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Patent Litigation Table of Contents |
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Chapter 1: |
Substantive Issues of a Patent Case |
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- § 1:1 : Introduction1-3
- § 1:1.1 : Generally1-3
- § 1:1.2 : The 1952 and 2011 Patent Acts1-4
- § 1:2 : Elements of a Patent Owner’s Case1-4
- § 1:2.1 : Title and Right to Sue1-4
- [A] : Establishing Chain of Title1-4
- [B] : Right of Exclusive Licensee to Sue1-6
- § 1:2.2 : Proof of Infringement1-7
- [A] : Burden of Proof1-7
- [B] : Acts of Infringement1-7
- [B][1] : Direct Infringement Within the United States1-7
- [B][2] : Infringement with Extraterritorial Component1-7
- [B][3] : Induced and Contributory Infringement1-9
- [B][4] : Contributory Infringement1-11
- [B][5] : Other Acts of Infringement1-11
- [B][6] : Joint Infringement1-12
- [C] : Infringement of a Utility Patent1-12
- [C][1] : Literal Infringement of a Patent Claim1-12
- [C][2] : Claim Construction and Markman Proceedings1-13
- [C][3] : Claims Containing a Means-Plus-Function Element1-14
- [C][4] : Application of the Claim to the Accused Product or Process1-15
- [C][5] : Infringement Under the Doctrine of Equivalents1-16
- [D] : Infringement of a Design Patent1-18
- [E] : Infringement of a Plant Patent1-20
- § 1:2.3 : Validity of the Patent1-20
- [A] : Presumed Validity of Each Patent Claim1-20
- [B] : Burden of Proof in Attacking Validity and Enforceability1-22
- [C] : Right to an Earlier Effective Filing Date1-24
- § 1:2.4 : Remedies1-26
- § 1:3 : Defenses of Accused Infringer1-27
- § 1:3.1 : License and Assignment Defenses1-27
- [A] : Licensee Estoppel Abrogation and Exceptions1-27
- [B] : Implied License1-28
- § 1:3.2 : Noninfringement Defenses1-29
- [A] : No Literal Infringement1-29
- [B] : Limitations on the Doctrine of Equivalents1-29
- [B][1] : Prosecution History Estoppel1-29
- [B][2] : Prior Art As Limitation1-31
- [B][3] : Disclosed But Unclaimed Embodiments1-31
- [C] : Functionality Defense to Design Patent Infringement1-32
- [D] : Repair Versus Reconstruction1-32
- [E] : ANDA1-33
- [F] : Prior Commercial Use Defense (Patents Subject to the 2011 Act)1-33
- § 1:3.3 : Defenses Against Patent Validity1-34
- [A] : Expiration for Nonpayment of Maintenance Fees1-34
- [B] : Collateral Estoppel by Prior Adjudication of Invalidity1-35
- [C] : Lack of Novelty over the Prior Art Under Section 1021-35
- [C][1] : The 1952 and 2011 Acts Differ in the Prior Art Applicable to Applications Filed Before and After March 16, 20131-36
- [D] : Prior Art Under the 1952 Act1-37
- [D][1] : Sections 102(a) and (b)1-37
- [D][2] : Section 102(e)1-43
- [D][3] : Section 102(g)1-43
- [E] : Prior Art Under the 2011 Act1-45
- [E][1] : Changes Expanding Prior Art1-46
- [E][2] : One-Year Grace Period re Disclosures from the Inventor1-47
- [E][3] : Derivation Proceedings Created; Interferences Eliminated1-47
- [E][4] : Subsections of Sections 102 and 104 Dropped by the 2011 Act1-48
- [E][5] : Tax Strategies Deemed Insufficient to Differentiate from the Prior Art1-48
- [E][6] : Best Mode Still Required but No Longer an Invalidity Defense1-49
- [F] : Obviousness (§ 103)1-49
- [F][1] : Graham v. Deere and KSR Analyses1-49
- [F][2] : Objective Evidence re Obviousness1-52
- [F][3] : Obvious at What Time?1-53
- [G] : Misnamed Inventorship1-54
- [H] : Inadequately Disclosed or Claimed (§ 112)1-54
- [H][1] : Enablement1-55
- [H][2] : Best Mode1-56
- [H][3] : Written Description1-57
- [I] : Abandonment1-57
- [J] : Double Patenting1-58
- [K] : Nonstatutory Subject Matter or Inoperativeness1-59
- § 1:3.4 : Defenses of Patent Unenforceability1-62
- [A] : Inequitable Conduct Before the PTO1-62
- [A][1] : Inequitable Conduct Generally1-62
- [A][2] : Materiality1-63
- [A][3] : Intent to Deceive1-65
- [A][4] : Consequences of Inequitable Conduct1-67
- [B] : Laches and Equitable Estoppel1-68
- [B][1] : In Litigation1-68
- [B][2] : Laches in Patent Prosecution1-69
- [C] : Patent Misuse1-69
- [C][1] : Tying Unpatented Supplies1-70
- [C][2] : Compulsory Package Licensing1-71
- [C][3] : Price Fixing, Field of Use, Territorial, and Post-Sale Restrictions1-72
- [C][4] : 1988 Patent Misuse Reform Act1-72
- § 1:3.5 : Patent Exhaustion1-73
- § 1:4 : Immunity of States1-74
- § 1:5 : Claims Against a Patent Owner1-75
- § 1:5.1 : Challenges to Patent Liability, Inventorship, or Validity1-75
- [A] : For Declaratory Judgment1-75
- [B] : To Reform Inventorship Under 35 U.S.C. § 2561-75
- [C] : Challenging Validity by PTO Reexamination1-75
- § 1:5.2 : Claims for Damages Caused by Abuse of Patent Rights1-76
- [A] : Unfair Competition Basis1-76
- [B] : Antitrust Violation Basis1-77
- [B][1] : Fraud on the PTO1-77
- [B][2] : After an “Objectively Baseless” Prior Suit1-77
- [B][3] : Reverse Payment Settlement1-78
- [C] : Standards-Setting Issues1-79
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Chapter 2: |
Investigation Needed Before Bringing Suit |
