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Chapter 1: |
Overview |
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- § 1:1 : Introduction1-1
- § 1:2 : The Markman Decisions1-3
- § 1:3 : Summary of Post-Markman Law1-5
- § 1:3.1 : Certainty Versus Uncertainty1-5
- § 1:3.2 : Indefiniteness1-7
- § 1:3.3 : Timing1-8
- § 1:3.4 : Types of Presentations1-8
- § 1:3.5 : Use of Extrinsic Evidence1-9
- § 1:3.6 : Finality of Claim Construction1-9
- § 1:3.7 : Consideration of Alleged Infringements1-10
- § 1:3.8 : Appeals1-10
- § 1:3.9 : Local Court Claim Construction Rules1-12
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Chapter 2: |
Selecting Claims and Claim Elements for Construction |
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- § 2:1 : General Considerations2-3
- § 2:2 : Intrinsic Evidence2-6
- § 2:2.1 : The Patent2-7
- [A] : All Elements Rule2-7
- [A][1] : The Doctrine of Equivalents2-7
- [A][2] : What Is an Element of a Claim?2-10
- [A][3] : The Preamble As a Limitation2-11
- [A][4] : Joint Infringement2-12
- [B] : Construction Is Based on Entirety of the Specification2-14
- [B][1] : Claim Terms Are Usually Given Their Ordinary and Customary Meanings2-14
- [B][1][a] : Terms of Art in Patent Law2-16
- [B][1][b] : “Comprising,” “Consisting of,” and “Consisting Essentially of”2-17
- [B][1][c] : “Whereby” Clauses2-17
- [B][2] : Construction Should Not Normally Read Limitations into Claims2-18
- [B][3] : Construction Should Not Usually Be Limited to Specific Disclosed Embodiments2-22
- [B][4] : Claims Should Normally Be Construed to Include the Preferred Embodiments2-22
- [B][5] : Title Is Usually Irrelevant2-23
- [B][6] : Definitions2-23
- [B][7] : Effect of Other Claims2-24
- [B][7][a] : Dependent Claims2-25
- [B][7][b] : Other Independent Claims2-26
- [C] : Specialized Types of Claims2-28
- [C][1] : Means-Plus-Function Claim2-28
- [C][2] : Computer and Business Method Claims2-30
- [C][3] : Jepson-type Claims2-32
- [C][4] : Markush Claims2-32
- [C][5] : Product-by-Process Claims2-32
- [D] : Suspect Doctrines2-33
- [D][1] : Claim Differentiation2-33
- [D][2] : Construction Should Preserve Validity2-34
- § 2:2.2 : File History2-35
- [A] : Use for Interpretation2-35
- [B] : Estoppels and Disclaimers2-37
- [C] : Patent and Trademark Office Uses a Different Standard of the Broadest Reasonable Interpretation2-38
- § 2:2.3 : Cited Prior Art2-41
- [A] : Information Disclosure Statements2-41
- [B] : Incorporation by Reference in the Specification2-43
- § 2:2.4 : Related Patents and Applications2-44
- [A] : U.S. Applications and Patents2-44
- [B] : Foreign Applications and Patents2-45
- § 2:3 : Extrinsic Evidence2-46
- § 2:4 : Related Doctrines2-48
- § 2:4.1 : Section 1122-48
- [A] : Indefiniteness2-49
- [A][1] : Supreme Court Case Law2-49
- [A][2] : Federal Circuit Case Law2-52
- [A][2][a] : Relatively Clear Cut Indefiniteness2-53
- [A][2][b] : Terms of Approximation and Terms of Degree2-55
- [A][2][c] : Multiple Plausible Meanings and Facially Nonsensical Claim Language2-57
- [A][2][d] : Multiple Standards for Measurement of an Essential Claim Limitation2-58
- [B] : Enablement2-60
- [C] : Written Description2-62
- [D] : Best Mode2-63
- [E] : Inequitable Conduct2-64
- § 2:4.2 : Section 101: Patent-Eligible Subject Matter2-65
- § 2:5 : Design Patents2-70
- § 2:6 : Plant Patents2-73
- § 2:7 : Litigation Considerations, Sanctions, and Penalties2-74
- § 2:7.1 : Alternative Positions and Possible Preclusion2-75
- § 2:7.2 : Deviations from Common Litigation Procedures for Claim Construction2-76
- § 2:7.3 : Pre-Trial Sanctions and Procedures2-77
- § 2:7.4 : Post-Trial Sanctions and Procedures2-78
- § 2:7.5 : Contempt2-80
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Chapter 3: |
