in
Advanced Search
transcript   Transcript

Update on Current Core Issues for Financial Institutions

Recorded on: Apr. 7, 2011
Running Time: 00:56:08

Full Transcript:


Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Pension Plan Investments 2011: Current Perspectives recorded April, 2011 in New York.

Lecture Topics  [00:56:08]

Update on Current Core Issues for Financial Institutions  [00:56:08]
  • Avoiding fiduciary status
  • Negotiation swaps, repos and other documentation
  • Issues affecting retail accounts
  • Custody and beneficial ownership issues
  • Revenue sharing and other platform issues
The purchase price of this segment includes the following article from the Course Handbook available online:
  • "May Affect the Exercise of Such Fiduciary's Best Judgment as a Fiduciary": A Thought Piece on Certain Minority Investments by Financial Institutions in Money Managers
    Mary E. Alcock
  • Survey of Certain Reported Items Relating to Voluntary Employees' Beneficiary Associations for Retiree Health Liabilities
    Andrew L. Oringer
  • Survey of Certain Reported Subprime Cases and Certain Related Litigation
    Andrew L. Oringer
  • Survey of Certain Recent Cases Involving Allegations of Fiduciary Breaches Regarding the Investment of Employer Stock
    Andrew L. Oringer
  • Comments on Definition of Fiduciary Proposed Rule, Letter from Kenneth Bertsch, President and CEO, Society of Corporate Secretaries & Governance Professionals, Submitted to the Department of Labor, February 4, 2011
    Arthur H. Kohn
  • Advisory Opinion Regarding Aberdeen Asset Management Inc. Issued by the Department of Labor to Kathleen Ziga and Susan M. Camillo
    Arthur H. Kohn

Presentation Material

  • Current Core Issues for Financial Institutions
    John Valentine
  • Update on Current Core Issues for Financial Institutions
    David M. Cohen
  • Update on Revenue Sharing Litigation
    Alicia C. McCarthy
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.