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Understanding the Securities Laws Summer 2014

Seminar  Seminar

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley ...

Municipal Law Institute (14th Annual)

Seminar  Seminar

This Institute provides attendees with analyses of important developments, emerging legal issues and best practices in the field of municipal law and regardless of experience level, municipal attorneys practicing in a city law department will want to attend.

Supreme Court Review (16th Annual): October 2013 Term

Seminar  Seminar

At PLI’s 16th Annual Supreme Court Review program, a distinguished faculty of constitutional scholars, Supreme Court advocates, and a Supreme Court journalist will analyze and discuss the leading Supreme Court decisions of the October 2013 Term for their precedential, doctrinal and, where appropriate, societal significance.

Negotiation Workshop for Lawyers 2014

Seminar  Seminar

By attending this program you will learn effective negotiation skills and techniques by observing an expert faculty in simulated bargaining, by critical analysis of tactics and techniques, and by participating in an actual negotiation.

Securities Arbitration 2014

Seminar  Seminar

FINRA continues to focus on perceived fairness in the arbitration process and in so doing is developing new rules and procedures regarding arbitrator classification, the compositions of arbitration panels and broadening the arbitrators’ authority to make referrals during an arbitration proceeding. In 2014, FINRA will continue its efforts with regard to employment disputes, requests for expungement and resolving disputes through mediation.This year’s ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices