Updated to reflect the Dodd-Frank Act, the many FINRA amended rules, and the SEC 2010 Amendments, the new third edition of Mutual Funds and Exchange Traded Funds Regulation offers definitive legal and compliance information, helping you to:
This two-volume treatise is also filled with practical suggestions on how to approach complex issues in such areas as dealing with valuation matters • distribution through intermediaries • structuring a 12b-1 plan • conducting a compliance review • and guarding against conflicts of interest. The most recent updates add coverage on the 2010 Amendments affecting liquidity requirements, proposed amendments on Rule 482 to provide more information on “target date funds” and under what conditions redemptions and payments may be suspended by money market funds.
Updated at least once a year, Mutual Funds and Exchange Traded Funds Regulation is an essential compliance tool for securities attorneys, mutual fund practitioners, compliance personnel, and risk officers in fund complexes, and valuable reading for business professionals and investors.
December 2, 2013
Yahoo! Gets Fantasy Sports Software Patent
From: Patent Law Practice Center
Online fantasy sports games, such as fantasy footb...
November 19, 2013
Cloud Based Versioned File System Patented
Last month, the United States Patent and Trademark...
November 18, 2013
Hatch-Waxman: Eli Lilly Sues Actavis after ANDA Filed on Axiron®
Actavis PLC (NYSE: ACT) recently filed an Abbrevia...
Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2013
Dec. 4 - 6, 2013
Telecommunications Policy & Regulation Institute (31st Annual)
Dec. 5 - 6, 2013
Annual Disclosure Documents 2013
All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.