in
Advanced Search
transcript   Transcript

Audit/Assessment: Ensuring the Effectiveness of a Program

Recorded on: Jun. 4, 2012
Running Time: 01:00:01

Full Transcript:


Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction.

Taken from the Web Program Corporate Compliance and Ethics Institute 2012 recorded May, 2012 in New York.

Lecture Topics  [01:00:01]

Audit/Assessment: Ensuring the Effectiveness of a Program  [01:00:01]
  • Best Practices in Compliance Auditing
  • Program Assessment: How Do You Know if Your Program Is Working?
  • What Metrics Matter Most to Compliance?
  • Compliance and Ethics Surveys: Internal and External
The purchase price of this segment includes the following article from the Course Handbook available online:
  • The Importance of Program Assessment: An SCCE Benchmarking Survey
    Rebecca Walker, Rachel Beth Evans, Jason A. Lomax

Presentation Material

  • How to Perform an Effective Audit - Measuring the Effectiveness of Your Compliance Program
Speaker(s)
Jack Holleran ~ Senior Vice President Compliance, Moody's Corporation
Janice L. Innis-Thompson ~ Senior Managing Director and Chief Compliance Officer, TIAA-CREF
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.