Prior Claim Construction |
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- § 3:1 : Introduction3-1
- § 3:2 : Law of the Case3-3
- § 3:3 : Stare Decisis3-5
- § 3:4 : Estoppel3-10
- § 3:4.1 : Collateral Estoppel (Issue Preclusion)3-10
- § 3:4.2 : Judicial Estoppel3-14
- § 3:5 : Res Judicata (Claim Preclusion)3-15
- § 3:6 : Persuasive Effect3-15
- § 3:7 : Summary3-15
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Chapter 4: |
Timing for Construction |
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- § 4:1 : General Considerations4-1
- § 4:2 : Construction Before or Early in Discovery4-2
- § 4:2.1 : Stay of Discovery4-6
- § 4:3 : Construction Before Close of Discovery4-6
- § 4:4 : Construction After Discovery4-7
- § 4:5 : Construction in Jury Instructions4-9
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Chapter 5: |
Local Court Claim Construction Rules |
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- § 5:1 : Overview5-10
- § 5:2 : Northern District of California Patent Local Rules5-11
- § 5:2.1 : Joint Claim Construction and Prehearing Statement (Rule 4-3)5-12
- § 5:2.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-12
- [A] : Initial Case Management Conference (Rule 2-1)5-12
- [B] : Disclosure of Asserted Claims and Infringement Contentions (Rule 3-1)5-13
- [C] : Invalidity Contentions (Rule 3-3)5-13
- [D] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3-2 and 3-4)5-14
- [E] : Exchange of Proposed Terms for Construction (Rule 4-1)5-14
- [F] : Exchange of Preliminary Claim Construction and Extrinsic Evidence (Rule 4-2)5-14
- § 5:2.3 : Claim Construction Discovery (Rule 4-4)5-15
- § 5:2.4 : Claim Construction Briefs (Rule 4-5)5-15
- § 5:2.5 : Claim Construction Hearing (Rule 4-6)5-15
- § 5:3 : Southern District of California Patent Local Rules5-16
- § 5:3.1 : Joint Claim Construction Chart, Worksheet and Hearing Statement (Rule 4.2)5-16
- § 5:3.2 : Preliminaries to the Joint Claim Construction Chart, Worksheet and Hearing Statement5-17
- [A] : Early Neutral Evaluation Conference and Initial Case Management Conference (Rule 2.1)5-17
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Rules 3.1 and 3.3)5-18
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3.1 and 3.6)5-18
- [B][2] : Disclosure of Preliminary Invalidity Contentions (Rule 3.3)5-18
- [B][3] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3.2 and 3.4)5-19
- [B][4] : Exchange of Proposed Terms for Construction (Rule 4.1.a and c)5-19
- [B][5] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 4.1.b and d)5-20
- [B][6] : Meet and Confer (Rule 4.1.e)5-20
- § 5:3.3 : Claim Construction Discovery (Rule 4.3)5-20
- § 5:3.4 : Claim Construction Briefs (Rule 4.4)5-20
- § 5:3.5 : Claim Construction Hearing (Rule 4.5)5-21
- § 5:3.6 : Evidentiary and Procedural Issues5-21
- [A] : Confidentiality (Rule 2.2)5-21
- [B] : Certification (Rule 2.3)5-21
- [C] : Relationship to Federal Rules of Civil Procedure and Federal Rules of Evidence (Rules 2.4 and 2.5)5-22
- § 5:4 : Northern District of Georgia Patent Local Rules5-22
- § 5:4.1 : Joint Claim Construction Statement (Rule 6.3)5-22
- § 5:4.2 : Preliminaries to the Joint Claim Construction Statement5-23
- [A] : Disclosure of Asserted Claims and Infringement Contentions (Rules 4.1, 4.2, 4.4 and 4.5)5-23
- [B] : Invalidity Contentions (Rules 4.3, 4.4 and 4.5)5-24
- [C] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 4.1 and 4.3)5-24
- [D] : Exchange of Proposed Terms of Construction (Rules 6.1 and 6.2)5-25
- [E] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 6.2)5-25
- [F] : Meet and Confer (Rule 6.2(c))5-25
- § 5:4.3 : Claim Construction Discovery (Rule 6.4)5-25
- § 5:4.4 : Claim Construction Briefs (Rule 6.5)5-26
