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Fundamentals of Broker-Dealer Regulation 2013

Seminar  Seminar

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...

Internal Investigations 2013

Seminar  Seminar

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

Ethics for Commercial Litigators 2013

Seminar  Seminar

New developments in confidentiality, the attorney-client privilege, and the attorney work-product doctrine (including disclosure obligations to third parties, the status of government pressure to waive, congressional legislation, selective waiver and inadvertent waiver) Lawyer’s exposure to civil liability Whistle-blower remedies for lawyers Recent developments impacting the "no-contact" rules and lawyer "dissemblance"  ...

End-of-Life Planning for the Low-Income Client (Free)

Seminar  Seminar

End of Life Planning is, like Death and Taxes, one of those things that can go from an easy, informative and straightforward conversation to a drawn-out nightmare if ignored. Low income and very low-income clients, unlike the average middle class client, frequently do not understand the importance of, for example, having identified caretakers for their minor children in place. They frequently resort to “no planning” or improvised planning which does ...

Understanding Patent Law 2013

Seminar  Seminar

As the America Invents Act becomes part of current practice of patent law, you may think it is not possible to gain an understanding of this complicated field of law in one day. You would be incorrect. Whether you are new to patent law or are trying to refresh your knowledge of this field, this program will cover the key points you need to get up to speed. In particular, this program will cover all types of patent issues that may arise ...

Fundamentals of Copyright Law in the Data Era 2013

Seminar  Seminar

Copyright law continues to be an unpredictable and dynamic practice area. Attend this program to build the foundation needed to understand this area of law while exploring recent cases and developments, with a particular focus on Internet and data-related issues. Learn about the rights copyright protection confers, how to protect those rights, and how the Internet continues to redefine critical concepts in the field. A faculty of leading experts will ...

Writing for Litigators 2013

Seminar  Seminar

Do you feel compelled to include phrases like “wherefore,” “heretofore,” and “albeit” in your writing? What actually is good legal writing? This program will teach you the secrets of successful legal writing, whether you are writing for judges, partners, or clients.

Fundamentals of Trademark Law in the Global Marketplace 2013

Seminar  Seminar

Whether you are just starting out, need a refresher, or have just learned how exciting a career in trademark law can be, this program is for you. Forget all the trademark books and articles, and attend this program instead to learn all the fundamentals while exploring the cutting-edge issues that are changing the face of this practice area. This program is built on a rock-solid foundation of trademark law experience. The speakers come with dozens ...

Fundamentals of Patent Prosecution 2013: A Boot Camp for Claim Drafting & Amendment Writing

Seminar  Seminar

This program is directed to patent prosecuting and litigating attorneys and patent agents with or without a Patent Office registration number or little patent experience. It will focus on teaching the basics of claim drafting, patent application preparation and prosecution, as well as a review of recent developments in the law. A litigator’s perspective is presented to show how drafting and prosecution can influence the development, and often the ...

Doing Deals in and with Emerging Markets: BRICs and Beyond 2013

Seminar  SeminarGroupcast  Groupcast

With emerging markets players, like those of the BRIC (Brazil, Russia, India and China) countries, playing an ever greater role in the global economy, attorneys and other professionals facilitating cross-border transactions need to familiarize themselves with their perspective on inbound and outbound investments. According to a recent Office for Economic Co-operation and Development study, emerging markets will account for over 60% of global economic ...

Municipal Law Institute (13th Annual)

Seminar  Seminar

The Municipal Law Institute offers attendees sharp analyses of important developments, emerging legal issues and best practices in the field of municipal law. Topics Discussed Will Include: The Municipal Response to Natural Disasters Ethics for the Municipal Lawyer Employment Law Update

Fundamentals of Investment Adviser Regulation 2013

Seminar  SeminarGroupcast  Groupcast

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know

Seminar  Seminar

Accounting is a language of business. Because attorneys encounter accounting information in a wide range of legal issues, it is critical for lawyers to understand financial statements and core accounting concepts. This practical course, specifically designed for the non-accountant attorney, will provide an understanding of financial statements and the key principles of accounting, using “real life” examples of accounting issues that attorneys ...

