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Advisers to Private Funds

Recorded on: Jul. 18, 2013
Running Time: 01:17:21

Full Transcript:


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Taken from the Web Program Fundamentals of Investment Adviser Regulation 2013 recorded July, 2013 in New York.

Lecture Topics  [01:17:21]

Advisers to Private Funds  [01:17:21]
  • Requirement to register
  • Compliance considerations
  • Required disclosures
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Investment Advisers to Private Funds: A Short Outline of Key Concepts (May 20, 2013)
    Peter M. Rosenblum
  • Private Fund Investment Advisers Registration Act of 2010 (July 21, 2010)
    Peter M. Rosenblum
  • Selected Regulations Under the Investment Advisers Act of 1940
    Peter M. Rosenblum
  • SEC Interpretive Guidance Concerning Registration of Related Persons Under the Investment Adviser Act of 1940 (January 18, 2012)
    Peter M. Rosenblum

Presentation Material

  • Advisers to Private Funds
    Peter M. Rosenblum, Antoinette Lazarus
Speaker(s)
Antoinette Lazarus ~ Chief Compliance Officer, Landmark Partners
Peter M. Rosenblum ~ Foley Hoag LLP
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