- § 5:4.5 : Claim Construction Hearing (Rule 6.6)5-26
- § 5:4.6 : Evidentiary and Procedural Issues5-26
- [A] : Confidentiality (Rules 2.1 and 2.2)5-26
- [B] : Modifications (Rule 1.2)5-26
- [C] : Relationship to the Federal Rules of Civil Procedure (Rule 3.1)5-26
- § 5:5 : Northern District of Illinois Patent Local Rules5-27
- § 5:5.1 : Preliminaries to Submission of Claim Terms to Be Construed to the Court5-28
- [A] : Contentions of All Parties As to Infringement, Validity and Enforceability (Rules 2 and 3)5-28
- [A][1] : Initial Contentions (Rule 2)5-28
- [A][2] : Final Contentions (Rule 3)5-29
- [B] : Document Production (Rules 2.1, 2.4, and 3.3)5-29
- [B][1] : Documents Produced with the Initial Disclosures (Rule 2.1)5-29
- [B][2] : Documents Produced with the Initial Contentions (Rule 2.4)5-30
- [B][2][a] : Documents Produced with the Initial Invalidity Contentions (Rule 2.4)5-30
- [B][2][b] : Documents Produced with the Final Invalidity Contentions (Rule 3.3)5-30
- [C] : Exchange of Proposed Terms of Construction (Rule 4.1)5-31
- § 5:5.2 : Discovery (Rule 1.3)5-31
- § 5:5.3 : Submissions of Terms and Phrases for Construction (Rule 4.2)5-31
- § 5:5.4 : Claim Construction Hearing (Rule 4.3)5-32
- § 5:5.5 : Confidentiality (Rule 1.4)5-32
- § 5:5.6 : Certification (Rule 1.5)5-33
- § 5:5.7 : Relationship to Federal Rules of Civil Procedure and Evidence (Rules 1.1, 1.7, 2.1, 3.4 and 6.1)5-33
- § 5:6 : Southern District of Indiana Patent Case Management Plans5-33
- § 5:6.1 : Instructions for Preparing Case Management Plan in Patent Cases (Tracks 1 and 2) (Utility Patents Pre-Markman)5-34
- § 5:6.2 : Joint Claim Construction Statement (Pre-Markman Case Management Plan III K and L)5-34
- § 5:6.3 : Preliminaries to Joint Claim Construction Statement5-35
- [A] : Disclosure of Asserted Claims and Preliminary Infringement Contentions (Pre-Markman Case Management Plan III C and D)5-35
- [A][1] : Disclosure of Asserted Claims and Preliminary Infringement Contentions (Pre-Markman Patent Case Management Plan III C)5-35
- [A][2] : Disclosure of Preliminary Invalidity Contentions (Pre-Markman Patent Case Management Plan III D)5-35
- [B] : Document Production Accompanying Infringement and Invalidity Contentions (Pre-Markman Case Management Plan III C(6) and D)5-36
- [C] : Exchange of Claim Terms to Be Construed (Pre-Markman Case Management Plan III E, F, G and H)5-36
- [D] : Exchange of Extrinsic Evidence in Support of Claim Construction (Pre-Markman Case Management Plan 3G and I)5-37
- § 5:6.4 : Claim Construction Briefs (Pre-Markman Patent Case Management Plan III M)5-37
- § 5:6.5 : Claim Construction Hearing (Pre-Markman Patent Case Management Plan III N)5-37
- § 5:6.6 : Post-Markman Hearing Procedures (Post-Markman (Phase II) Case Management Plan in Patent Cases (Tracks 1 and 2))5-38
- [A] : Post-Markman Case Management Plan Conference (Post-Markman Patent Case Management Plan II A)5-38
- [B] : Final Infringement Contentions (Post-Markman Patent Case Management Plan II C)5-38
- [C] : Discovery (Post-Markman Patent Case Management Plan II H)5-38
- § 5:6.7 : Evidentiary and Procedural Issues5-38
- [A] : Testifying Experts (Post-Markman Patent Case Management Plan V)5-38
- [B] : Trial (Post-Markman Patent Case Management Plan V)5-39
- § 5:6.8 : Design Patent Case Management Procedures and for the Judge Beyond (Track 3)5-39
- § 5:7 : District of Massachusetts Scheduling and Procedures in Patent Infringement Cases5-39
- § 5:7.1 : Joint Claim Construction and Prehearing Statement (Paragraph A(4))5-40
- § 5:7.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-40
- [A] : Initial Rule 26 Conference (Local Rule 16.6)5-40
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Paragraphs A and D)5-41
