FacultyFaculty/Author Profile

Nate Saint-Victor

Morgan Stanley
Executive Director, Legal and Compliance Division
New York, NY, USA


Nate Saint-Victor is an Executive Director in the Legal and Compliance Division of Morgan Stanley where he provides advice on issues pertaining to investment advisers and broker-dealers, with a focus on the formation, distribution and marketing of hedge funds and other alternative investment vehicles.  Previously, Nate was an associate at Davis Polk & Wardwell where he practiced in the Investment Management Group.  Since 2009, Nate has served on the Securities Industry and Financial Markets Association (SIFMA) Alternative Investments Roundtable and previously served on the SIFMA Investment Advisor/ Broker-Dealer Task Force, SIFMA Investment Advisory Committee and the Certified Financial Planner Board Business Model Working Group.  Nate regularly participates on a broad range of panels and has been published covering issues such as securities laws, diversity and inclusion and professional development. 

Nate is Chair Emeritus of the award-winning Morgan Stanley Legal and Compliance Division Diversity & Inclusion Committee.  Nate is also on the Board of Directors for the Alliance of Securities and Financial Educators (ASAFE), the Advisory Council for the National Association of Minority and Women Owned Law Firms (NAMWOLF), Co-Chair of the New York City Bar Association Enhancing Diversity in the Profession Committee, a 2009 Council of Urban Professionals (CUP) Fellow and a member of The Group.  Nate enjoys mentoring and mooting high school students through Legal Outreach, currently sits on their Advisory Board, and was recognized as an “Elder of the Village”, the organization’s highest honor.  Nate received his undergraduate degree from Duke University, where he co-founded the Duke Business Club and the Duke Investment Club, and received his law degree from Georgetown University Law Center, where he was on the Journal of Gender and the Law, the Barristers’ Council, the nationally ranked Frederick Douglass moot court team and served as President of the Black Law Students Association (BLSA).  Nate and his wife Christina live in Pennsylvania and New York City.  Nate is a self-proclaimed (and widely recognized) Spades Champion and a petrified but proud expecting father.

Nate Saint-Victor is associated with the following items:
Transcripts  Transcripts The Corporate Perspective on Diversity and Inclusion in Today's Business Environment - The Corporate Perspective on Diversity and Inclusion in Today's Business Environment, Wednesday, March 14, 2012
The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Wednesday, October 01, 2014
Web Segment  Web Segment The Special Role of the Securities Lawyer - Legal Ethics - Securities Law and Practice 2014: How the SEC Works, Wednesday, October 01, 2014
MP3 Audio  MP3 Audio Securities Law and Practice 2014: How the SEC Works - The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Thursday, October 02, 2014
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Law and Practice 2014: How the SEC Works - The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Thursday, October 02, 2014
On-Demand Web Programs  On-Demand Web Programs Securities Law and Practice 2014: How the SEC Works, Monday, October 13, 2014, New York, NY
Live Webcast  Live Webcast Diversity & Inclusion in Law Practice 2015 (Free), Thursday, February 19, 2015, New York, NY
Pro Bono  Pro Bono Diversity & Inclusion in Law Practice 2015, Thursday, February 19, 2015, New York, NY
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