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Ethics for Commercial Litigators 2014

Seminar  Seminar

New developments in confidentiality, the attorney-client privilege, and the attorney work-product doctrine (including disclosure obligations to third parties, the status of government pressure to waive, congressional legislation, selective waiver and inadvertent waiver) Lawyer’s exposure to civil liability Whistle-blower remedies for lawyers Recent developments impacting the "no-contact" rules and lawyer "dissemblance" Recent cases involving ...

Limited Scope Representation 2014: Ethical & Practical Challenges (Free)

Seminar  Seminar

To respond to the access to justice crisis facing the legal system, the civil legal services community and the judiciary have partnered in the expansion of services based on limited scope representation models.In limited scope representation, known as unbundled legal services in the private sector, an attorney takes responsibility for only a portion of a client’s case. It offers a partial solution to the access to justice crisis facing the legal system ...

How to Handle Your First Pro Bono Case in New York 2014 (Free)

Seminar  Seminar

Pro bono representation is a vital component to ensuring access to justice for low-income New Yorkers. In addition, New York State now requires that attorneys registering or reregistering in New York report the number of pro bono hours voluntarily spent providing legal services free of charge to poor and underserved clients. Attend this helpful program to learn best practices for successfully representing your pro bono client and managing your pro ...

Elder Law Institute (26th Annual)

Seminar  Seminar

The 26th Annual Elder Law Institute presents current legal topics important to your older clients, and your younger clients with aging parents.Many of the subjects covered this year focus on planning for incapacity, paying for health care and maintaining the legal autonomy and dignity of your aging clients. The subject of elder law is a part of every practice - we cannot stop the aging process, nor the reality that we live longer and at the same ...

Fundamentals of Patent Litigation 2014

Seminar  Seminar

Patent litigation continues to be one of the hottest legal practice areas today. If you are a litigator and have wondered how patent litigation differs from your practice or if you have considered pursuing patent litigation but want to learn how it differs from other types of commercial litigation, then you will not want to miss this program. Covering the spectrum of patent litigation topics and exploring patent litigation from the inside out, this ...

International Estate & Tax Planning 2014

Seminar  Seminar

You should attend this program to strengthen your understanding and expand your perspective of the fundamental and advanced issues in estate and tax planning for international private clients. Individuals with connections to more than one country - international private clients - need sophisticated succession and tax planning advisors to help them navigate a complex and sometimes treacherous legal, tax and regulatory environment. These clients include ...

Financial Services Fiduciary Duties: Navigating the Emerging Regulatory Maze 2014

Seminar  Seminar

The SEC and DOL both have active rulemaking that could dramatically change the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisers and service providers in the retirement marketplace. At the same time, commodity trading advisers and municipal advisors have to mindful of fiduciary obligations which apply to their commodity and municipal securities activity. In this program, we review the respective frameworks ...

Basics of Mutual Funds and Other Registered Investment Companies 2014

Seminar  Seminar

This program is designed to provide attendees with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies” - the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds (“ETFs”) and others. Attendees will learn the fundamentals of the extensive regulatory framework that dictates the structure and operations of retail investment ...

Handling a Securities Case 2014: From Investigation to Trial and Everything in Between

Seminar  Seminar

The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading ...

Enforcement 2014: Perspectives from Government Agencies

Seminar  Seminar

We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department ...

Bankruptcy & Reorganizations 2014: Current Developments

Seminar  Seminar

The credit markets continue to be volatile and in today’s weak economy, staying abreast of the current developments in restructuring, bankruptcy and reorganizations is essential. This advanced conference assembles a remarkable faculty of bankruptcy judges and leading practitioners who will provide you with a thorough analysis of hot topics and recent decisions and how to strategically respond to them. They will cover the cases after the Supreme Court's ...

Preparing the 2014 Form SD (Conflict Minerals Disclosure)

Seminar  Seminar

As the first filing deadline in connection with the Securities and Exchange Commission's (SEC) conflict minerals disclosure rules rapidly approaches, registrants and their advisors are focused on the disclosures required to be included in the Specialized Disclosure Form (Form SD) and if applicable, the Conflict Minerals Report (CMR). This event will provide attendees with practical perspectives and leading practices in preparing the Form SD and CMR ...

IP Monetization 2014: Maximize the Value of Your IP Assets

Seminar  Seminar

The rapidly evolving field of Intellectual property ("IP") monetization has become a core strategic consideration for many companies. On an increasingly regular basis, companies are considering (i) carve-outs of IP assets in M&A and other strategic transactions, for sale or monetization in separate transactions (including privateering arrangements), (ii) IP-collateralized loans, (iii) IP litigation financing, (iv) creative technology development ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.