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Paragraph A(1))5-41
- [B][2] : Disclosure of Preliminary Invalidity Contentions (Paragraph B(2))5-41
- [B][3] : Document Production Accompanying Infringement and Invalidity Contentions (Paragraph A)5-42
- [B][4] : Exchange of Proposed Terms of Construction (Paragraph B)5-42
- § 5:7.3 : Discovery (Rule 16.6(A)(3)(b) and Paragraph D(2))5-42
- § 5:7.4 : Claim Construction Briefs (Paragraph (B)(2) and (3))5-42
- § 5:7.5 : Claim Construction Hearing (a.k.a. “Markman Hearing”) (Paragraph C)5-43
- § 5:8 : District of Minnesota Patent Procedures5-43
- § 5:8.1 : Joint Claim Construction Statement (Report, Para. (e)(5))5-43
- § 5:8.2 : Preliminaries to the Joint Claim Construction Statement5-44
- [A] : Disclosure of Asserted Terms and Infringement Contentions (Report, Para. (e)(1) and (2))5-44
- [B] : Disclosure of Proposed Terms for Construction (Report, Para. (e)(3))5-44
- [C] : Exchange of Extrinsic Evidence in Support of Claim Construction (Report, Para. (e)(3))5-44
- [D] : Tutorials (Report, Para. (n))5-45
- § 5:8.3 : Claim Construction Hearing (Report, Para. (e)(4) and (6))5-45
- § 5:9 : Local Patent Rules for the District of New Jersey5-45
- § 5:9.1 : Joint Claim Construction and Prehearing Statement (Rule 4.3)5-46
- § 5:9.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-47
- [A] : Initial Scheduling Conference (Rules 2.1 and 3.7)5-47
- [B] : Disclosure of Asserted Terms and Preliminary Infringement and Invalidity Contentions (Rules 3.1, 3.2A, 3.3, 3.4A, 3.5 and 3.7)5-47
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3.1, 3.2A and 3.7)5-47
- [B][2] : Disclosure of Invalidity Contentions (Rules 3.3, 3.4A and 3.5)5-48
- [C] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3.2 and 3.4)5-49
- [D] : Exchange of Proposed Terms for Construction (Rules 4.1 and 4.2)5-49
- [E] : Exchange of Intrinsic and Extrinsic Evidence in Support of Claim Construction (Rule 4.2 and 4.2(a))5-50
- [F] : Meet and Confer (Rule 4.2(e))5-50
- § 5:9.3 : Claim Construction Discovery (Rules 4.4 and 4.5(b))5-50
- § 5:9.4 : Claim Construction Briefs (Rule 4.5)5-50
- § 5:9.5 : Claim Construction Hearing (Rule 4.6)5-51
- § 5:9.6 : Evidentiary and Procedure Issues5-51
- [A] : Confidentiality (Rule 2.2)5-51
- [B] : Relationship to Federal Rules of Civil Procedure (Rules 2.3 and 2.4)5-51
- § 5:9.7 : Design Patents5-51
- § 5:9.8 : Hatch-Waxman Litigation5-52
- § 5:10 : Eastern District of North Carolina Patent Rules5-52
- § 5:10.1 : Joint Claim Construction and Prehearing Statement (Rule 4.3)5-53
- § 5:10.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-53
- [A] : Initial Attorneys’ Conference (Rule 2.1)5-53
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Rules 3.1 and 3.3)5-54
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rule 3.1)5-54
- [B][2] : Disclosure of Invalidity Contentions (Rule 3.3)5-54
- [C] : Document Production Accompany Infringement and Invalidity Contentions (Rules 3.2 and 3.4)5-55
- [D] : Exchange of Proposed Terms of Construction (Rules 4.1 and 4.2)5-55
- [E] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 4.2)5-55
- [F] : Meet and Confer (Rule 4.2(C))5-56
- § 5:10.3 : Claim Construction Discovery (Rule 4.4)5-56
- § 5:10.4 : Claim Construction Briefs (Rule 4.5)5-56
- § 5:10.5 : Claim Construction Hearing (Rule 4.6)5-56
- § 5:10.6 : Evidentiary and Procedure Issues5-57
- [A] : Confidentiality (Rule 2.2)5-57
- [B] : Certification of Initial Disclosures (Rule 2.3)5-57
- [C] : Relationship to Federal Rules of Civil Procedure and Local Rules (Rules 1.2, 2.4, 2.5, 3.2, 3.5 and 3.6)5-57
- § 5:10.7 : Design Patents (Rule 1.2)5-58
- § 5:11 : Local Patent Rules for the Northern District of Ohio5-59
