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Ethical Considerations

Recorded on: Mar. 3, 2011
Running Time: 01:00:08

Full Transcript:


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Taken from the Web Program ERISA Fiduciary Investment Basics 2011 recorded February, 2011 in New York.

Lecture Topics  [01:00:08]

Ethical Considerations  [01:00:08]
  • Who is the Client?  Establishing the Client Relationship
  • Maintaining Attorney-Client Privilege
  • Potential Conflicts of Interest in Representing Plan Fiduciaries:  Participant Lawsuits
  • Interaction with Plan Governance
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Fiduciary Exception to the Attorney-Client Privilege
    Linda J. Haynes

Presentation Material

  • Identifying the Client: The Role of the Plan Governance Structure
    Howard Pianko
  • Ethical Considerations
    Martha N. Steinman
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