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Broker/Dealer Regulation and Enforcement 2013

Seminar  Seminar

The Dodd-Frank Act - frequently described as the most sweeping reform legislation in decades - and the contemplated, proposed or final rules implementing it, have significant implications for broker-dealers. The concurrent proliferation of new regulation and record-breaking enforcement activity by the DOJ, SEC, CFTC, states and SROs have created a strained and overburdened environment for legal and compliance personnel. This program brings ...

Advanced Compliance and Ethics Workshop 2013

Seminar  Seminar

Legal drivers for corporate compliance and ethics programs have continued to grow in complexity and importance in recent years. The costs of non-compliance have never been greater. Indeed, five of the ten largest corporate criminal fines in U.S. history were imposed or agreed to in 2012 alone. And harsh penalties — both against business organizations and individuals — are increasingly becoming the norm outside the U.S. Moreover, the whistleblower ...

Outsourcing 2013: Sourcing Critical Services

Seminar  Seminar

The year 2013 brings new risks and new opportunities for companies sourcing or providing critical services, including information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions. There are new technologies, such as Big Data and cloud computing. There are new laws and regulations, and in more and more countries. Also, cloud computing and other innovations have created new issues ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2013

Seminar  Seminar

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

Section 1983 Civil Rights Litigation (30th Annual)

Seminar  Seminar

Section 1983 authorizes private parties to enforce their federal constitutional rights against state and local officials and municipalities. Section 1983 litigation is typically complex and multifaceted, raising a wide range of substantive and procedural issues. The claims are asserted by alleged victims of police misconduct, prisoners, present and former public employees, and property owners, among others. The cases typically raise issues of federal ...

Antitrust Counseling & Compliance 2013

Seminar  Seminar

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

Understanding the Intellectual Property License 2013

Seminar  Seminar

Licensing can be used to gain access to intellectual property at a lower cost than developing or purchasing intellectual property assets, and as a way of generating new sources of revenue out of existing intellectual property assets. Companies are increasingly turning to licensing because it offers valuable economic and strategic opportunities. Virtually every business today must confront licensing issues and, therefore, a solid base of knowledge ...

Nonprofit Organizations 2013: Governance, Compensation, and Form 990 Reporting Issues

Seminar  Seminar

This program will bring you up-to-date on the latest developments and unique financial and regulatory issues that impact the nonprofit sector.

Securities Regulation Institute (45th Annual)

Seminar  Seminar

For over four decades, PLI’s Annual Institute has been the premiere conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners. This year’s Institute will once again bring you the nation’s leading securities and corporate legal experts to deliver the practical information, insights and real-world strategies and solutions to the many challenges facing you and your clients ...

Negotiating Commercial Leases 2013

Seminar  Seminar

Leases can be a primary business asset and also contain landmines of liability. Known as the building blocks of value for all real estate, if leases are written poorly or administered without expertise, they can be the downfall of an otherwise sound real estate investment. This course is not to be missed for anyone who represents users or occupiers of space, or owners as investors in real estate. There’s no disputing the importance of intimately knowing ...

Patent Litigation 2013

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

Open Source and Free Software 2013: Benefits, Risks and Challenges

Seminar  Seminar

This program will address the critical issues that IP, technology and business lawyers need to consider when handling open source software in today’s economy. Armed with this information, you will be better able to help your clients make intelligent choices and decisions about how to take advantage of the benefits and manage the risks presented by open source software.

Communications Law in the Digital Age 2013

Seminar  Seminar

The increasingly digital media environment continues to create new challenges for communications lawyers, and this program, long recognized as the most comprehensive in its field, will highlight the hottest issues and case law facing the industry today. Covering a wide array of topical issues in media, digital communications, First Amendment, intellectual property, and privacy law, this program brings together esteemed experts comprising the country’s ...

Think Like a Lawyer, Talk Like a Geek 2013: Get Fluent in Technology

Seminar  Seminar

Legal issues arising from technology have become a routine part of many lawyers’ daily practices. Technology issues arise in clients’ daily contracts, business negotiations and litigation. Lawyers, who often have no technical training, are required by court rules to report on their client’s technology infrastructure so that a judge may address electronic discovery issues. The proliferation of technology into every aspect of commerce requires that ...