- § 5:11.1 : Joint Claim Construction and Prehearing Statement (Rule 4.5)5-59
- § 5:11.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-60
- [A] : Case Management Conference (Rules 1.5 and 2.1)5-60
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Rules 3.1, 3.3, 3.5, 3.7 and 3.10)5-61
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3.1, 3.3 and 3.10)5-61
- [B][2] : Disclosure of Invalidity and Unenforceability Contentions (Rules 3.5, 3.7 and 3.10)5-62
- [C] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3.2, 3.4, 3.6, 3.7 and 3.10)5-63
- [D] : Exchange of Proposed Terms and Constructions (Rules 4.1 and 4.2)5-64
- [E] : Exchange of Intrinsic and Extrinsic Evidence in Support of Claim Construction (Rule 4.2)5-64
- § 5:11.3 : Discovery (Rules 1.3, 4.3, 4.7 and 5.1)5-65
- § 5:11.4 : Claim Construction Briefs (Rule 4.4)5-65
- § 5:11.5 : Claim Construction Hearing (Rule 4.6)5-65
- § 5:11.6 : Evidentiary and Procedure Issues5-66
- [A] : Confidentiality (Rule 2.2)5-66
- [B] : Relationship to Federal Rules of Civil Procedure and the Local Rules (Rules 1.5, 2.3, 3.2, 3.8 and 5.3)5-66
- § 5:11.7 : Hatch-Waxman Litigation5-67
- § 5:12 : Local Patent Rules for the Southern District of Ohio5-67
- § 5:12.1 : Joint Claim Construction and Prehearing Statement (Rule 105.2)5-68
- § 5:12.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-68
- [A] : Initial Scheduling Conference (Rule 102.1)5-68
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Rules 103.1, 103.2 and 103.4)5-69
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 103.1 and 103.2)5-69
- [B][2] : Disclosure of Invalidity Contentions (Rule 103.4)5-70
- [C] : Document Production Relating to the Infringement and Invalidity Contentions (Rules 103.1, 103.3 and 103.4)5-70
- [D] : Exchange of Proposed Terms and Constructions (Rules 105.1 and 105.2)5-71
- [E] : Exchange of Intrinsic and Extrinsic Evidence in Support of Claim Construction (Rule 105.2)5-71
- [F] : Meet and Confer (Rule 105.2)5-72
- § 5:12.3 : Discovery (Rules 103.8, 105.3, 106.1 and 106.2)5-72
- § 5:12.4 : Claim Construction Briefs (Rule 105.4)5-72
- § 5:12.5 : Claim Construction Hearing (Rule 105.5)5-73
- § 5:12.6 : Evidentiary and Procedure Issues5-73
- [A] : Confidentiality (Rule 102.2)5-73
- [B] : Relationship to Federal Rules of Civil Procedure and the Local Rules (Rules 101.2, 102.3, 102.4, 103.6, 103.7, 108.1, 108.1.5, 108.2.3, 108.3.2, 108.3.8 and 108.5.3)5-73
- § 5:13 : The Western District of Pennsylvania Local Patent Rules5-74
- § 5:13.1 : Joint Disputed Claim Terms Chart (Rule 4.2)5-75
- § 5:13.2 : Preliminaries to the Claim Construction Hearing5-75
- [A] : Initial Scheduling Conference (Rule 2.1)5-75
- [B] : Disclosure of Asserted Claims and Infringement and Invalidity Contentions (Rules 3.2 and 3.4)5-76
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3.2 and 3.4)5-76
- [B][2] : Disclosure of Invalidity Contentions (Rule 3.4)5-76
- [C] : Document Production Relating to the Infringement and Invalidity Contentions (Rules 3.1, 3.3, 3.5 and 4.3)5-77
- [D] : Exchange of Proposed Terms Requiring Construction (Rule 4.1)5-78
- [E] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 4.3)5-78
- [F] : Meet and Confer (Rule 4.2)5-78
- § 5:13.3 : Claim Construction Briefs (Rule 4.3)5-79
- § 5:13.4 : Claim Construction Hearing (Rules 4.3 and 4.4)5-79
- § 5:13.5 : Evidentiary and Procedure Issues5-79
- [A] : Confidentiality (Rule 2.2)5-79
- [B] : Certification (Rule 2.3)5-80
- [C] : Relationship to the Federal Rules of Civil Procedure and the Local Rules (Rules 1.3, 2.4, 2.5, 3.1, 3.6, 3.7, 5.1 and 5.2)5-80
- § 5:13.6 : Special Master (Rule 4.5)5-81
- § 5:14 : The Eastern District of Texas Local Patent Rules5-81
