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Mutual Funds 2010

Recorded on: Mar. 30, 2010
Running Time: 01:15:41

Full Transcript:


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Taken from the Web Program Nuts & Bolts of Financial Products 2010 Recorded February 2010 in New York

Lecture Topics

Mutual Funds [01:15:41]
  • Overview of the regulatory structure
  • Organizational structure
  • Regulatory requirements under the Investment Company Act
  • Distribution channels
  • Pricing and valuation issues
  • Recent regulatory initiatives including prospectus reform and 12b-1 fees
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations
    Laurin Blumenthal Kleiman

Presentation Material
 

  • Mutual Funds
Speaker(s)
Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Audrey C. Talley ~ Drinker Biddle & Reath LLP
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