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Ethical Issues in Securities Arbitration and Mediations

Recorded on: Aug. 3, 2012
Running Time: 01:01:55

Full Transcript:


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Taken from the Web Program Securities Arbitration 2012 recorded August, 2012 in New York.

Lecture Topics  [01:01:55]

Ethical Issues in Securities Arbitration and Mediations  [01:01:55]
  • Actual or perceived conflicts of interest, bias or impartiality
  • Adequacy and timing of disclosures
  • Exceeding powers
  • Independent judgment and performance of duty
  • Confidentiality
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Ethical Considerations for Securities Arbitrators and Practitioners
    Joel E. Davidson
  • Ethics in Discovery: Court, A Backdrop for Arbitration
    Jenice L. Malecki

Presentation Material

  • Ethical Issues in Securities Arbitration and Mediations
Speaker(s)
Joel E. Davidson ~ Professor, Fordham University School of Law; Principal, SureSettle, LLC
Roger M. Deitz ~ Dispute Resolution
Professor Jill I. Gross ~ Professor of Law; Director of Legal Skills; Director, Investor Rights Clinic, Pace Law School
Constantine N. Katsoris ~ Wilkinson Professor of Law, Fordham University School of Law
Seth E. Lipner ~ Professor of Law, Zicklin School of Business, Baruch College, Deutsch & Lipner
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