- § 5:14.1 : Joint Claim Construction and Prehearing Statement and Claim Construction Chart (Rules 4-3 and 4-5)5-82
- § 5:14.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-83
- [A] : Initial Scheduling Conference (Rule 2-1)5-83
- [B] : Disclosure of Asserted Claims and Infringement and Invalidity Contentions (Rules 3-1, 3-3 and 3-6)5-84
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3-1 and 3-6)5-84
- [B][2] : Disclosure of Invalidity Contentions (Rules 3-3 and 3-6)5-85
- [C] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3-2 and 3-4)5-85
- [D] : Exchange of Proposed Terms for Construction (Rule 4-1)5-86
- [E] : Exchange of Intrinsic and Extrinsic Evidence in Support of Claim Construction (Rule 4-2)5-86
- [F] : Meet and Confer (Rule 4-2)5-87
- § 5:14.3 : Claim Construction Discovery (Rule 4-4)5-87
- § 5:14.4 : Claim Construction Briefs (Rule 4-5)5-87
- § 5:14.5 : Claim Construction Hearing (Rule 4-6)5-87
- § 5:14.6 : Evidentiary and Procedure Issues5-87
- [A] : Confidentiality (Rule 2-2)5-87
- [B] : Certification (Rule 2-3)5-88
- [C] : Relationship to Federal Rules of Civil Procedure (Rules 1-2, 2-1, 3-2 and 3-5)5-88
- § 5:14.7 : Hatch-Waxman Litigation (Rule 3-8)5-88
- § 5:15 : Local Patent Procedures for the Dallas Division of the Northern District of Texas5-89
- § 5:15.1 : Joint Claim Construction and Prehearing Statement and Joint Claim Construction Chart (Paragraphs 4-3 and 4-5)5-90
- § 5:15.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-91
- [A] : Initial Scheduling Conference (Paragraph 2-1)5-91
- [B] : Disclosure of Asserted Claims and Preliminary Infringement and Invalidity Contentions (Paragraphs 3-1, 3-3, 3-6 and 3-7)5-91
- [B][1] : Disclosure of Asserted Claims and Preliminary Infringement Contentions (Paragraphs 3-1, 3-6 and 3-7)5-91
- [B][2] : Disclosure of Preliminary Invalidity Contentions (Paragraphs 3-3, 3-6 and 3-7)5-92
- [C] : Document Production Accompanying Preliminary Infringement and Invalidity Contentions (Paragraphs 3-2 and 3-4)5-93
- [D] : Exchange for Proposed Terms for Construction (Paragraphs 4-1 and 4-2)5-94
- [E] : Exchange of Intrinsic and Extrinsic Evidence in Support of Claim Construction (Paragraph 4-2)5-94
- [F] : Meet and Confer (Paragraph 4-2)5-94
- § 5:15.3 : Claim Construction Discovery (Paragraph 4-4)5-95
- § 5:15.4 : Claim Construction Briefs (Paragraph 4-5)5-95
- § 5:15.5 : Claim Construction Hearing (Paragraph 4-6)5-95
- § 5:15.6 : Evidentiary and Procedure Issues5-95
- [A] : Confidentiality (Paragraph 2-2)5-95
- [B] : Certification (Rule 2-3)5-95
- [C] : Relationship to Federal Rules of Civil Procedure (Paragraphs 1-2, 2-4, 2-5, 3-2 and 3-5)5-96
- § 5:16 : The Southern District of Texas Local Patent Rules5-97
- § 5:16.1 : Joint Claim Construction and Prehearing Statement and Joint Claim Construction Chart (Rules 4-3 and 4-5)5-98
- § 5:16.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-99
- [A] : Initial Scheduling Conference (Rule 2-1)5-99
- [B] : Disclosure of Asserted Claims and Infringement and Invalidity Contentions (Rules 3-1, 3-3, 3-6 and 3-7)5-100
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 3-1, 3-6 and 3-7)5-100
- [B][2] : Disclosure of Invalidity Contentions (Rules 3-3, 3-6 and 3-7)5-101
- [C] : Document Production Accompanying Infringement and Invalidity Contentions (Rules 3-2, 3-4 and 4-3)5-102
- [D] : Exchange of Proposed Terms for Construction (Rules 4-1 and 4-2)5-102
- [E] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 4-2)5-103
- [F] : Meet and Confer (Rule 4-2)5-103
- [G] : Other Possible Procedures Suggested in the Scheduling Order Template Which Are Not Specifically Covered in the Local Patent Rules5-103
- § 5:16.3 : Claim Construction Discovery (Rule 4-4)5-104
- § 5:16.4 : Claim Construction Briefs (Rule 4-5)5-105