John M Skenyon ~ Fish & Richardson |
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- § 2:1 : From Suspicion of Infringement to Adequate Investigation2-2
- § 2:1.1 : Meeting the Requirements of Rule 11 of the Federal Rules of Civil Procedure2-3
- [A] : Claim Construction2-7
- [B] : Comparing the Construed Claims with the Accused Product or Process2-11
- [C] : Other Areas to Investigate2-17
- [D] : Nonpracticing Entities2-18
- § 2:1.2 : Pre-Suit Opinion Letter2-20
- § 2:1.3 : Risk of Laches After the Duty to Inquire Arises2-21
- § 2:2 : Forming a Strategy to Achieve the Business Objective2-22
- § 2:2.1 : Is Injunction or Licensing the Goal?2-22
- § 2:2.2 : How Extensive Are Damages So Far and How Extensive Might They Become?2-23
- § 2:2.3 : Does Management Have the Fortitude for a Long Haul?2-24
- § 2:2.4 : Should the Patent Owner Move for a Preliminary Injunction?2-25
- § 2:3 : Selection of Litigation Team and Experts2-28
- § 2:3.1 : Pre-Suit Investigation Team2-28
- § 2:3.2 : Fee Arrangements2-29
- § 2:3.3 : Selecting Experts2-31
- § 2:4 : Patent Owner’s Pre-Suit Search for Weaknesses in Its Case2-33
- § 2:4.1 : Title and Right to Sue Problems2-33
- § 2:4.2 : Maintenance Fees2-38
- § 2:4.3 : Marking and Notice Problems2-39
- § 2:4.4 : On Sale and Public Use Problems2-41
- [A] : Patents Filed Before March 16, 20132-41
- [B] : Patents Filed After March 16, 20132-43
- § 2:4.5 : Inequitable Conduct Problems2-43
- § 2:4.6 : Conferring with Likely Witnesses2-44
- § 2:4.7 : Documents2-45
- [A] : Locating Important Documents2-45
- [B] : Spoliation Problems2-46
- § 2:4.8 : Purging Misuse Problems2-47
- § 2:4.9 : Whether Derivation Is an Issue2-47
- § 2:5 : Whether the Patent Position Should Be Strengthened Before Suit2-48
- § 2:5.1 : Ex Parte Reexamination2-48
- § 2:5.2 : Reissue2-49
- § 2:5.3 : Supplemental Examination Under AIA2-51
- § 2:5.4 : Continuation Practice2-51
- § 2:6 : Contacting the Infringer or Its Customers Before Filing Suit2-52
- § 2:6.1 : Reasons for Notice2-53
- § 2:6.2 : The Risks of Giving Notice2-53
- § 2:7 : Patent Owner’s Choices2-54
- § 2:7.1 : Choice of Defendants2-54
- § 2:7.2 : Choice of Venue2-55
- [A] : Joinder of Unrelated Defendants in One Venue Narrowed by AIA2-56
- § 2:7.3 : Choice of Jury or Bench Trial2-57
- § 2:8 : Defendant’s Choices2-58
- § 2:8.1 : Meeting the Requirements of Rule 11 of the Federal Rules of Civil Procedure2-58
- § 2:8.2 : Whether Prior Commercial Use Is Available Against Infringement2-59
- § 2:8.3 : Preemptive Strike by Declaratory Judgment2-59
- § 2:8.3 : Whether to Attack Validity in Court or in the PTO2-60
- § 2:8.5 : Settlement and Defensive Materials2-60
- § 2:8.6 : Is Another Entity Responsible?2-61
- § 2:8.7 : Design Around2-61
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Chapter 3: |
Opening Phase |
Kenneth J Weatherwax ~ Irell & Manella LLP Andrei Iancu ~ Irell & Manella LLP |
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- § 3:1 : Introduction3-2
- § 3:2 : Complaint3-2
- § 3:2.1 : Essentials of the Complaint3-2
- § 3:2.2 : Pendent State Law Claims3-8
- § 3:2.3 : Declaratory Judgment Actions3-8
- § 3:3 : Answer3-10
- § 3:3.1 : Essentials of the Answer3-10
- § 3:3.2 : Pleading Inequitable Conduct3-11
- § 3:3.3 : Counterclaims3-13
- § 3:4 : Jurisdiction, Venue, and Transfer3-16
- § 3:4.1 : Subject Matter Jurisdiction3-16
- [A] : “Arising Under” Jurisdiction3-16
- [B] : Pendent Jurisdiction3-19
- [C] : Declaratory Judgment Jurisdiction3-19
- § 3:4.2 : Personal Jurisdiction3-22
- § 3:4.3 : Venue3-26
- § 3:4.4 : Suits for Patent Infringement Against a Government Entity3-31
- § 3:5 : Procedural Motions in the Opening Phase3-32
- § 3:5.1 : Rule 12(b) and 12(e) Motions3-32
- § 3:5.2 : Motions re Indispensable Parties3-34
- § 3:5.3 : Motions to Bifurcate3-35
- § 3:5.4 : Transfer Motions3-39
- § 3:5.5 : Motion to Recuse3-41
- § 3:5.6 : Motions for Expedited Relief/Ex Parte Application3-43
- § 3:6 : Early Meeting of Counsel Under Rule 26 and Local Rules3-43
- § 3:7 : Protective Orders to Protect Confidential Information3-46
- § 3:8 : Early Neutral Evaluation Procedures3-51
- § 3:9 : Relations with Opposing Counsel3-52
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Chapter 4: |
Discovery and Privilege |
Brian E. Ferguson ~ Weil, Gotshal & Manges LLP |
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- § 4:1 : Introduction4-4
- § 4:1.1 : Purpose of This Chapter4-4
- § 4:1.2 : Source of Discovery Rules4-4
- § 4:2 : General Objectives of Discovery in Patent Cases4-4
- § 4:2.1 : In General4-4
- § 4:2.2 : Discovery Objectives for a Patentee4-5
- § 4:2.3 : Discovery Objectives for an Accused Infringer4-8
- § 4:3 : Scope of Discovery4-10
- § 4:4 : Mandatory Disclosures4-11
- § 4:4.1 : In General4-11
- § 4:4.2 : Initial Conference of Counsel and Report Thereon—Rule 26(f)4-11
- [A] : In General4-11
- [B] : Subject of Conference4-12
- [C] : Report on Proposed Discovery Plan4-13
- [D] : Patent Infringement Cases4-13
- § 4:4.3 : Initial Disclosures—Rule 26(a)(1)4-15
