in
Advanced Search
transcript   Transcript

Mutual Fund Anatomy - Role of the Board and the Adviser

Recorded on: Jun. 11, 2012
Running Time: 01:00:20

Full Transcript:


Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 recorded June, 2012 in New York.

Lecture Topics  [01:00:20]

Mutual Fund Anatomy - Role of the Board and the Adviser  [01:00:20]
  • Board composition and oversight responsibilities
  • The adviser and the sub-adviser relationship
  • Shareholder voting
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Mutual Fund Anatomy--Role of the Board of Directors and the Investment Adviser
    Bibb L. Strench, Thomas Bisset

Presentation Material

  • Mutual Fund Anatomy - Role of the Board and the Adviser
    Thomas Bisset, Bibb L. Strench
Speaker(s)
Thomas Bisset ~ Sutherland
Bibb L. Strench ~ Seward & Kissel LLP
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.