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Introduction to the Law of Securities Offerings

Recorded on: Apr. 19, 2012
Running Time: 00:57:25

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Taken from the Web Program Securities Offerings 2012: A Public Offering: How it is Done recorded April, 2012 in New York.

Lecture Topics  [00:57:25]

Introduction to the Law of Securities Offerings  [00:57:25]
  • Understanding the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities,” the different types of issuers recognized under the Securities Act for public offerings and how issuer status plays out under the Securities Act
  • The "Quiet" Period, the "Waiting Period" and the "Post-Effective" Periods and the differences among them
  • Publicity restrictions and information practices, including free writing prospectuses, road shows and the use of the Internet and electronic dissemination of information
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Public and Private Securities Offerings Under the Securities Act of 1933
    John W. White, Kimberley S. Drexler

Presentation Material

  • Handout 1
  • Handout 2
  • Handout 3
  • Handout 4
  • Handout 5
  • Introduction to the Law of Securities Offerings
    Sarah E. Beshar, Robert Evans III, Joseph Kaufman, John W. White
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