- [A] : In General4-15
- [B] : Subject of Disclosure4-15
- [C] : Duty of Supplementation4-16
- [D] : Initial Disclosures in Patent Infringement Cases4-16
- § 4:4.4 : Disclosure of Expert Testimony—Rule 26(a)(2)4-18
- [A] : In General4-18
- [B] : Subject of Disclosure4-18
- [C] : Expert Disclosures in Patent Cases4-19
- § 4:4.5 : Pretrial Disclosures and Objections Thereto—Rule 26(a)(3)4-22
- [A] : In General4-22
- [B] : Subject of Disclosure4-22
- [C] : Subject of the Objections4-23
- § 4:4.6 : Notice of Prior Art Used in Defense4-23
- § 4:5 : Requests for Production of Documents and Things and Inspection—Rule 344-24
- § 4:5.1 : Requests for Production4-24
- § 4:5.2 : Responses to Requests for Production4-25
- § 4:5.3 : Duty of Supplementation of Responses to Requests for Production4-26
- [A] : Requests for Production in Patent Cases4-27
- § 4:6 : Interrogatories4-27
- § 4:6.1 : In General4-27
- § 4:6.2 : Scope of Interrogatories4-27
- § 4:6.3 : Scope of Interrogatories in an Infringement Case4-28
- § 4:6.4 : Interrogatory Responses4-30
- § 4:6.5 : Duty of Supplementation of Interrogatory Responses4-31
- § 4:7 : Requests for Admissions4-31
- § 4:7.1 : Procedure for Requests4-31
- § 4:7.2 : Procedure for Responses4-32
- § 4:7.3 : Content of Responses4-32
- § 4:7.4 : Effect of Admissions4-33
- § 4:7.5 : Duty of Supplementation of Responses4-33
- § 4:7.6 : Use of Requests for Admissions in Patent Infringement Cases4-33
- § 4:8 : Depositions4-34
- § 4:8.1 : Purpose and Advantages4-34
- [A] : Pre-Deposition Planning4-35
- [B] : Deposition Tactics and Pointers4-36
- [C] : Preparing a Witness to Give a Deposition4-37
- [D] : Waiver Problems Associated with Use of Documents in Witness Preparation4-38
- [E] : Defending Depositions and Typical Objections4-40
- [F] : Rule 31—Depositions upon Written Questions4-40
- [G] : Place of Deposition4-41
- § 4:8.2 : Video Depositions4-41
- § 4:8.3 : Subject Matter of Depositions by Type of Witness and Deposition4-42
- [A] : Deposing Rule 30(b)(6) Witnesses4-42
- [B] : Deposing Fact Witnesses4-43
- [C] : Topics Covered by Patentee in Depositions4-44
- [D] : Topics Covered by Accused Infringer in Depositions4-45
- [E] : Deposing a Patent Examiner4-46
- § 4:8.4 : Deposing Expert Witnesses4-47
- [A] : Expert Witnesses and Required Expert Reports4-47
- [B] : Tips for Deposing Experts4-49
- [C] : Time of Taking4-50
- § 4:8.5 : Restrictions on Depositions4-50
- [A] : Total Number of Depositions4-50
- [B] : Number of Depositions of a Single Person4-50
- [C] : Schedule and Duration4-50
- [D] : Judge on the Case or in the Discovery Locale4-51
- § 4:8.6 : Instructions Not to Answer/Allowable Testimony4-51
- [A] : Questions Regarding Legal Opinion or Conclusion4-52
- [B] : Questions Regarding Interpretation of Claims4-52
- § 4:8.7 : Dealing with Abuse or Obstruction4-55
- § 4:8.8 : Compelling Appearance/Testimony4-56
- [A] : Compelling the Witness to Appear4-56
- [B] : Compelling Answers at a Deposition4-56
- § 4:9 : Rule 45 Subpoenas to Nonparties4-57
- § 4:9.1 : Subpoenas in General4-57
- § 4:9.2 : Subpoenas in Patent Infringement Cases4-58
- § 4:9.3 : Response to Subpoenas4-59
- § 4:10 : Self-Help Discovery4-59
- § 4:11 : Limitations on Discovery4-61
- § 4:11.1 : Burdensome Discovery4-61
- § 4:11.2 : Claims of Privilege or Protection of Trial Preparation Materials4-62
- § 4:11.3 : Trial Preparation Materials in General4-63
- § 4:11.4 : Discovery of Nontestifying Experts4-63
- [A] : Documents/Information Generated During Prosecution4-63
- § 4:11.5 : Invention Disclosures4-66
- [A] : Opinions of Counsel to Rebut Charge of Willful Infringement4-66
- § 4:12 : Motions for Protective Order4-71
- § 4:12.1 : Grounds for a Protective Order4-71
- § 4:12.2 : Procedure for Moving for a Protective Order4-72
- § 4:12.3 : Stipulated Protective Order Regarding Confidential Information4-72
- § 4:13 : Discovery Motion Practice and Sanctions4-75
- § 4:13.1 : Rule 37 Motion to Compel4-75
- [A] : Prior to a Motion to Compel4-75
- [B] : Filing a Motion to Compel4-75
- [C] : Delay or Failure to File Motion to Compel4-76
- [D] : Opposing a Motion to Compel4-77
- [E] : Recovery of Attorneys’ Fees and Costs4-77
- [F] : Failure to Comply with an Order to Compel4-78
- § 4:13.2 : Sanctions Available Without a Discovery Order4-80
- § 4:13.3 : Failure to Provide Electronically Stored Information4-80
- § 4:13.4 : Spoliation of Evidence4-80
- § 4:13.5 : Rule 26(g) Motions4-82
- § 4:13.6 : Miscellaneous Other Discovery Motions4-83
- [A] : Extensions of Time4-83
- [B] : Motion to Be Relieved of Admissions4-85
- § 4:13.7 : Appeals from Discovery Orders4-85
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Chapter 5: |
Attorney-Client Privilege and Work Product Immunity |
Patricia A. Martone ~ Morrison & Foerester LLP |
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- § 5:1 : Introduction5-2
- § 5:2 : Attorney-Client Privilege5-3
- § 5:2.1 : Defining the Privilege5-3
- § 5:2.2 : Resolving Disputes5-4
