in
Advanced Search
transcript   Transcript

401(k) Plan Fundamentals, Employer Securities in Qualified Plans, and Fiduciary Responsibility and Prohibited Transactions

Recorded on: Aug. 8, 2013
Running Time: 02:45:25

Full Transcript:


Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program ERISA: The Evolving World 2013 recorded August, 2013 in New York.

Lecture Topics  [02:45:25]

401(k) Plan Fundamentals, Employer Securities in Qualified Plans, and Fiduciary Responsibility and Prohibited Transactions [02:45:25]

B. 401(k) Fundamentals
  • Basic design features
  • Special nondiscrimination rules
  • Special distributuion rules

C. Title IV - Defined Benefit Plans: Design Funding, the PBGC, Plan Terminations and Multiemployer Plans

  • Basics of defined benefit plans
  • Integration
  • PBGC
  • Minimum funding requirements
  • Plan terminations
  • Multiemployer plans

D. Fiduciary Responsibilities/Prohibited Transactions

  • Fiduciary standard of conduct/prudence
  • Trust and custody requirements; bonding; indemnification and insurance
  • Fiduciary structure/committees
  • Plan assets
  • Prohibited transactions
The purchase price of this segment includes the following article from the Course Handbook available online:
  • 401(k) Plan Fundamentals (PowerPoint Slides)
    Leonard S. Hirsh, Serena G. Simons
  • Survey of Certain Reported Subprime Cases and Certain Related Litigation
    Andrew L. Oringer
  • The Evolving World of ERISA 2013: An Introduction (PowerPoint Slides)
    Bruce Cadenhead
  • Introduction to Fiduciary Responsibilities and Prohibited Transactions
    Arthur H. Kohn, Erin K. Cho, Ira G. Bogner, Joel I. Krasnow

Presentation Material

  • 401(k) Plan Fundamentals
    Leonard S. Hirsh, Serena G. Simons
  • Employer Securities in Qualified Plans
    William E. Ryan
  • Fiduciary Responsibilities/Prohibited Transaction
    Ira G. Bogner, Erin K. Cho, Arthur H. Kohn, Joel I. Krasnow
  • 401(k) Plan Fundamentals, Employer Securities in Qualified Plans, and Fiduciary Responsibility and Prohibited Transactions
Speaker(s)
Ira G. Bogner ~ Proskauer Rose LLP
Erin K. Cho ~ Davis Polk & Wardwell LLP
Leonard S. Hirsh ~ Global Compliance Director, Citi Pension and Retirement Plans, CITIGROUP
Arthur H. Kohn ~ Cleary Gottlieb Steen & Hamilton LLP
Joel I. Krasnow ~ Milbank Tweed Hadley & McCloy
William E. Ryan ~ Evercore Trust Company
Serena G. Simons ~ The Segal Company
Print Share Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.
  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.
  • Can I get CLE credit?
    Yes, you can get CLE credit by watching the full web segment and your time will be tracked in six minute intervals (like any other PLI Web Segment). Please note: CLE credit will not be granted for only reading the transcript.
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.