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Insider Trading and Securities Offerings Issues

Recorded on: Dec. 16, 2011
Running Time: 01:04:20

Full Transcript:


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Taken from the Web Program Hot Issues in Securities Laws 2011: Disclosure Documents and Trends recorded December, 2011 in San Francisco.

Lecture Topics  [01:04:20]

Insider Trading and Securities Offerings Issues  [01:04:20]
  • Insider trading, black-out periods, wall-crossings, section 16 and more
  • Private placements
  • Issuer liability management and equity buyback programs
  • Securities offerings: developments and speed bumps
  • Exhibit 5 legality opinions
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Insider Trading and SEC Rule 10b5-1(c) Trading Plans
    Mary J. Mullany
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