- § 5:16.5 : Claim Construction Hearing (Rule 4-6)5-105
- § 5:16.6 : Evidentiary and Procedure Issues5-105
- [A] : Confidentiality (Rule 2-2)5-105
- [B] : Certification (Rule 2-3)5-106
- [C] : Relationship to Federal Rules of Civil Procedure and Rules of Evidence (Rules 1-2, 2-4, 2-5, 3-2 and 3-5)5-106
- § 5:17 : The Western District of Washington Local Patent Rules5-107
- § 5:17.1 : Joint Claim Construction and Prehearing Statement (Rule 132)5-108
- § 5:17.2 : Preliminaries to the Joint Claim Construction and Prehearing Statement5-109
- [A] : Joint Status Report (Rule 110)5-109
- [B] : Disclosure of Asserted Claims and Infringement, Non-Infringement, and Invalidity Contentions (Rules 120, 121, 124 and 125)5-110
- [B][1] : Disclosure of Asserted Claims and Infringement Contentions (Rules 120, 124 and 125)5-110
- [B][2] : Disclosure of Invalidity Contentions (Rules 121, 124 and 125)5-111
- [C] : Document Production Relating to the Infringement, Non-Infringement and Invalidity Contentions (Rule 122)5-112
- [D] : Exchange of Proposed Terms and Constructions (Rules 130 and 131)5-112
- [E] : Exchange of Extrinsic Evidence in Support of Claim Construction (Rule 131)5-112
- [F] : Meet and Confer (Rule 131)5-113
- [G] : Discovery (Rule 133)5-113
- § 5:17.3 : Claim Construction Briefs (Rule 134)5-113
- § 5:17.4 : Claim Construction Hearing (Rule 135)5-113
- § 5:17.5 : Evidentiary and Procedure Issues5-114
- [A] : Confidentiality (Rule 111)5-114
- [B] : Relationship to Federal Rules of Civil Procedure and the Local Rules (Rules 101, 112 and 123)5-114
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Chapter 6: |
Preparing for the Hearing |
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- § 6:1 : General Considerations6-2
- § 6:2 : Determining the Judge’s Approach6-3
- § 6:3 : Claim Charts6-6
- § 6:3.1 : Claim Element Column6-8
- § 6:3.2 : Construction Column6-10
- § 6:3.3 : Construction Basis Column6-10
- § 6:3.4 : Patent Support/Issue Column6-11
- § 6:3.5 : File History Support/Issue Column6-12
- § 6:3.6 : Cited Prior Art Support Column6-12
- § 6:3.7 : Extrinsic Written Evidence Column6-12
- § 6:3.8 : Witness Testimony Column6-13
- § 6:4 : Selecting Claims and Claim Elements for Construction6-13
- § 6:4.1 : Limiting Elements to Consider6-13
- § 6:4.2 : Sanctions6-14
- § 6:4.3 : Considering Claim Constructions Made in Other Litigations6-17
- § 6:5 : Discovery6-17
- § 6:5.1 : Stay of Discovery6-19
- § 6:6 : Considering Whether to Include Alleged Infringing Information6-22
- § 6:7 : Developing a Theme6-23
- § 6:8 : Selecting Material to Be Presented6-24
- § 6:8.1 : Intrinsic Evidence6-25
- § 6:8.2 : Extrinsic Evidence6-27
- [A] : Hierarchy of Extrinsic Evidence6-27
- [B] : Dictionaries6-27
- [C] : Noncited Art6-28
- [D] : Selecting and Preparing Witnesses6-28
- [D][1] : Person of Ordinary Skill in the Pertinent Art6-28
- [D][1][a] : Whether and How to Use a Technical Expert6-29
- [D][1][b] : Selecting an Expert6-31
- [D][1][c] : Preparing Expert Submissions6-33
- [D][2] : Using Patent Law Experts6-33
- [D][3] : Using Inventors6-34
- [E] : Other Types of Extrinsic Evidence6-35
- § 6:8.3 : Aids for the Court6-37
- [A] : Preparing Claim Charts6-37
- [B] : Preparing Visual Aids6-38
- [C] : Considering and Preparing Tutorials6-38
- [D] : Considering and Preparing a Dictionary of Terms6-40
- [E] : Selecting Physical Examples6-40
- [F] : Providing Desk Books for the Court6-41
- § 6:9 : Coordination with Other Parties6-42
- § 6:9.1 : Coordination with Opposing Parties6-42
- § 6:9.2 : Coordination with Co-Parties6-43
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Chapter 7: |
Use of a Special Master, Expert Witness, Technical Advisor, or Magistrate Judge |
