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A. Resales: Rule 144, Tacking, and Holding Period Issues

Recorded on: Apr. 17, 2012
Running Time: 00:31:06

Full Transcript:


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Taken from the Web Program Private Placements and Other Financing Alternatives 2012 recorded April, 2012 in New York.

Lecture Topics  [00:31:06]

A. Resales: Rule 144, Tacking, and Holding Period Issues  [00:31:06]
  • Resales of restricted securities
  • Rule 144 and satisfying Rule 144 conditions
  • Determining the holding period
  • Common tacking issues under Rule 144
  • Shell company status
  • SEC guidance
The purchase price of this segment includes the following article from the Course Handbook available online:
  • The Private Placement Alternative to a Public Offering
    Abigail Arms
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