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Corporate Governance -- A Master Class 2016

Groupcast  Groupcast

Why You Should Attend This program will address key corporate governance issues faced by boards and principal board committees.  Public companies and their directors and officers face increasing responsibilities and risk of liability.  They are also under intense scrutiny and in at least some cases significant pressure from investors and regulators.  Changing investor expectations and increased investor willingness to seek or force ...

Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Groupcast  Groupcast

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current ...

Asset Based Financing Strategies 2016

Groupcast  Groupcast

Why You Should Attend Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions. In structuring these loans, lenders rely on their collateral ...

Doing Deals 2016: The Art of M&A Transactional Practice

Groupcast  Groupcast

Why You Should Attend The M&A market boom returned in 2015.   In addition to the reappearance of the mega deal, the market has also seen a flurry of hostile deals, cross-border “inversion” transactions (which have been slowed by recent regulatory action), as well as spin-offs and a record number of activist campaigns. Continued high levels of M&A litigation is also giving rise to a flurry of decisions and bench rulings ...

Securities Offerings 2016: A Public Offering: How it is Done

Groupcast  Groupcast

Why You Should Attend This course will provide a solid understanding of the legal framework for securities offerings under the Securities Act of 1933. Topics covered include the basics, such as definitions and regulations of “offers” and “sales” of “securities” and the distinctions between public and private offerings, including the need to register public offerings (and how that is done) and basic exemptions ...

How to Read Financial Statements 2016

Groupcast  Groupcast

How to Read Financial Statements 2016 New York City and Live Webcast, , March 16  Why You Should Attend Financial statements provide information on the financial performance of companies and are the language of business.  Attorneys are often required to understand financial statements in order to provide solutions to their clients’ problems, including structuring financial transactions and litigating business disputes.  At ...

Pension Plan Investments 2016: Current Perspectives

Groupcast  Groupcast

Why You Should Attend Experienced practitioners in the area of pension investment law, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension investment activities in the derivatives ...

How to Prepare an Initial Public Offering 2016

Groupcast  Groupcast

Why You Should Attend In almost any market, understanding the IPO process is an essential skill for both legal and business advisors. Hear from an experienced faculty, including attorneys, underwriters, and a member of the Securities and Exchange Commission staff, who will analyze the nuts and bolts of an initial public offering. The speakers will guide you through the initial public offering process and highlight issues presented by new regulations ...

Financial Services Conflicts of Interest & Fiduciary Duties 2016: Navigating the Emerging Regulatory Maze

Groupcast  Groupcast

Why You Should Attend The DOL is actively advancing rulemaking that would dramatically change the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisors and service providers in the retirement marketplace. At the same time, the SEC is reported to be advancing internally its consideration of whether to subject broker-dealers and advisers to a harmonized uniform standard of care.  Further, the OCC’s ...

Private Placements and Hybrid Securities Offerings 2016

Groupcast  Groupcast

Mark Your Calendar. More Information to Come!

Acquiring or Selling the Privately Held Company 2016

Groupcast  Groupcast

Why You Should Attend At this perennial favorite, our experienced faculty will walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise. You will learn about the special issues that apply when a private equity firm is the buyer or ...

Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues

Groupcast  Groupcast

WHY YOU SHOULD ATTEND As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee.  If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment.  You ...

Seventeenth Annual Private Equity Forum

Groupcast  Groupcast

Why You Should Attend Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done.  Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing ...

Securities Law and Practice 2016: How the SEC Works

Groupcast  Groupcast

Mark Your Calendar. More Information to Come!

Hedge Fund Management 2016

Groupcast  Groupcast

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Advanced Compliance and Ethics Workshop 2016

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Fundamentals of Swaps & Other Derivatives 2016

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Advanced Swaps & Other Derivatives 2016

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Outsourcing 2016: Sourcing Critical Services

Groupcast  Groupcast

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Annual Disclosure Documents 2016

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

New Developments in Securitization 2016

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!


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