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- § 7:1 : General Considerations7-2
- § 7:2 : Legal Authority7-2
- § 7:3 : Special Masters7-3
- § 7:3.1 : Rule 53 of the Federal Rules of Civil Procedure7-3
- § 7:3.2 : Consent of the Parties7-5
- § 7:3.3 : Timing of Appointment7-6
- § 7:3.4 : The Appointment Process7-6
- § 7:3.5 : Assistance to the Special Master7-7
- § 7:3.6 : Conflicts of Interest7-8
- § 7:3.7 : Scope of Duties7-9
- § 7:3.8 : Order Appointing a Special Master7-13
- § 7:3.9 : Liability of a Special Master7-16
- § 7:3.10 : Compensation7-16
- § 7:3.11 : Appointment of Special Masters to Hold Trial Proceedings and Make or Recommend Findings of Fact7-17
- § 7:3.12 : Conclusion7-19
- § 7:4 : Expert Witness Appointed by the Court7-20
- § 7:5 : Technical Advisors7-20
- § 7:6 : Magistrate Judges7-20
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Chapter 8: |
Conducting the Hearing |
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- § 8:1 : General Considerations8-1
- § 8:2 : Theme8-2
- § 8:3 : Presenting the Proposed Construction8-3
- § 8:3.1 : Strategic and Tactical Considerations8-3
- § 8:3.2 : Written Materials8-3
- § 8:3.3 : Oral Argument8-5
- § 8:3.4 : Witnesses8-6
- § 8:4 : Creating the Record8-7
- § 8:4.1 : Admissibility of Evidence8-7
- § 8:4.2 : Status of Court Aids8-8
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Chapter 9: |
Form and Use of the Claim Construction |
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- § 9:1 : General Considerations9-1
- § 9:2 : Form of Construction9-1
- § 9:2.1 : Order That Provides Reasons for Construction9-1
- § 9:2.2 : Order That Does Not Provide Reasons for Construction9-2
- § 9:2.3 : Preliminary Rulings9-2
- § 9:3 : Use at Trial9-2
- § 9:3.1 : Jury Instructions9-2
- § 9:3.2 : Improper Uses9-4
- § 9:3.3 : Modifications9-4
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Chapter 10: |
Construing Claims Outside of Markman Hearings |
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- § 10:1 : General Considerations10-1
- § 10:2 : Motions for Preliminary Injunction10-2
- § 10:3 : Motions for Summary Judgment10-6
- § 10:4 : PTO Reexamination or Reissue10-9
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Chapter 11: |
Appealing Claim Constructions |
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- § 11:1 : General Considerations11-1
- § 11:2 : Standard of Review11-2
- § 11:3 : No Interlocutory Appeals11-2
- § 11:4 : Tactics to Obtain Speedy Appeal11-3
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Chapter 12: |
Appendix A: Checklist: Preparing for a Claim Construction |
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Chapter 13: |
Appendix B: Proposed Patent Case--Scheduling Order |
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Chapter 14: |
Appendix C: AIPLA's Model Patent Jury Instructions |
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Chapter 15: |
Appendix D: Dashwire Case |
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Chapter 16: |
Appendix E: Claim Construction Visuals for a Mechanical Patent (No. 7,154,718) |
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Chapter 17: |
Appendix F: Claim Construction Visuals for a Mechanical Patent (No. 7,173,799) |
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Chapter 18: |
Appendix G: Claim Construction Visuals for an Electrical Patent (No. 7,283,340) |
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Chapter 19: |
Appendix H: Sample Tutorial |
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Chapter 20: |
Table of Authorities |
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Chapter 21: |
Index to Patent Claim Construction and Markman Hearings |
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