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Investment Advisers Act Registration

Recorded on: Jul. 12, 2012
Running Time: 01:15:22

Full Transcript:


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Taken from the Web Program Private Equity Forum (Thirteenth Annual) recorded July, 2012 in New York.

Lecture Topics  [01:15:22]

Investment Advisers Act Registration  [01:15:22]
  • What it means and how it affects U.S. private equity firms
  • What it means and how it affects non-U.S. private equity firms
  • Exemptions from registration
  • Disclosure requirements: Form ADV and Form PF
  • Operational implications
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Recent SEC Staff Guidance on Investment Advisers Act Compliance and Disclosure Issues for Private Fund Managers
    Kenneth J. Berman
  • Debevoise & Plimpton LLP Client Update: Amendments to the Advisers Act Performance Fee Rule
    Kenneth J. Berman
  • Debevoise & Plimpton LLP Client Update: SEC Adopts Rule Defining "Family Office" Under the Investment Advisers Act
    Kenneth J. Berman
  • Debevoise & Plimpton LLP Client Update: SEC Adopts New Pay-To-Play Rule
    Kenneth J. Berman
Speaker(s)
Kenneth J. Berman ~ Debevoise & Plimpton LLP
Yukako Kawata ~ Davis Polk & Wardwell LLP
Marco V. Masotti ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
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