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A. Applying Private Placement Techniques to Other Financings; B. Rule 144A Offerings

Recorded on: May. 3, 2011
Running Time: 01:16:43

Full Transcript:


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Taken from the Web Program Private Placements and Other Financing Alternatives 2011 recorded April, 2011 in New York.

Lecture Topics  [01:16:43]

A. Applying Private Placement Techniques to Other Financings; B. Rule 144A Offerings  [01:16:43]

A. Applying Private Placement Techniques to Other Financings

  • Registered Direct Offerings
  • Wall Crossed or Pre-Marketed Deals
  • Strategic 144A
  • Rights Offerings
  • Issues/Compliance Concerns for Placement Agents

B. Rule 144A Offerings 

  • Conditions for Safe Harbor
  • Equity 144A Offerings
  • 144A for Life Deals
  • 144A Offerings for Registered Issuers
  • Structuring and Marketing Considerations
  • Documentation and Settlement Issues

 The purchase price of this segment includes the following article from the Course Handbook available online:

  • News Bulletin: SEC Proposes to Relax Restrictions on "Wall-Crossed" WKSI Offerings
    Anna T. Pinedo
  • Scaling the Walls
    Anna T. Pinedo
  • Rights Offerings: Right for Right Now
    Anna T. Pinedo, James R. Tanenbaum
  • Over the Wall and Through the Woods: A Look at Wall-Crossed Deals
    Anna T. Pinedo, James R. Tanenbaum
  • Rule 144A Offerings
    Taisa Markus, Vincent Pisano
  • Rights Offerings (PowerPoint Slides)
    Anna T. Pinedo
  • Introduction to Rule 144A (PowerPoint Slides)
    Anna T. Pinedo
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