FacultyFaculty/Author Profile

Nate Saint-Victor

Morgan Stanley
Executive Director, Legal and Compliance Division
New York, NY, USA


Nate Saint Victor is an Executive Director in the Legal and Compliance Division of Morgan Stanley where he provides advice on a wide range of issues pertaining to investment advisers and broker-dealers, with a focus on alternative investments and investment advisory programs.  Previously, Nate was an associate at Davis Polk & Wardwell where he practiced in the Investment Management Group.  Since 2009, Nate has served on the Securities Industry and Financial Markets Association (SIFMA) Alternative Investments Roundtable and previously served on the SIFMA Investment Advisor/ Broker-Dealer Task Force, SIFMA Investment Advisory Committee and the Certified Financial Planner Board Business Model Working Group.

Nate is Chair Emeritus of the award-winning Morgan Stanley Legal and Compliance Division Diversity & Inclusion Committee.  Nate is also on the Board of Directors for the Alliance of Securities and Financial Educators (ASAFE), the Advisory Council for the National Association of Minority and Women Owned Law Firms (NAMWOLF), Co-Chair of the New York City Bar Association Committee to Enhance Diversity in the Profession, a 2015 National Bar Association “40 Under 40 Nation’s Best Advocates” honoree, a 2009 Council of Urban Professionals (CUP) Fellow and a member of The Group.  Nate enjoys mentoring and mooting high school students through Legal Outreach, currently sits on their Advisory Board, and was recognized as an “Elder of the Village”, the organization’s highest honor.  Nate regularly participates on a broad range of panels and has been published covering issues such as securities laws, diversity and inclusion and professional development.

Nate received his undergraduate degree from Duke University, where he co-founded the Duke Business Club and the Duke Investment Club.  Nate received his law degree from Georgetown University Law Center, where he was on the Journal of Gender and the Law, the Barristers’ Council, the nationally ranked Frederick Douglass moot court team and served as President of the Black Law Students Association (BLSA).  Nate and his wife Christina live in Pennsylvania and New York City.  Nate is a self-proclaimed (and widely recognized) Spades Champion and a petrified but proud new father.

Nate Saint-Victor is associated with the following items:
Transcripts  Transcripts The Corporate Perspective on Diversity and Inclusion in Today's Business Environment - The Corporate Perspective on Diversity and Inclusion in Today's Business Environment, Wednesday, March 14, 2012
The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Wednesday, October 01, 2014
Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession - Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession, Monday, February 23, 2015
Web Segment  Web Segment The Special Role of the Securities Lawyer - Legal Ethics - Securities Law and Practice 2014: How the SEC Works, Wednesday, October 01, 2014
Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession - Diversity & Inclusion in Law Practice 2015, Monday, February 23, 2015
MP3 Audio  MP3 Audio Securities Law and Practice 2014: How the SEC Works - The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Thursday, October 02, 2014
Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession - Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession, Monday, February 23, 2015
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Law and Practice 2014: How the SEC Works - The Special Role of the Securities Lawyer - Legal Ethics - The Special Role of the Securities Lawyer - Legal Ethics, Thursday, October 02, 2014
Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession - Fueling Success at Every Level: Addressing the Pipeline Crisis in the Legal Profession, Monday, February 23, 2015
On-Demand Web Programs  On-Demand Web Programs Securities Law and Practice 2014: How the SEC Works, Monday, October 13, 2014, New York, NY
Diversity & Inclusion in Law Practice 2015, Thursday, March 05, 2015, New York, NY
Course Handbooks  Course Handbooks Diversity & Inclusion in Law Practice 2015
CHB Chapters  CHB Chapters Questionnaire for 2014 Morgan Stanley Outside Counsel Diversity Survey - Diversity & Inclusion in Law Practice 2015, Friday, February 20, 2015
Live Seminar  Live Seminar Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, New York, NY
Live Webcast  Live Webcast Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, New York, NY
Diversity & Inclusion in Law Practice 2016, Thursday, February 18, 2016, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Mechanicsburg, PA
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Cleveland, OH
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Boston, MA
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Pittsburgh, PA
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Philadelphia, PA
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, Nashville, TN
Securities Law and Practice 2015: How the SEC Works, Wednesday, September 30, 2015, New Brunswick , NJ
Pro Bono  Pro Bono Diversity & Inclusion in Law Practice 2016, Thursday, February 18, 2016, New York, NY
Print Share Email