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Exchange Traded Funds/Exchange Traded Notes

Recorded on: Mar. 30, 2010
Running Time: 01:00:24

Full Transcript:


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Taken from the Web Program Nuts & Bolts of Financial Products 2010 Recorded February 2010 in New York

Lecture Topics

Exchange Traded Funds/Exchange Traded Notes [01:00:24]
  • Overview of market
  • Economic similarities and differences between types of products
  • Regulatory considerations: Investment Company Act issues, Securities Act registration, listing and trading questions, and the need for exemptive or no-action relief
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Evolution of Exchange Traded Products: How New SEC Rules May Tip the Competitive Balance
    W. Thomas Conner
  • Exchange Traded Funds and Exchange Traded Notes
    Robert S. Risoleo

Presentation Material
 

  • Exchange Traded Funds/Exchange Traded Notes
    W. Thomas Conner
  • Comparing and Cotnrasting Exchange Traded Funds and Exchange Traded Notes
     
Speaker(s)
W. Thomas Conner ~ Sutherland
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