Hedge Fund and Private Equity Enforcement and Regulatory Developments Fall 2013

Seminar  Seminar

The government’s continued crackdown on insider trading has focused on hedge funds, their consultants and those who analyze and trade for them. Regulators and enforcement officials have now turned their sights to conflicts of interest, valuation, cross-trades, expense and trade allocation, and fee practices. Following new registration requirements under Dodd-Frank, private equity firms are under examination scrutiny by the SEC, and according to senior ...

Trial by Jury 2013

Seminar  Seminar

From opening statements to closing arguments, the jury trial is a unique and essential part of our system of justice. Whether you are just embarking on a career as a trial attorney or are very familiar with the inside of a courtroom, this course will give you valuable insights into jury trials and the best way to handle them. We’ve assembled some of the most experienced and respected state and federal judges, as well as many distinguished litigators, ...

Commercial Real Estate Institute (15th Annual)

Seminar  Seminar

Commercial real estate fundamentals (rents and vacancy rates and development activity), although slow, are visibly recovering, with REITs outperforming other asset classes. Practitioners with a broad skill set will find it easier to achieve and maintain a viable real estate practice in this environment, given the general economy’s downward pressures on tenant retention, rental growth, development revenue, refinancing and asset values. This program ...

Annual Disclosure Documents 2013

Seminar  Seminar

Full, fair and timely communications to investors and the financial markets is a cornerstone of effective corporate governance and investor relations. As you prepare your annual disclosure documents, hear from our experienced faculty, including SEC staff, in-house counsel, private practitioners, and compensation and corporate governance advisers. Our faculty will discuss key areas of staff comment, staff review priorities and interpretations, disclosure ...

Bridge-the-Gap II: Ethics and Skills for Newly Admitted New York Attorneys 2013

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice.By attending one of PLI’s two-day Bridge-the-Gap programs, you can satisfy all of your annual MCLE requirements for newly admitted attorneys. By attending one of PLI’s one-day ...

New Developments in Securitization 2013

Seminar  Seminar

As the securitization industry emerges from the financial crisis, it faces an onslaught of new regulation and uncertainty. Many transactions have been downgraded and have suffered unforeseeable losses. Additionally, investor confidence in structured products has been badly shaken. Moreover, many transactions have been subject to restructurings and litigation of various types. Will these reforms be sufficient to restore investor confidence?At this ...

Environmental Regulation 2013: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Seminar  Seminar

Join PLI and senior government officials for a detailed discussion of what will be the focal point of national environmental policy in 2013 - EPA’s promulgation, enforcement, and defense of its environmental regulations and the courts’ decisions on challenges to EPA’s regulatory actions. We will provide incisive analysis of the new regulatory requirements and their compliance implications.Seasoned practitioners, senior government officials and ...

Nuts and Bolts of Corporate Bankruptcy 2013

Seminar  Seminar

While the economy continues to recover, businesses across a wide array of industries remain in financial distress, and attorneys of all levels and practice areas will benefit from knowing how to best advise clients facing financial challenges. This program, taught by experts in the field, including bankruptcy judges and long-time practitioners, will cover the cycle of a corporate bankruptcy from start to finish. From learning how the bankruptcy system ...

Banking Law Institute 2013

Seminar  Seminar

2013 will be a watershed year for the financial services industry. Many of the most significant regulatory changes flowing from the Dodd-Frank Act will be finalized and adopted, affecting everything from capital levels and consumer lending practices to executive compensation and asset management. Compliance expectations and enforcement actions will continue to increase. At the same time, the continuing economic challenges facing the industry will ...

Ethical Issues in Pro Bono Representation 2013 (Free)

Seminar  Seminar

Using a lively, interactive format, Ethical Issues in Pro Bono Representation 2013 will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice.

Staying Out of Trouble: What Every Attorney Must Know About Ethics 2013

Seminar  Seminar

Understanding when a client relationship begins and ends, with an overview of new ethics rules Whether to arbitrate or not? The risks of fee litigation and fee arbitration Attorney-client privilege issuesEarn up to 3.5 MCLE credit hours in Ethics

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP