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Broker/Dealer Regulation and Enforcement 2014

Seminar  Seminar

This program will focus on the many significant developments in the regulation and oversight of broker-dealers. New rules are continuously promulgated under the Dodd-Frank Act and have substantial implications for broker-dealers and the industry. At the same time, there is heightened enforcement of the federal securities laws. The SEC Division of Enforcement has established a new task force focused specifically on broker-dealers. ...

Representing the Games Industry Client 2014

Seminar  Seminar

Interactive console and computer games and downloadable software applications represent an enormous and growing segment of the worldwide entertainment marketplace. Intellectual property, including videogames and downloadable application products, is one of America’s leading exports in the 21st Century. The introduction of new Xbox and PlayStation consoles in late 2013, continued growth of the smartphone and tablet computer markets, ...

Understanding the Securities Laws Fall 2014

Seminar  Seminar

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 ...

Section 1983 Civil Rights Litigation (31st Annual)

Seminar  Seminar

Section 1983 authorizes the assertion of federal constitutional claims against state and local officials and municipalities. These claims are filed in the courts on an ongoing basis by individuals alleging police misconduct, public employees asserting free speech violations, landowners, licensees, and prisoners, among others. Section 1983 litigation is often complex, raising issues of federal constitutional and federal statutory ...

Health Care and Life Sciences Law 2014

Seminar  Seminar

Join PLI’s expert faculty of health care and life sciences practitioners, in-house counsel, government regulators, and prosecutors as we examine the current state of health care and life sciences law and what the future might hold for affected parties. This program will cover the broad range of issues confronting the health care and life sciences industry: structuring of compliant financial and other relationships; recent developments ...

Outsourcing 2014: Sourcing Critical Services

Seminar  Seminar

PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks for companies sourcing or providing critical services such as information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions.And there are newer and better approaches to negotiating agreements for ...

Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation ...

Commercial Real Estate Institute (16th Annual)

Seminar  Seminar

Commercial real estate fundamentals (rents, vacancy rates and development activity), although slow, are visibly recovering, with REITs outperforming other asset classes. Practitioners with a broad skill set will find it easier to achieve and maintain a viable real estate practice in this environment, given the general economy’s downward pressures on tenant retention, rental growth, development revenue, refinancing and asset values. ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  Seminar

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners ...

Prison Law 2014 (Free)

Seminar  Seminar

Whether representing incarcerated people while in private practice, public interest practice or as a policy advocate, the issues and the environment in which advocates operate is increasingly challenging and complex. This year, PLI’s fifth program on Prison Law will address the legal framework for civil litigation filed on behalf of incarcerated people in federal and state courts from a national perspective.What you will learn The ...

Antitrust Counseling & Compliance 2014

Seminar  Seminar

Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order to appropriately advise their clients. The consequences of running afoul of antitrust rules can be costly: class actions, treble damage litigation, government enforcement, and adverse publicity are all possible outcomes if mistakes are made.Do you have the tools needed ...

Patent Licensing Today 2014: Making Money Without Getting Sued

Seminar  Seminar

In the current economy, the heat is on to monetize patent portfolios. Thus, understanding patent transactions has never been more important. Experts in patent licensing will tell you how to get the most money from patent licensing, how to negotiate patent license agreements, and discuss “The Good, The Bad and The Ugly” examples from actual patent license agreements. The program will emphasize practical tips for structuring, negotiating ...

Understanding the Intellectual Property License 2014

Seminar  Seminar

Companies continue to turn to licensing because it offers valuable economic and strategic opportunities. Licensing can be used to gain access to intellectual property at a lower cost than developing or purchasing intellectual property assets, and as a way to generate new sources of revenue out of existing intellectual property assets. Virtually every business today must confront licensing issues, and therefore, a solid base of ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.What ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2014

Seminar  Seminar

This three-day program will focus on the tax issues presented by the entire spectrum of modern major corporate transactions, from relatively simple single-buyer acquisitions of a division or subsidiary to multi-party joint ventures, cross-border mergers, and complex acquisitions of public companies with domestic and foreign operations, including spin-offs and other dispositions of unwanted operations. Evolving techniques for structuring, ...

