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The Pattern of Regulation

Recorded on: Jun. 11, 2012
Running Time: 01:00:35

Full Transcript:


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Taken from the Web Program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 recorded June, 2012 in New York.

Lecture Topics  [01:00:35]

The Pattern of Regulation  [01:00:35]
  • The role of the SEC
  • An introduction to the Investment Company Act
  • Disclosure reform
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations
    Laurin Blumenthal Kleiman

Presentation Material

  • The Pattern of Regulation
    Clifford E. Kirsch, Laurin Blumenthal Kleiman
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