- § 5:2.3 : Attorney-Client Privilege Issues Typical in Patent Litigation5-5
- [A] : Who Qualifies As an Attorney?5-5
- [A][1] : Attorneys Who Prosecute Patent Applications5-5
- [A][2] : Patent Agents Registered to Practice Before the PTO5-6
- [A][3] : Foreign Patent Agents5-8
- [A][3][a] : Courts Extending the Privilege to Communications with Foreign Nonattorney Patent Agents5-8
- [A][3][b] : The U.K. As an Example5-12
- [A][3][c] : Courts Denying the Privilege to Communications with Foreign Patent Agents5-13
- [B] : What Types of Communications Are Protected?5-14
- [B][1] : Prosecution Documents5-14
- [B][1][a] : The Jack Winter Line of Cases5-15
- [B][1][b] : The Knogo Line of Cases5-16
- [B][1][c] : More Recent Federal Circuit Law5-18
- [B][2] : Opinion Letters5-19
- [B][3] : Licensing and Settlement Documents5-21
- [C] : Who Qualifies As a Client?5-22
- § 5:3 : Attorney Work Product Immunity5-24
- § 5:3.1 : Defining the Immunity5-24
- § 5:3.2 : Resolving Disputes5-26
- § 5:3.3 : The Immunity in Patent Litigation5-26
- § 5:3.4 : “Anticipation of Litigation”5-26
- § 5:3.5 : Typical Documents in Patent Litigation5-29
- [A] : Opinion Letters5-29
- [B] : Patent Prosecution Documents5-30
- [C] : Patent Prosecution Documents Prepared by Patent Agents5-31
- [D] : Pre-Suit Investigations5-32
- [E] : Licensing and Settlement5-32
- [F] : Party or Party Representative5-33
- § 5:4 : Waiver of Attorney-Client Privilege5-33
- § 5:4.1 : Generally5-33
- § 5:4.2 : Inadvertent Waiver5-35
- § 5:4.3 : Intentional Waiver5-41
- [A] : Willful Infringement; Inducement of Infringement5-41
- [B] : Inequitable Conduct5-48
- [C] : Estoppel5-50
- § 5:4.4 : Timing and Scope of Intentional Waiver5-52
- § 5:4.5 : Waiver Resulting from Corporate Transactions5-53
- § 5:5 : Waiver of Work Product Immunity5-58
- § 5:5.1 : Generally5-58
- § 5:5.2 : Inadvertent Waiver5-58
- § 5:5.3 : Intentional Waiver5-60
- [A] : Willful Infringement5-60
- [B] : Disclosing Work Product to Experts5-63
- § 5:6 : Piercing the Attorney-Client Privilege and Work Product Immunity5-65
- § 5:7 : Conclusion5-66
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Chapter 6: |
Organization, Vendor Support, and Cost Control |
Stephen F Sherry ~ McAndrews Held & Malloy Ltd Timothy J Malloy ~ McAndrews Held & Malloy Ltd Kirk A Vander Leest ~ McAndrews Held & Malloy Ltd |
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- § 6:1 : Developing a Central Organizational Framework for the Case6-2
- § 6:2 : Organizing a Trial Team6-9
- § 6:2.1 : Team Leaders6-9
- § 6:2.2 : Other Lawyers6-11
- § 6:2.3 : Local Counsel6-11
- § 6:2.4 : In-House Counsel6-12
- § 6:2.5 : Temporary Personnel6-12
- § 6:2.6 : Turnover6-13
- § 6:3 : Document Organization and Retrieval6-13
- § 6:3.1 : Electronic Case Management and Filing6-14
- § 6:3.2 : Micro Versus Macro Document Management6-14
- § 6:3.3 : Indexing Categories6-15
- § 6:3.4 : Control Numbers and Copying6-16
- § 6:3.5 : Imaging Systems6-18
- § 6:3.6 : Considerations Regarding Electronic Discovery6-19
- § 6:4 : Organizing Deposition Materials6-22
- § 6:4.1 : Planning6-22
- § 6:4.2 : Taking the Deposition, Indexing, and Digesting6-23
- § 6:4.3 : Videotaping Depositions6-24
- § 6:4.4 : Using Deposition Testimony6-26
- § 6:5 : Using Database Systems6-26
- § 6:6 : Obtaining Patent Materials6-29
- § 6:7 : Obtaining a Claim Construction Ruling6-31
- § 6:8 : Creating Demonstrative Exhibits and Videos6-32
- § 6:9 : Jury Consultants6-35
- § 6:10 : Other Litigation Support Vendors6-38
- § 6:10.1 : Copying Services6-38
- § 6:10.2 : Graphics Services6-39
- § 6:10.3 : Services for the Electronic Courtroom6-40
- § 6:11 : Budgeting and Cost Control6-42
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Chapter 7: |
Nondiscovery Motions and Court-Initiated Procedures |
Gary M. Hoffman ~ Dickstein Shapiro LLP Charles W Saber ~ Dickstein Shapiro Morin & Oshinsky LLP Dipu A Doshi ~ Dickstein Shapiro Morin & Oshinsky LLP |
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- § 7:1 : Introduction7-2
- § 7:2 : Markman Proceedings for Claim Interpretation7-3
- § 7:2.1 : Markman in General7-3
- § 7:2.2 : When a Markman Determination Is Necessary7-5
- § 7:2.3 : Procedural Contexts in Which Claim Interpretation Arises7-7
- § 7:2.4 : Evidence Considered in Determining Claim Construction7-10
- § 7:2.5 : Manner in Which Courts Construe Claims7-12
- § 7:2.6 : Role of Witnesses7-25
- § 7:2.7 : Use of Court-Appointed Experts7-27
- § 7:2.8 : Necessity of a Hearing to Decide Claim Construction7-29
- § 7:2.9 : Timing of Markman Hearings7-29
- § 7:2.10 : Timing Established by Local Rules7-33
- § 7:2.11 : Appeal of Claim Construction Decisions7-37
- § 7:3 : Summary Judgment Motions7-40
- § 7:3.1 : Introduction7-40
- § 7:3.2 : Summary Judgment Motions by the Patentee7-41
- § 7:3.3 : Summary Judgment for the Accused Infringer7-43
- § 7:3.4 : Procedural Aspects of Motions for Summary Judgment7-45
- § 7:4 : Nondiscovery Procedural Motions7-47
- § 7:4.1 : Introduction7-47