Working with Survivors of Human Trafficking: Learning about Immigration, Criminal, Civil, and Benefits Legal Remedies in California 2014 (Free)

Seminar  Seminar

You should attend this training if you would like to provide pro bono services to survivors of human trafficking, with a special emphasis on immigrant survivors of human trafficking. Many human trafficking survivors have complex and diverse needs that require the knowledge and intersection between multiple legal practices. This day-long program attempts to address the many legal needs that an immigrant trafficking survivor may ...

Nuts & Bolts of Electronic Discovery 2014

Seminar  Seminar

Whether you’re a newcomer to e-discovery or an experienced professional seeking a refresher, you should make sure this program is on your docketWith e-discovery permeating nearly every facet of litigation today, attorneys managing today’s complicated e-discovery requirements must learn to recognize the nuances and technicalities involved. This program will provide a solid grounding in the basics of e-discovery law and practice.What ...

Securities Regulation Institute (46th Annual)

Seminar  Seminar

We are pleased to co-chair the 46th edition of PLI’s Annual Institute on Securities Regulation, the most highly anticipated annual review of the current state of securities regulation and corporate law and practice.This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation of the Dodd-Frank and JOBS Acts The latest ...

Law and Regulation of "Intermediary" Businesses 2014: Consumer-Facing Technology Providers, Online Platforms, and Online Media

Seminar  Seminar

The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms and marketplaces have changed not only the world of publishing and entertainment ...

Nonprofit Organizations 2014: Governance, Form 990 Reporting, and Compensation Issues

Seminar  Seminar

This program will bring you up-to-date on the latest developments and unique financial and regulatory issues that impact the nonprofit sector.What you will learn Recent financial, regulatory, and legal developments that impact nonprofit organizations Nonprofit governance developments and best practices The New York Nonprofit Revitalization Act of 2013 Compensation issues: federal and state statutory framework , what is ...

Negotiating Commercial Leases 2014

Seminar  Seminar

Leases can be a primary business asset and also contain landmines of liability. Known as the building blocks of value for all real estate, if leases are written poorly or administered without expertise, they can be the downfall of an otherwise sound real estate investment. This course is not to be missed for anyone who represents users or occupiers of space or owners as investors in real estate. There’s no disputing the importance ...

Patent Litigation 2014

Seminar  Seminar

Rapid changes in patent law make it necessary that, whether you are the plaintiff’s or defendant’s counsel, you are up-to-date on the current state of the law and can quickly develop successful litigation strategies and tactics. This program is taught by a faculty of both outside and in-house lawyers who have earned national reputations in patent litigation by trying and managing a wide variety of bench and jury patent trials ...

Advocating for Veterans: The Basics on VA Benefits, Discharge Upgrades and Veteran Cultural Competency 2014 (Free)

Seminar  Seminar

IMPORTANT!! GET ACCREDITED BY THE VA BEFORE YOU ATTEND THIS TRAINING. 1. Attorneys and other advocates must be accredited to practice before the VA. To obtain accreditation you must complete this form: www.va.gov/vaforms/va/pdf/VA21a.pdf.2. Accreditation by the VA may take several weeks, so do not delay filing your application. You can speed up the process by emailing the form to OGCAccreditationMailbox@va.gov.3. Within 12 months of accreditation ...

Tracking and Targeting Customers and Prospects Online, on Mobile Devices, and in Social Media 2014

Seminar  Seminar

Program Schedule (9:00 a.m. – 5:00 p.m.)Collecting data from and about customers and consumers is a modern business mandate. What consumerfacing company is not now engaged in a “know our customers better” initiative? These data are collected online, in mobile apps, and in social media, and often appended to data gathered by others about the same consumers elsewhere. Most brands use these data in some way, such as to personalize ...

Open Source and Free Software 2014: Benefits, Risks and Challenges

Seminar  Seminar

Continuous changes in the legal and technical landscape make it critical for IP, technology and business lawyers to keep abreast of the legal and technical issues presented by the open source paradigm. “Open source” software, which is freely available in the form of operating systems, applications, utility code and programming tools, presents an attractive option. However, use of such software can also expose a company to unexpected ...

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group