transcript   Transcript

Disclosure Basics

Recorded on: Dec. 17, 2012
Running Time: 01:00:50

Full Transcript:



Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Understanding the Securities Laws 2012 recorded December, 2012 in New York.

Lecture Topics  [01:00:50]

Disclosure Basics  [01:00:50]
  • The duty to disclose
  • Materiality
    - Contingent events
    - SAB 99
  • Regulation FD and dealing with analysts
  • Stock exchange disclosure requirements
  • Rumors and leaks
  • Loss contingencies
  • Projections/safe harbor for forward-looking statements
  • Disclosure on the Internet/company websites
The purchase price of this segment includes the following article from the Course Handbook available online:
  • U.S. Securities and Exchange Commission Rule 701--Exempt Offerings Pursuant to Compensatory Arrangements, Final Rule, 17 CFR Part 230; Federal Register Vol. 64. No. 44, Monday March 8, 1999 Rules and Regulations
    Richard D. Smith
  • Disclosure Basics
    Robert Evans III, Pamela M Gibson
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.