Corporate & Securities

Seminars & Webcasts

Webcasts

• Jun. 21, 2013 Webcast

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

• Jun. 24, 2013 Webcast

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...

• Jun. 25, 2013 Webcast

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

• Jun. 27, 2013 Webcast

What better way to learn about M&A litigation than from the attorneys that litigate the nation’s most important M&A disputes and the judges who preside over them? We have assembled judges from the Delaware Supreme Court and the Court of Chancery - the most experienced and respected courts on M&A matters - and distinguished M&A litigators to give you their perspectives on the best ways to handle corporate M&A disputes. Whether ...

• Jul. 1, 2013 Webcast

Not long ago, “cyber attacks" invoked futuristic battles in a virtual universe. Today, the threats posed by cyber attacks are very real, and are wreaking havoc on companies around the world. No industry sector is immune, and cybercrime targets have broadened significantly. Media reports of the staggering number of increasingly sophisticated cyber attacks attest to this trend, with organizations such as The New York Times, The Washington Post, Twitter, ...

• Jul. 8 - 9, 2013 Webcast

Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done. Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing their first SEC audits. ...

• Jul. 11, 2013 Webcast

With emerging markets players, like those of the BRIC (Brazil, Russia, India and China) countries, playing an ever greater role in the global economy, attorneys and other professionals facilitating cross-border transactions need to familiarize themselves with their perspective on inbound and outbound investments. According to a recent Office for Economic Co-operation and Development study, emerging markets will account for over 60% of global economic ...

• Jul. 17, 2013 Webcast

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

• Jul. 18 - 19, 2013 Webcast

Accounting is a language of business. Because attorneys encounter accounting information in a wide range of legal issues, it is critical for lawyers to understand financial statements and core accounting concepts. This practical course, specifically designed for the non-accountant attorney, will provide an understanding of financial statements and the key principles of accounting, using “real life” examples of accounting issues that attorneys ...

• Jul. 25 - 26, 2013 Webcast

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

• Aug. 1, 2013 Webcast

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications. This year’s Securities Arbitration program will ...

• Aug. 8, 2013 Webcast

What’s wrong with using words like “herein” and “provided that”? What are the elements of a well-drafted contract? By attending this program, you will learn principles of effective writing and drafting that will enhance your transactional practice.

• Aug. 8, 2013 Webcast

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions?  The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities ...

• Aug. 12, 2013 Webcast

With more than 300,000 deportation and removal cases initiated by U.S. immigration authorities each year, immigrants in the United States need competent and knowledgeable representation in this important area of law. Over half of those facing removal proceedings are unrepresented, and studies have shown that those without legal representation face a significantly higher risk of removal, regardless of eligibility for relief. In response to the acute ...

• Aug. 13, 2013 Webcast

Using the latest technology to communicate with clients, the court, and the public is often a necessary part of a lawyer’s job. Using these tools properly is critical particularly when it involves the risk of an inadvertent disclosure of client confidential information. The stakes are raised even higher when relying on an Internet that does not fit within our traditional notions of jurisdictional limitations. The next generation of Internet ...

• Sep. 11, 2013 Webcast

In the past year, new expectations have been placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, and responsiveness to and communication with investors pressing different concerns, such as short-term shareholder value, traditional governance issues and social responsibility. In addition, the Dodd-Frank Act, the Foreign Corrupt Practices Act, and other anti-bribery laws have put new requirements ...

• Sep. 12, 2013 Webcast

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

• Sep. 23, 2013 Webcast

This program will acquaint you with the basics of e-discovery law and practice. E-discovery permeates nearly every facet of litigation today, and attorneys tasked with meeting today’s complicated e-discovery requirements must recognize the nuances and technicalities involved. Join our faculty of experienced e-discovery practitioners to gain the tools and strategies to efficiently and competently navigate the e-discovery landscape.

• Sep. 24, 2013 Webcast

The demands and costs of e-discovery in litigation continue to grow. Nearly every case now involves some sort of e-discovery, and it is essential to know how to effectively and fairly handle the many issues that can arise. Our outstanding faculty of experienced lawyers, judges, and e-discovery professionals will provide an inside look at the current state of e-discovery, give tips for avoiding pitfalls litigants have encountered in the years since ...

• Sep. 25, 2013 Webcast

Construction is one of the largest sectors in the U.S. economy. After several lean years, construction activity is beginning to pick up. The need for major infrastructure development is apparent, but tight budgets require novel contracting approaches. The Great Recession has resulted in the failure of many construction firms. This has placed a renewed emphasis on appropriate risk allocation. These challenging times require innovation in project delivery ...

• Sep. 26 - 27, 2013 Webcast

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

• Oct. 1, 2013 Webcast

Across a broad range of businesses – including most prominently the financial sector – the Department of Justice, the SEC, and other prosecutors and regulators are cracking down with an enforcement program of unprecedented vigor and breadth.  Advancing novel and creative theories, and exacting increasingly draconian penalties, the government has demonstrated, repeatedly and emphatically, that it is committed to aggressive enforcement.  “Headline” ...

• Oct. 2, 2013 Webcast

The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, recent financial turmoil and continually changing new technologies. It is essential for all corporate counsel to be informed of the latest issues and trends and possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments and adding value to the enterprise.

• Oct. 8, 2013 Webcast

As the economy shifts and the legislature, SEC and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area - from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law, and consulting firms - will lead you through the emerging best practices and the current reactions to the changing landscape.

• Oct. 10 - 11, 2013 Webcast

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.