transcript   Transcript

Disclosure Basics

Recorded on: Dec. 17, 2012
Running Time: 01:00:50

Full Transcript:

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Taken from the Web Program Understanding the Securities Laws 2012 recorded December, 2012 in New York.

Lecture Topics  [01:00:50]

Disclosure Basics  [01:00:50]
  • The duty to disclose
  • Materiality
    - Contingent events
    - SAB 99
  • Regulation FD and dealing with analysts
  • Stock exchange disclosure requirements
  • Rumors and leaks
  • Loss contingencies
  • Projections/safe harbor for forward-looking statements
  • Disclosure on the Internet/company websites
The purchase price of this segment includes the following article from the Course Handbook available online:
  • U.S. Securities and Exchange Commission Rule 701--Exempt Offerings Pursuant to Compensatory Arrangements, Final Rule, 17 CFR Part 230; Federal Register Vol. 64. No. 44, Monday March 8, 1999 Rules and Regulations
    Richard D. Smith
  • Disclosure Basics
    Robert Evans III, Pamela M Gibson
Robert Evans III ~ Shearman & Sterling LLP
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