- § 7:4.2 : Motion for Separate Trials (Bifurcation)7-47
- § 7:4.3 : Motion for Appointment of a Special Master7-50
- § 7:4.4 : Motions for Leave to Amend7-51
- § 7:5 : Pretrial and Scheduling Conferences7-53
- § 7:5.1 : Initial Scheduling Order7-53
- § 7:6 : Court-Initiated Settlement Procedures7-54
- § 7:6.1 : Alternative Dispute Resolution Programs Used by Federal District Courts7-54
- § 7:6.2 : Court-Initiated ADR Programs in Patent Cases7-57
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Chapter 8: |
Witnesses Special to a Patent Case |
Mark T Banner ~ Banner & Witcoff Ltd Christopher J. Renk ~ Banner & Witcoff, Ltd. Ted L Field ~ South Texas College of Law |
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- § 8:1 : Introduction8-2
- § 8:2 : The Inventor8-4
- § 8:2.1 : The Patent Owner’s Approach to the Inventor8-4
- [A] : The Inventor’s Role in a Patent Owner’s Case8-5
- [B] : Inventor Problems and Overcoming Them8-7
- § 8:2.2 : The Defendant’s Approach to the Inventor8-12
- § 8:2.3 : The Hostile Inventor8-17
- § 8:3 : Expert Witnesses8-17
- § 8:3.1 : Qualifying Experts at Trial and Presenting Their Opinions8-20
- § 8:3.2 : Technical Expert8-31
- § 8:3.3 : Patent Law Expert8-40
- § 8:3.4 : Damages Expert8-45
- § 8:3.5 : Deposition of Experts8-49
- § 8:3.6 : Non-Testifying Experts8-50
- § 8:4 : Fact Witnesses8-52
- § 8:4.1 : Designers of Accused Infringing Products8-52
- § 8:4.2 : Nonparty Invalidity Witness8-54
- § 8:4.3 : Witness Regarding Inequitable Conduct Before the PTO8-58
- § 8:4.4 : The Willfulness Witness8-60
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Chapter 9: |
Damages and Attorney Fees |
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- § 9:1 : Statutory Basis9-3
- § 9:1.1 : Damages on U.S. Sales of Components Used Overseas in a Process Patented in the United States9-3
- § 9:1.2 : Damages Base and Exclusions9-4
- § 9:2 : Determination of Liability Period9-5
- § 9:2.1 : Start and End of Patent Term9-5
- § 9:2.2 : Start and End of Infringement9-5
- § 9:2.3 : Six-Year Pre-Complaint Limitation9-7
- § 9:2.4 : Limitations Imposed by the Patent Marking Statute9-7
- § 9:3 : Tests for Entitlement to a Lost Profit Measure of Damages9-8
- § 9:3.1 : Requirement for Causation Generally9-8
- § 9:3.2 : Panduit Test for Lost Profits9-10
- [A] : Demand for Patented Product9-10
- [B] : Absence of Acceptable Noninfringing Substitute9-11
- [C] : Capacity9-13
- [D] : Quantum of Lost Profits9-14
- § 9:3.3 : Alternatives to Panduit Test9-14
- § 9:3.4 : Lost Profits or Infringers’ Profits on a Design Patent9-15
- § 9:4 : Calculation of Amount of Lost Profits9-15
- § 9:4.1 : Profits on the Patented Product Lost to the Infringing Products9-15
- § 9:4.2 : Profits on Unpatented Products Sold by the Patentee Lost to Infringing Products9-16
- § 9:4.3 : Profits on Ancillary Products Meeting the Entire Market Value Test9-17
- § 9:4.4 : Profits Lost Due to Price Erosion Damages9-18
- § 9:5 : Reasonable-Royalty Measure of Recovery9-20
- § 9:5.1 : Reasonable Royalty Based on Hypothetical Pre-Infringement Negotiations9-20
- § 9:5.2 : Reasonable Royalty Based on a Fraction of the Patentee’s Lost Profits9-21
- § 9:5.3 : Reasonable Royalty Based on a Fraction of Infringer’s Anticipated Profit9-23
- § 9:5.4 : Reasonable Royalty Limited by the Differential Cost of Using an Alternative Noninfringing Technology9-23
- § 9:5.5 : Reasonable Royalty Based on a Flat Fee or Milestone Payments9-23
- § 9:5.6 : Georgia-Pacific Factors9-24
- § 9:5.7 : Blended Damages Award of Lost Profits and Reasonable Royalty Based on Market Share9-26
- § 9:5.8 : Liquidated Damages Against Violating Licensee9-27
- § 9:5.9 : Compelled Royalty for a Winning Patentee After Denial of a Permanent Injunction9-27
- § 9:6 : Proving the Amount of Damages9-29
- § 9:6.1 : Foundational Fact Evidence of Damages9-29
- [A] : Sales and Marketing Fact Witnesses9-29
- [B] : Adverse Witnesses Employed by the Infringer9-30
- [C] : Licensing Witnesses9-30
- [D] : Capacity Witnesses9-31
- § 9:6.2 : Use of a Damages Expert9-31
- [A] : Selection of a Damages Expert9-31
- [B] : Expert’s Team9-32
- [C] : Protection of Attorney Work Product9-33
- [D] : Procedural Issues re Damages Evidence9-33
- § 9:7 : Effect of Bifurcation on Trial of Damages9-33
- § 9:8 : Demonstrative Exhibits9-35
- § 9:9 : Prejudgment Interest9-35
- § 9:10 : Increased Damages9-37
- § 9:10.1 : Willfulness and Who Determines It9-37
- § 9:10.2 : Willfulness = Objective Recklessness9-37
- § 9:10.3 : Judicial Discretion on Enhancement9-39
- § 9:10.4 : Privilege and Disqualification9-40
- § 9:10.5 : Requirements for Opinion Adequacy9-42
- [A] : Competence and Comprehensiveness9-43
- [B] : Timeliness9-44
- § 9:11 : Award of Attorney Fees9-45
- § 9:12 : False Marking9-47
- § 9:12.1 : Under 1952 Act9-47
- § 9:12.2 : Under 2011 Act9-48
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Chapter 10: |
Injunctions |
John F Sweeney ~ Morgan & Finnegan LLP |