Ethics for In-House Corporate Counsel 2013

Seminar  SeminarGroupcast  Groupcast

Ethics and financial services in the midst of global financial market turbulence New developments in corporate governance The new Foreign Corrupt Practices Act guidelines Crisis management, corporate compliance, and litigation management: what every in-house counsel needs to know E-discovery Attorney-client privilege; Kovel privilege Ethics and outsourcing Corporate whistleblowing

Ethics for Discovery 2013

Seminar  SeminarGroupcast  Groupcast

Pre-litigation document management and preservation - best practices and ethical duties for: Technology assessments and inventory Employee education Designing and implementing document retention policies and preservation plans Litigation risk assessments The discovery process - recent developments and emerging issues, including: Use of outside vendors and new search technologies Navigation of court-imposed duties and associated ethical ...

This Really Happened: A Review of Real World Ethical Issues 2013

Seminar  Seminar

Join us once again at this unique interactive program. Chair Katie M. Lachter and our expert faculty will review a new set of hypotheticals culled from some of the most outlandish cases recently reported. What did those attorneys do? What would you do? What do the experts say you should do? Test your knowledge of the pertinent ethical rules as you match wits with our expert faculty, and contestants. Referred to as the “ethics game show,” this program ...

Basics of International Taxation 2013

Seminar  Seminar

In a global business, the tax laws of the United States may impact transactions regardless of where the transactions take place. A working knowledge of the U. S. international tax rules is, therefore, of paramount importance to a wide variety of tax and corporate professionals.At this program, some of the world’s leading tax experts will discuss the current rules of U.S. international taxation. Each panel will focus upon a distinct international tax ...

Understanding the Securities Laws 2013

Seminar  SeminarGroupcast  Groupcast

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

Representing the Pro Bono Client: Consumer Law Basics 2013 (Free)

Seminar  Seminar

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented. Attend this program to learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills.

Children's Law Institute (16th Annual)

Seminar  Seminar

Advocates representing children, parents, child welfare or foster care agencies, or working on policy must address evolving issues in an increasingly complex environment. This year, PLI’s 16th Annual Children’s Law Institute will focus on a variety of social and legal issues affecting child welfare and juvenile justice practice.

Supreme Court Review (15th Annual): October 2012 Term

Seminar  Seminar

A distinguished faculty, including constitutional scholars, a law school dean, and a Supreme Court journalist, will analyze, discuss, and debate the leading Supreme Court decisions of the October 2012 Term. The faculty represents a variety of constitutional views and perspectives, and the decisions will be analyzed for their precedential, doctrinal, and ,where appropriate, their societal and litigation significance.

Negotiation Workshop for Lawyers 2013

Seminar  Seminar

By attending this program you will learn effective negotiation skills and techniques by observing an expert faculty in simulated bargaining, by critical analysis of tactics and techniques, and by participating in an actual negotiation.

Securities Arbitration 2013

Seminar  Seminar

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications. This year’s Securities Arbitration program will ...

Representing the Pro Bono Client: New York Public Assistance and Food Stamp Advocacy 2013 (Free)

Seminar  Seminar

Attend PLI’s New York Public Assistance and Food Stamp program and learn how to protect the rights of public assistance and food stamp applicants and recipients to these basic subsistence benefits.  Many applicants have difficulty navigating the confusing and bureaucratic process to establish and maintain eligibility for public assistance and food stamps.  Without legal assistance and advocacy, large numbers of clients go without the benefits ...

ERISA: The Evolving World 2013

Seminar  SeminarGroupcast  Groupcast

A working knowledge of the Employee Retirement Income Security Act’s (ERISA) framework is crucial for lawyers, HR practitioners and other professionals in the area of employee benefits and compensation planning. Our experienced faculty of leading practitioners will discuss a broad array of topics, including the basic regulatory framework, the types of plans covered, the requirements for intended tax treatment, fiduciary responsibilities and other ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP