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Showing 15 Results

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Ethics in Banking and Financial Services 2017

Groupcast  Groupcast

Why You Should Attend An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. What You Will Learn Confidentiality issues when representing banking and financial services clients Ethical issues in internal investigations Ethical concerns when representing multinational clients Whistleblower remedies for corporate counsel  ...

Writing for Transactional Lawyers 2017

Groupcast  Groupcast

Why You Should Attend At Writing for Transactional Lawyers you will learn principles of effective writing and drafting to enhance your transactional practice.  Particular emphasis will be given to the perspectives of the end users: your clients and those who litigate commercial disputes.  What You Will Learn Crisp and clear drafting techniques, including the use of “Plain English” Tailoring your writing to ...

Securities Filings 2017: Practical Guidance in a Changing Environment

Groupcast  Groupcast

Why You Should Attend This popular two-day program will analyze in detail the forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Hedge Fund Management 2017

Groupcast  Groupcast

Why You Should Attend  At this program, our expert faculty will focus on common structures for hedge funds, SEC priorities for and the regulatory environment surrounding hedge funds, and the day to day operational issues of running a hedge fund operation. The faculty will also explore strategies for addressing issues for when a hedge fund is in distress, issues relating to expansion into the registered fund business and issues and selling a ...

Hot Issues in Executive Compensation 2017

Groupcast  Groupcast

Why You Should Attend As the economy shifts and the legislature, SEC, and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the ...

Broker/Dealer Regulation and Enforcement 2017

Groupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend This program will focus on the many significant developments in the regulation and oversight of broker-dealers. With a new administration, what regulatory changes can broker-dealers and the industry expect to see? Will there continue to be significant regulatory focus on cybersecurity, alternative trading systems and high-frequency ...

Fundamentals of Swaps & Other Derivatives 2017

Groupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Compliance and Ethics Workshop 2017

Groupcast  Groupcast

Why You Should Attend Having an effective compliance and ethics program is essential to companies of all types.    Such programs are a necessary tool to manage the substantial risks posed by employee and third party misconduct.  Compliance and ethics programs also help mitigate the harm from violations when they occur.  Companies that achieve success in this realm minimize the likelihood of devastating criminal and regulatory ...

Outsourcing 2017: ITO, BPO and Cloud

Groupcast  Groupcast

Why You Should Attend Information technology and business process outsourcing has quickly gone from being a new and novel approach to commonplace practice.  Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries new entrants to the market continue ...

Financial Services Industry Regulatory Compliance Forum 2017

Groupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms operate. At this program, attendees will get a solid foundation about the relevant regulatory framework, as well ...

50th Annual Immigration and Naturalization Institute

Groupcast  Groupcast

Mark Your Calendar. More Information to Come!

Annual Disclosure Documents 2017: Current Developments and Best Practices

Groupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime in 2017, current “hot issues,” best practices, and practical pointers. The priorities of the new administration and new chair of the SEC are expected to bring significant ...

New Developments in Securitization 2017

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Ethics for Corporate Lawyers 2017

Groupcast  Groupcast

Why You Should Attend At this unique interactive program based on the video “Negotiation Ethics – Where is the Brink?” faculty will review various everyday ethical scenarios while you “vote” electronically with the rest of the audience on the correct ethical responses. What You Will Learn Can you examine metadata in draft deal documents? Are you under an obligation to correct drafting mistakes made ...


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