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A. Communications Issues Arising in Connection with Private Offerings; B. Financings in Close Proximity to One Another

Recorded on: May. 3, 2011
Running Time: 01:01:06

Full Transcript:


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Taken from the Web Program Private Placements and Other Financing Alternatives 2011 recorded April, 2011 in New York.

Lecture Topics  [01:01:06]

A. Communications Issues Arising in Connection with Private Offerings; B. Financings in Close Proximity to One Another  [01:01:06]

A. Communications Issues Arising in Connection with Private Offerings

  • General Solicitation
  • Communications Guidelines and Safe Harbors
  • Regulation FD Concerns
  • Material Nonpublic Information
  • Confidentiality and Non-Disclosure Agreements
  • Standstills and Trading Prohibitions

B. Financings in Close Proximity to One Another

  • Rule 155
  • General Solicitation Guidance
  • Integration Issues
  • Aggregation Issues for Securities Exchanges
The purchase price of this segment includes the following article from the Course Handbook available online:
  • Net Worth Standard for Accredited Investors
    David B. Harms
  • Financial Reporting Challenges for 2011
    Catherine T. Dixon
  • Integration of Private and Public Offerings Update
    Stanley Keller
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