Safety Regulation gives you comprehensive, compliance-enabling insight into the 2008 Consumer Product Safety Improvement Act, the most dramatic overhaul of consumer product safety legislation since the 1970s.   Written by one of the country’s foremost experts in the field, Consumer Product Safety Regulation shows you how the 2008 amendments bring substantially lower lead limits for children’s products; ...

Securities Investigations

Treatise  Treatise

Published: August 2010
Last Updated: August 2012

“[Securities Investigations] collects the experience of many of the most experienced lawyers in securities law enforcement. This book belongs on the desk of every practitioner whose clients have a stake in securities investigations, whether civil or criminal.” —Peter J. Romatowski, Partner, Jones Day; former Chief of Securities and Commodity Frauds Unit, U.S. Attorneys’ Office, Southern District of New York In the wake of ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era

Treatise  Treatise

Published: September 2011
Last Updated: June 2012

This second edition of Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era is designed to provide the practitioner, companies, and individuals who believe they have claims under the Sarbanes-Oxley Act or Dodd-Frank Act with a detailed understanding of the whistleblower provisions of the Acts, their regulations, and the rapidly developing case law coming both from the administrative process and the federal courts. With the planned supplements, ...

Insider Trading Law and Compliance Answer Book 2013

Treatise  Treatise

Published: April 2009

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2013 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. ...
Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP