Due Diligence and the Offering Process

Recorded on: Apr. 19, 2012

Running Time: 01:34:35

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Taken from the Web Program Securities Offerings 2012: A Public Offering: How it is Done recorded April, 2012 in New York.

Lecture Topics [01:34:35]

Due Diligence and the Offering Process [01:34:35]

Liability provisions and remedies under the Securities Act
Importance of due diligence in the offering process, including comfort letters and 10b-5 statements
Role of participants in the offering process
Ethical issues in the underwriting process: Lawyers as gatekeepers

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

The Underwriting Agreement -- What's Really Happening Here and What Do Banks Care About?
Brian Korn
Due Diligence and the Offering Process:
LizabethAnn R. Eisen
Lawyers as Gatekeepers in the Underwriting Process
Sarah E. Beshar
Initial Public Offerings: The Underwriter's Perspective
Brian Korn

Presentation Material

Due Diligence and the Offering Process
Sarah E. Beshar, William C. Fredericks, Joseph Kaufman, Robert Evans III, Jami Friedman, Brian Korn, Andrew J. Pitts

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Due Diligence and the Offering Process

Full Transcript:

Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

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