in
Advanced Search
transcript   Transcript

Litigation Involving Mutual Funds

Recorded on: Jun. 11, 2012
Running Time: 01:00:11

Full Transcript:


Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 recorded June, 2012 in New York.

Lecture Topics  [01:00:11]

Litigation Involving Mutual Funds  [01:00:11]
  • Private rights of action under the Investment Company Act
  • Excessive fee cases
  • The mutual fund as plaintiff
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Excessive Fee Litigation and The Investment Company Act of 1940
    Lori A. Martin
  • John Gallus v. Ameriprise Financial, Inc. (C.A. 8, Mar. 30, 2012) Case No. 11-1091
    Lori A. Martin
  • Recent Developments in Mutual Fund Litigation Under the 1933 Act, the 1934 Act, and State Law
    Mark Holland

Presentation Material

  • Litigation Involving Mutual Funds
    Mark Holland
  • Litigation Involving Mutual Funds
    Lori A. Martin
Speaker(s)
Mark Holland ~ Goodwin Procter LLP
Lori A. Martin ~ WilmerHale LLP
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.