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Insider Trading Law 2015: Implications of Newman & Enforcement Trends

Seminar  Seminar

Why You Should Attend Insider trading is a critical area of criminal and civil securities enforcement and will likely remain so for some time to come.  Following the Second Circuit’s recent ground-breaking decision in United States v. Newman, however, the law’s contours are in flux.  This program will discuss the state of the law, enforcement priorities in this area, and how clients can avoid the government’s crosshairs.  ...

Securities Arbitration 2015

Seminar  Seminar

Why You Should Attend FINRA arbitrations have undergone significant changes in the past year and we expect significant developments in the near future.  If you are a practitioner, arbitrator, mediator, or intend to be any above in the future, this program is an invaluable resource for cutting edge events, practical takeaways, and a means of meeting the FINRA staff who manage the forum. This year’s Securities Arbitration program will feature ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2015

Seminar  Seminar

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2015 August 5, 2015 Learn everyday insights into law practice that you wish you learned in law school.  Our expert faculty will guide attendees through a variety of commonplace duties, demands and situations that newly-admitted attorneys may face.  The lessons taught in this program are not theoretical.  More like coaches than professors, our esteemed faculty ...

Ethics in Banking and Financial Services 2015

Seminar  Seminar

Why You Should Attend At this three hour program, an expert faculty will review and  provide practical guidance on current ethical issues faced by attorneys in banking and financial services. What You Will Learn Confidentiality issues when representing banking and financial services clients Ethical issues in internal investigations  Ethical concerns when representing multinational clients, including the Foreign ...

Writing for Transactional Lawyers 2015

Seminar  Seminar

Why You Should Attend By attending this program you will learn principles of effective writing and drafting to enhance your transactional practice. Particular emphasis will be given to the perspectives of the end users: your clients and those who litigate commercial disputes. What You Will Learn Crisp and clear drafting techniques, including the use of “Plain English” Tailoring your writing to suit different purposes and ...

Bridge-the-Gap II for Newly Admitted New York Attorneys 2015

Seminar  Seminar

Attend PLI’s two-day Bridge-the-Gap II program and fully satisfy your annual MCLE requirements for newly admitted attorneys while improving your professional skills and learning about important substantive law changes.  Our faculty of distinguished legal practitioners will help seamlessly connect the lessons you learned in law school with real-life practical applications and emerging legal trends to give you the professional edge as a new ...

Securities Filings 2015: Practical Guidance in a Changing Environment

Seminar  Seminar

Why You Should Attend This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Hedge Fund Management 2015

Seminar  Seminar

Why You Should Attend At this full day event, our expert faculty will focus on common structures for hedge funds, SEC priorities for and the regulatory environment surrounding hedge funds, and the day to day operational issues of running a hedge fund operation. The faculty will also explore strategies for addressing issues for when a hedge fund is in distress, issues relating to expansion into the registered fund business and issues and selling a ...

Hot Issues in Executive Compensation 2015

Seminar  Seminar

Why You Should Attend As the economy shifts and the legislature, SEC and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2015

Seminar  Seminar

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2015 September 21, 2015 Learn everyday insights into law practice that you wish you learned in law school.  Our expert faculty will guide attendees through a variety of commonplace duties, demands and situations that newly-admitted attorneys may face.  The lessons taught in this program are not theoretical.  More like coaches than professors, our esteemed faculty ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015

Seminar  Seminar

Why You Should Attend Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for a practical discussion on where ...

Cybersecurity 2015: Managing the Risk

Seminar  Seminar

Why You Should Attend Cyber attacks have wreaked havoc on organizations in nearly every industry sector. From Sony to JPMorgan Chase to Target, cyber criminals have made it clear that no entity is immune. In today’s interconnected world, cybercrime targets are found in every industry sector. Media reports of the staggering number of increasingly sophisticated cyber attacks attest to this trend, and the events of 2014 have dwarfed earlier hacking ...

Securities Law and Practice 2015: How the SEC Works

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Hot Topics in Mergers & Acquisitions 2015

Seminar  Seminar

Why You Should Attend The long-promised return of robust M&A markets was finally realized in 2014, and 2015 is exhibiting no signs of moderation Now more than ever, it is critical for dealmakers and their counsel to stay abreast of the latest trends and forecasts. What is driving the increased activity levels, and are those underlying factors sustainable? How will a more robust job market and a continued low interest rate environment affect acquisition ...

White Collar Crime 2015: Prosecutors and Regulators Speak

Seminar  Seminar

Why You Should Attend In an increasingly global and coordinated fashion, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies are pressing forward with a white collar enforcement program of unprecedented scope and severity. With a spotlight on the financial services sector, the authorities are advancing novel theories and exacting increasingly draconian penalties. The government’s enforcement agenda is broad and ...

Corporate Counsel Institute 2015

Seminar  Seminar

Why You Should Attend The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, financial turmoil and continually changing new technologies.  It is essential for all corporate counsel to be informed of the latest developments and to possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments, while adding ...

Pocket MBA Fall 2015:Finance for Lawyers and Other Professionals

Seminar  Seminar

Why You Should Attend  Financial and accounting knowledge is critically important for attorneys and allied professionals to have to successfully navigate the current legal, regulatory and financial reporting environment.  This program is specifically designed for non-accountants and will enhance understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Seminar  Seminar

Why You Should Attend In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms' corporate compliance and ethics programs are under intense observation.  At this program, attendees will get a solid foundation about the relevant regulatory framework as well as practical considerations regarding the design and implementation ...

Advanced Compliance and Ethics Workshop 2015

Seminar  Seminar

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. The need for companies to have effective compliance and ethics programs is greater now than ever before. This powerful ...

Prison Law 2015

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Fundamentals of Swaps & Other Derivatives 2015

Seminar  Seminar

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act has changed and is continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset ...

Advanced Swaps & Other Derivatives 2015

Seminar  Seminar

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC. For their part, the SEC has made substantial progress and at the direction of Chair Mary Jo White is making Title VII implementation ...

Private Placements and Hybrid Securities Offerings 2015

Seminar  Seminar

Mark Your Calendar. More Information to Come!

Featured Faculty/Authors
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP

Tanya E. M. Wong

Tanya E. M. Wong ~ Director of Government Benefits, Legal Services NYC - Legal Support Unit

Kenneth N. Nigon

Kenneth N. Nigon ~ RatnerPrestia