Overview

Securities Law and Practice Deskbook is a definitive one-volume guide to the Securities Act of 1933 (“Securities Act”), the Securities Exchange Act of 1934 (“Exchange Act”), relevant rules and regulations, and key case law. The book is intended to serve as an initiation into the United States federal securities laws and the way that securities lawyers approach problems. It also is meant to serve more experienced practitioners as a general review and first resource when approaching a new or unfamiliar area of securities law.

Updated twice a year to keep pace with frequently changing rules and regulations, the latest release includes updates on:

  • Amendments to Regulation S-T;
  • The Supreme Court’s decision in Pirani v. Slack Technologies;
  • New required disclosures regarding quarterly share repurchases, cybersecurity incidents, and insider trading policies;
  • The newly adopted “clawback” rules—including a template clawback policy.
Publication Date: November 2012
Last Updated: September 2023
ISBN: 9781402418969
Page Count: 910 pages
Number of Volumes: 1
Contents

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