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- § 10:1 : Introduction10-2
- § 10:1.1 : Types of Injunctions10-2
- § 10:1.2 : Statutory Basis for Injunctive Relief10-4
- § 10:2 : Historical Origins of Injunctive Relief10-7
- § 10:3 : Injunctive Relief in Patent Law Prior to the Federal Circuit10-9
- § 10:4 : Preliminary Injunctions10-9
- § 10:4.1 : Preliminary Injunction Hearing10-11
- § 10:4.2 : Likelihood of Success on the Merits10-12
- § 10:4.3 : Irreparable Harm10-16
- § 10:4.4 : Balance of Hardships Between the Parties10-18
- § 10:4.5 : Public Interest10-19
- § 10:4.6 : Posting of Bond10-20
- § 10:4.7 : Standard of Review10-21
- § 10:5 : Persons Bound by Injunction10-23
- § 10:6 : Permanent Injunctions10-24
- § 10:6.1 : Public Interest Implications10-28
- § 10:6.2 : Scope of Injunctive Relief10-29
- § 10:7 : Enforcement of Injunctions10-31
- § 10:8 : Unclean Hands10-33
- § 10:9 : Laches, Acquiescence, and Delay10-34
- § 10:10 : Relation of Injunctive Relief to Jury Trial10-34
- § 10:10.1 : Injunctive Relief and Assertion of Invalidity and Noninfringement10-35
- § 10:10.2 : Injunctive Relief and Damages10-39
- § 10:11 : Tactical Considerations Concerning Applications for Preliminary Injunctive Relief10-40
- § 10:11.1 : Application for a TRO Versus a Motion for Preliminary Injunction10-40
- § 10:11.2 : Discovery in the Context of a Motion for a Preliminary Injunction10-41
- § 10:12 : Conclusion10-42
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Chapter 11: |
Pretrial Proceedings |
Don W Martens ~ Knobbe Martens Olson & Bear LLP John B Sganga ~ Knobbe Martens Olson & Bear LLP |
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- § 11:1 : Introduction11-2
- § 11:2 : Establish the Theme of Your Case11-3
- § 11:2.1 : Theme of Patent Owner’s Case11-3
- § 11:2.2 : Theme of Accused Infringer’s Case11-4
- § 11:2.3 : Building on the Theme11-4
- § 11:3 : Pretrial Conference and Associated Filings11-5
- § 11:3.1 : Exhibit Lists and Objections11-5
- § 11:3.2 : Witness List11-7
- § 11:3.3 : Designations of Deposition Testimony11-9
- § 11:3.4 : Memorandum of Contentions of Fact and Law11-11
- § 11:3.5 : Joint Pretrial Order11-12
- § 11:3.6 : Pretrial Conference11-13
- § 11:3.7 : Trial Brief11-13
- § 11:3.8 : Filings Unique to the Bench Trial11-14
- § 11:4 : Additional Filings and Hearings for Jury Trials11-15
- § 11:4.1 : Jury Instructions11-15
- § 11:4.2 : Verdict Form and Special Interrogatories11-16
- § 11:4.3 : Voir Dire Questions11-17
- § 11:5 : Section 282 Notice of Prior Art11-17
- § 11:6 : Motions in Limine and Bench Briefs11-18
- § 11:7 : Other Motions, or Stipulations, Related to Trial Conduct11-19
- § 11:7.1 : Set Order of Proofs11-19
- § 11:7.2 : Sequestering Witnesses11-20
- § 11:7.3 : Protective Order Regarding Confidential Documents11-20
- § 11:7.4 : Permit and Regulate Use of Electronic Presentation Media11-21
- § 11:8 : Logistical Arrangements with the Court11-22
- § 11:8.1 : Viewing the Courtroom11-22
- § 11:8.2 : Equipment and File Setup in the Courtroom11-23
- § 11:8.3 : Exhibit Tagging11-23
- § 11:8.4 : Ascertaining Exhibit Procedures Required by Judge11-23
- § 11:8.5 : Arrangements for Daily Transcripts11-23
- § 11:9 : Preparing Witnesses for Trial11-24
- § 11:10 : Preparation of Internal Documentation11-25
- § 11:10.1 : Opening Statement and Closing Argument11-25
- § 11:10.2 : Direct Testimony Outlines11-25
- § 11:10.3 : Cross-Examination Testimony Outlines11-26
- § 11:11 : Logistical Arrangements for the Trial Team11-26
- § 11:11.1 : Setting Up a “War Room” for Trial11-26
- § 11:11.2 : Staffing and Accommodations11-27
- § 11:11.3 : Assigning Clear Lines of Responsibility11-27
- § 11:11.4 : Trial Subpoenas and Witness Fees11-27
- § 11:11.5 : Role of Local Counsel11-27
- § 11:11.6 : Scheduling Witnesses11-28
- § 11:11.7 : Arranging Local Copying and Local Litigation Graphics Support11-28
- § 11:11.8 : Arranging for Visible Presence of Corporate Representatives at Trial11-28
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Chapter 12: |
Trial |
Michael V Ciresi ~ Robins Kaplan Miller & Ciresi LLP Cole Fauver ~ Robins Kaplan Miller & Ciresi LLP David Beehler ~ Robins Kaplan Miller & Ciresi LLP |
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- § 12:1 : Planning the Order of Presentation of Evidence12-3
- § 12:1.1 : Patent Owner’s Case12-3
- § 12:1.2 : Accused Infringer’s Case12-4
- § 12:2 : Jury Matters12-7
- § 12:2.1 : Juror Profile, Information, and Voir Dire12-7
- § 12:2.2 : Use of Jury Consultants12-8
- § 12:2.3 : Jury Instructions and Interrogatories12-10
- § 12:2.4 : Verdict Forms12-12
- § 12:3 : Trial Team12-14
- § 12:3.1 : Organize a Core Group That Knows the Case Intimately12-14
- § 12:3.2 : Project a Professional Attitude12-14
- § 12:4 : Use of Electronic Courtroom Technology12-15
- § 12:4.1 : Document Control and Display12-15
- § 12:4.2 : Computer Graphics12-16
- [A] : Persuasive Value12-16
- [B] : Animations12-17
- [C] : Cost12-18
- [D] : Admissibility12-19
- § 12:4.3 : Other Visual Aids12-22
