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Current Fiduciary Issues

Recorded on: Apr. 10, 2013
Running Time: 01:27:41

Full Transcript:


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Taken from the Web Program Pension Plan Investments 2013: Current Perspectives recorded April, 2013 in New York.

Lecture Topics  [01:27:41]

Current Fiduciary Issues  [01:27:41]
  • Status as a fiduciary:
    - Does exercise of contractual counterparty rights make a financial intermediary a fiduciary?
    - The state-of-play concerning investment advice
  • Section 406(b)(1) analytics:
    - Does “self-dealing” imply scienter or are there “per se” prohibitions of the self-dealing rule?
  • Current transactional issues:
    - Fiduciary issues in pension “de-risking” transactions
    - Incentive fees: drawing outside the advisory opinion lines
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Outline Concerning Selected Fiduciary Issues
    Arthur H. Kohn
  • Considerations in De-Risking Pensions
    Alicia C. McCarthy

Presentation Material

  • Current Fiduciary Issues
    Peter Haller
Speaker(s)
Laura E. Bader ~ Kirkland & Ellis LLP
Peter Haller ~ Director and Counsel, Head, Regulatory Advisory Group, Bank Regulatory Executive Compensation and ERISA, Credit Suisse Securities (USA) LLC
Alicia C. McCarthy ~ Debevoise & Plimpton LLP
Alan S. Wilmit ~ Managing Director & Associate General Counsel -- Legal Director, ERISA and Benefits, Goldman, Sachs & Co.
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