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Board Oversight and Program Structure: The Authority and Independence of a Program

Recorded on: Jun. 4, 2012
Running Time: 01:03:28

Full Transcript:


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Taken from the Web Program Corporate Compliance and Ethics Institute 2012 recorded May, 2012 in New York.

Lecture Topics  [01:03:28]

Board Oversight and Program Structure: The Authority and Independence of a Program  [01:03:28]
  • Chief Compliance Officer Positioning
  • The Compliance and Ethics Network: Compliance Liaisons and Leveraging Other Functions
  • Program Staffing
  • How Can Boards Really Add Value?
  • How to Create the Right Level of Independence and Authority for Your Program
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Compliance and Ethics Officer Positioning: A Benchmarking Survey
    Rebecca Walker
  • Advising the Board of Directors Regarding Oversight of Compliance Programs: MF Global & the Pitfalls of Form Over Function 2012 Considerations
    Debra S. Rade
  • Selected Articles from Corporate Compliance Insights
    Jeffrey M. Kaplan
  • Selected Articles from the FCPA Blog
    Jeffrey M. Kaplan
  • Selected Articles on Behavioral Ethics and Compliance from the Conflict of Interest Blog
    Jeffrey M. Kaplan
  • Monitoring for Retaliation: Essentials for Your Ethics and Compliance Program
    Victoria V. Sweeney, Carrie Penman

Presentation Material

  • Board Oversight and Program Structure: The Authority and Independence of a Program
Speaker(s)
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
Krista J. McAninley ~ Senior General Attorney - Compliance, Norfolk Southern Corporation
Victoria V. Sweeney ~ Principal, Ethics and Compliance, KPMG LLP
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