- § 12:4.4 : Real-Time Court Reporting12-23
- § 12:5 : Opening Statements12-23
- § 12:5.1 : For the Patent Owner12-24
- [A] : The Story of the Inventors12-24
- [B] : Disbelief12-24
- [C] : Problem Solved/Tutorial12-24
- [D] : How to Read a Patent12-24
- [E] : Presumption of Validity12-25
- [F] : Prior Art12-25
- [G] : Experts12-25
- § 12:5.2 : For the Accused Infringer12-25
- § 12:6 : Testimony12-26
- § 12:6.1 : Presentation of Live Witnesses on Direct12-26
- [A] : Generally12-26
- [B] : Witness Order12-27
- [C] : Credibility and Appearance Factors12-27
- [D] : Use of Adverse Witnesses for Your Own Case12-28
- § 12:6.2 : Presentation of Testimony by Deposition, Including Use of Video Presentation12-31
- § 12:6.3 : Qualifications and Voir Dire of Expert Witnesses12-32
- [A] : Role of Experts After Markman12-32
- [B] : Selecting Areas of Expertise12-35
- [B][1] : Technical Experts12-35
- [B][2] : Technical and Fact Experts12-36
- [B][3] : Legal Experts12-36
- [B][4] : Damages Experts12-37
- [C] : Conclusion12-38
- § 12:6.4 : Cross-Examination and Impeachment12-38
- § 12:6.5 : Making Objections12-39
- § 12:6.6 : Offers of Proof12-42
- § 12:7 : Admission of Other Evidence and Use of Demonstrative Aids12-42
- § 12:7.1 : Factual Exhibits12-42
- § 12:7.2 : Summaries12-44
- § 12:7.3 : Demonstrative Exhibits12-45
- § 12:7.4 : Written Discovery Responses and Pretrial Statement Facts12-45
- § 12:8 : Proof of Special Issues12-45
- § 12:8.1 : Issues to Be Decided by the Court12-46
- [A] : Equitable Estoppel and Inequitable Conduct12-46
- [B] : Injunctive Relief12-46
- [C] : Enhanced Damages12-46
- [D] : Prejudgment and Post-Judgment Interest12-47
- [E] : Attorneys’ Fees12-48
- [F] : Section 112 Definiteness and Enablement12-48
- § 12:8.2 : Issues to Be Decided by the Jury12-48
- [A] : Infringement12-48
- [B] : Novelty12-49
- [C] : Nonobviousness12-49
- [D] : Section 112 Best Mode12-49
- [E] : Section 112 Written Description12-49
- [F] : Damages12-49
- [G] : Willfulness12-50
- § 12:8.3 : Infringement, Doctrine of Equivalents, and Bars to the Doctrine12-50
- [A] : Literal Infringement12-50
- [B] : Infringement Under the Doctrine of Equivalents12-50
- § 12:9 : Motions During Trial12-54
- § 12:9.1 : Evidence Motions and Bench Briefs12-54
- § 12:9.2 : Motions in Bench Trials12-55
- § 12:9.3 : Motions Under Rule 615 to Sequester Witnesses12-56
- § 12:9.4 : Motions for Judgment As a Matter of Law (JMOL)12-56
- § 12:9.5 : Motions for New Trial12-60
- § 12:10 : Closing Arguments12-62
- § 12:11 : Post-Trial Motions12-63
- § 12:11.1 : Rule 52 Amendments to the Findings12-63
- § 12:11.2 : Rule 60 Proceedings for Relief from Judgment12-64
- § 12:11.3 : Stays of Execution12-68
- § 12:11.4 : Rule 74 Appeals from Magistrate Judge to District Judge12-70
- § 12:11.5 : Standards for Overturning the Jury’s Verdict12-70
- § 12:12 : Judgment12-70
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Chapter 13: |
Appeal |
Allen M Sokal ~ Finnegan Henderson James R Barney ~ Finnegan Henderson |
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- § 13:1 : Introduction13-2
- § 13:2 : The Federal Circuit in General13-3
- § 13:2.1 : Origin and Structure of the Court13-3
- § 13:2.2 : Mechanics of the Decision-Making Process13-4
- § 13:3 : Jurisdictional Considerations: Subject Matter and Timing13-6
- § 13:3.1 : When Do You Have a “Patent” Case?13-6
- § 13:3.2 : When May You Approach the Federal Circuit for Relief?13-9
- [A] : Final Decisions13-9
- [B] : Complete Resolution of a Severable Part of the Case13-9
- [C] : Interlocutory Appeals13-10
- [D] : Collateral Order Doctrine13-11
- [E] : Petitions for Extraordinary Writs13-12
- § 13:4 : Law Applicable in Federal Circuit Appeals13-13
- § 13:4.1 : Applicable Patent Precedents13-13
- § 13:4.2 : Nonpatent Substantive Law13-15
- § 13:4.3 : Applicable Procedural Law13-15
- § 13:5 : Limitations on Appellate Review13-16
- § 13:5.1 : Scope of Review13-16
- § 13:5.2 : Limitation to Evidence, Argument, and Objections Advanced in the Trial Court Record13-20
- § 13:6 : Pre-Appeal Actions in the Trial Court13-22
- § 13:6.1 : Supplementation of the Record and Preservation of Issues13-22
- § 13:6.2 : Obtaining an Appealable Order13-23
- § 13:6.3 : Deciding Whether to Appeal at All13-24
- § 13:6.4 : Motion to Stay Injunction or Execution of Judgment13-26
- § 13:6.5 : Filing the Notice of Appeal13-27
- § 13:6.6 : Consideration of Cross-Appeal13-27
- § 13:7 : Procedural Matters in the Federal Circuit13-29
- § 13:7.1 : Sequence, Content, and Timing of Submissions13-29
- § 13:7.2 : Issue Selection13-31
- § 13:7.3 : Practical Considerations in Briefing13-33
- [A] : Statement of the Issues13-33
- [B] : Statement of the Case13-34
- [C] : Statement of the Facts13-34
- [D] : Argument13-35
- [E] : Summary of Argument13-36
- [F] : Conclusion13-37
- [G] : Appellee’s Brief13-37
- [H] : Reply Brief13-38
- § 13:8 : Oral Argument13-39
- § 13:9 : Decision13-40
- § 13:10 : Post-Decision Proceedings13-41
- § 13:11 : Conclusion13-42
