transcript   Transcript

Insider Trading, Market Abuse and Other Enforcement Developments

Recorded on: Mar. 15, 2012
Running Time: 00:54:42

Full Transcript:



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Taken from the Web Program Institute on Securities Regulation in Europe (Eleventh Annual): Cross-Border Deal-Making in an Uncertain Environment recorded March, 2012 in London.

Lecture Topics  [00:54:42]

Insider Trading, Market Abuse and Other Enforcement Developments  [00:54:42]
  • A comparative discussion of current trends in securities enforcement in Europe and the US
  • Recent insider trading and market abuse cases
  • Update on the SEC's new whistleblower rules and their impact
  • Regulatory cooperation and other cross-border enforcement patterns
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Current Enforcement Topics: Insider Trading and Whistleblowers
    Linda Chatman Thomsen, John W. Banes
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