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Chapter 14: |
Patent Litigation Other Than District Court Infringement Actions |
Jeffrey A Finn ~ Sidley Austin LLP |
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- § 14:1 : Introduction14-2
- § 14:2 : Litigation Against the U.S. Government for Compensation for Unauthorized Use of a Patent14-3
- § 14:2.1 : Exclusive Jurisdiction in U.S. Court of Federal Claims14-3
- § 14:2.2 : Position of Suppliers to the Government14-6
- [A] : “By or for the United States”14-8
- [B] : “Authorization or Consent”14-10
- § 14:2.3 : Substantive Patent Principles and Controlling Precedent14-12
- § 14:2.4 : Unavailability of Injunctive Relief and Jury14-13
- § 14:2.5 : Procedure14-14
- [A] : Rules of Court of Federal Claims Generally14-14
- [B] : Nationwide Jurisdiction14-15
- [C] : Commencement of Action in Court of Federal Claims14-15
- [D] : Other Provisions of the RCFC That Deviate from the Federal Rules14-16
- [E] : Statute of Limitations14-16
- § 14:2.6 : Determination of Amount Awarded14-17
- [A] : Reasonable Royalty14-18
- [A][1] : Royalty Compensation Base Calculation14-18
- [A][2] : Reasonable Royalty Rate Determination14-19
- [B] : Lost Profits14-20
- [C] : Percentage of Governmental Cost Savings14-21
- [D] : Delay Damages14-22
- § 14:2.7 : Defenses Special to Court of Claims Cases14-22
- [A] : March-In Rights14-23
- [B] : Exhaustion of Administrative Remedies14-23
- § 14:2.8 : Appeal14-24
- § 14:3 : Federal Civil Actions Arising Under the Patent Laws Other Than for Infringement14-24
- § 14:3.1 : Under 35 U.S.C. § 145 to Obtain a Patent14-24
- § 14:3.2 : Under 35 U.S.C. § 146 in Case of a Patent Interference14-26
- § 14:3.3 : Under 35 U.S.C. § 291 Involving Interfering Patents14-28
- § 14:3.4 : Under 35 U.S.C. § 256 to Correct Joinder of Inventor14-30
- [A] : Substantive Requirements14-31
- [B] : Burden of Proof14-32
- [C] : Diligence14-33
- § 14:4 : U.S. International Trade Commission14-33
- § 14:4.1 : Introduction14-33
- § 14:4.2 : Complaint14-37
- § 14:4.3 : Response14-39
- § 14:4.4 : Protective Order14-41
- § 14:4.5 : Discovery in the ITC14-42
- § 14:4.6 : ITC Motion Practice14-44
- § 14:4.7 : Domestic Industry14-46
- [A] : Domestic Industry Requirement Is Jurisdictional14-47
- [B] : Domestic Industry Requirement Has Two Prongs That Must Be Satisfied14-48
- [B][1] : Economic Prong14-48
- [B][2] : Technical Prong14-49
- § 14:4.8 : Hearing14-50
- § 14:4.9 : Conclusion14-51
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Chapter 15: |
Challenging Validity in the PTO Under the 2011 Patent Act |
Matthew I Kreeger ~ Morrison & Foerster LLP Charles S. Barquist ~ Morrison & Foerster LLP |
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- § 15:1 : Introduction15-2
- § 15:2 : Ex Parte Reexamination15-4
- § 15:3 : Inter Partes Review15-5
- § 15:3.1 : Generally15-5
- § 15:3.2 : Procedure15-5
- [A] : Petition15-5
- [B] : Decision15-7
- [C] : Appeal15-9
- § 15:3.3 : PTAB Trial Practice Rules15-9
- § 15:3.4 : Differences from Prior Law15-10
- § 15:3.5 : Effective Date15-12
- § 15:3.6 : Estoppel15-12
- § 15:3.7 : Litigation Stays Pending Inter Partes Review15-13
- § 15:4 : Post-Grant Review15-13
- § 15:4.1 : Generally15-13
- § 15:4.2 : Procedure15-14
- [A] : General15-14
- [B] : Petition15-14
- [C] : Decision15-18
- [D] : Appeal15-20
- § 15:4.3 : Estoppel15-20
- § 15:4.4 : Litigation Stays Pending Post-Grant Review15-21
- § 15:4.5 : PGRs Compared to Opposition Procedure at the European Patent Office15-22
- [A] : Estoppel15-22
- [B] : Basis for Initiating the Proceeding15-22
- [C] : Procedures15-23
- [D] : Appeal15-25
- § 15:4.6 : Effective Date15-25
- § 15:4.7 : Transitional Business Method Patent Review Process15-25
- § 15:5 : Derivation Proceedings15-27
- § 15:5.1 : Generally15-27
- § 15:5.2 : Procedure15-28
- [A] : Petition15-28
- [B] : Decision15-30
- [C] : Settlement15-30
- [D] : Arbitration15-30
- [E] : Public Availability of PTAB Records15-31
- [F] : Appeal15-31
- [G] : Derivation for Nonapplicants15-32
- § 15:5.3 : Contrast with Interferences15-32
- § 15:5.4 : Effective Date15-33
- § 15:6 : Supplemental Examination15-34
- § 15:6.1 : Generally15-34
- § 15:6.2 : Procedure15-34
- § 15:6.3 : Relation to Refutation of Inequitable Conduct and Fraud15-36
- § 15:6.4 : Effective Date15-38
- § 15:7 : Preissuance Third-Party Submissions15-38
- § 15:7.1 : Procedure15-38
- § 15:7.2 : Effective Date15-40
- § 15:7.3 : Estoppel15-40
- § 15:7.4 : Timing of Submissions15-41
- § 15:8 : Burden of Proof in PTO Proceedings15-41
- § 15:9 : Choosing Whether to Contest Validity in the Courts or in the PTO15-42
- § 15:9.1 : Estoppel15-42
- § 15:9.2 : Litigation Stay15-42
- § 15:9.3 : Advantages of Inter Partes and Post-Grant Review to Concurrent Patent Infringement Defendants15-43
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Table of Authorities |
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Index to Patent Litigation |
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