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Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2015

Seminar  Seminar

If you have already attended a PLI Bridge-the-Gap I program, you cannot attend a second Bridge-the-Gap I program and receive MCLE credit.Learn everyday insights into law practice that you wish you learned in law school. Our expert faculty will guide attendees through a variety of commonplace duties, demands and situations that newly-admitted attorneys may face. The lessons taught in this program are not theoretical. More like ...

ERISA Fiduciary Investment Basics 2015

Seminar  Seminar

This course provides an introduction to the basics of ERISA fiduciary law using a case-study vehicle. At this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment. The program also will utilize a hypothetical fiduciary ...

Corporate Governance - A Master Class 2015

Seminar  Seminar

Public companies and their directors and officers face increasing responsibilities and are under intense scrutiny from investors and regulators. Legal and regulatory changes, including Sarbanes-Oxley, Dodd-Frank and listing standards, as well as overall changing expectations in the marketplace contribute to this new challenging environment. Corporate governance provides the framework within which directors and officers must ...

CMBS and the Real Estate Lawyer 2015: Lender and Borrower Issues in the Capital Markets

Seminar  Seminar

As commercial real estate and its financing reemerge strongly from the turmoil and the dislocation of the downturn of the late ‘00s, securitization is once again becoming a significant part of the real estate debt and equity markets. Capital markets lenders are again competing aggressively with traditional main street portfolio lenders for large as well as conduit loans. But is the securitized loan market now different ...

Bridge-the-Gap II: Ethics and Skills for Newly Admitted New York Attorneys 2015

Seminar  Seminar

Newly admitted attorneys in New York State are required to complete at least sixteen transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice during each of their first two years after admission to the Bar. By attending PLI’s Bridge-the Gap II: Ethics and Skills for Newly Admitted New York Attorneys program, you can satisfy all of your annual ...

Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants

Seminar  Seminar

Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current ...

Spin-offs 2015

Seminar  Seminar

Why You Should Attend An increasing proportion of global M&A transactions take the form of spin-offs, equity carve-outs and similar architectures not involving an outright sale.  But what is a spin-off, what makes it different from other types of business separation transactions, and why are people doing more of them?  This program will provide an in-depth perspective on:  the factors that drive the recent trend towards business ...

Ethics for Financial Industry Lawyers 2015

Seminar  Seminar

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act.What you will learn Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators) SEC professional responsibility ...

Presentation Skills for Attorneys 2015

Seminar  Seminar

The ability to speak clearly and confidently is important for all lawyers, whether speaking with partners, making a pitch to clients, or addressing a courtroom. At this two-hour program, taught by a former practicing lawyer, you will learn techniques that will immediately improve your presentation skills.What you will learnYou will learn how to: Master effective physical delivery skills (eye contact, body language, voice, gesturing) ...

Social Media 2015: Addressing Corporate Risks

Seminar  Seminar

Did you know that Facebook now has over 1.3 billion monthly active users? (By contrast, the entire population of the United States is 317 million people.) Or that 72% of online adults visit Facebook at least once a month? And that over 350 million photographs are posted to Facebook each day? Or that Twitter users are expected to send over 182 billion tweets during 2014? And that over six billion hours of video are viewed each ...

Asset Based Financing Strategies 2015

Seminar  Seminar

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions.In structuring these loans, lenders rely on their collateral ...

Investment Management Institute 2015

Seminar  Seminar

You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as: The SEC’s regulatory agenda New money-market fund regulations New SEC staff guidance Potential new rulemakings relating to target date funds and exchange-traded funds Possible modifications of the fund reporting regime Governance matters ...

Doing Deals 2015: The Art of M&A Transactional Practice

Seminar  Seminar

Why You Should Attend The M&A market has returned to a period of increased activity, characterized by the reemergence of larger transactions.   In addition to large deals, the market has also seen a flurry of cross-border “inversion” transactions (which have been slowed by recent regulatory action), as well as spin-offs and a record number of activist campaigns. Continued high levels of M&A litigation is also giving ...

Securities Offerings 2015: A Public Offering: How it is Done

Seminar  Seminar

Why Should You Attend This course will provide a solid understanding of the legal framework for securities offerings under the Securities Act of 1933. Topics covered include the basics, such as definitions and regulations of “offers” and “sales” of “securities” and the distinctions between public and private offerings, including the need to register public offerings (and how that is done) and basic exemptions ...

Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2015

Seminar  Seminar

Why You Should Attend The reduction to writing of an agreed-upon understanding among parties can sometimes be viewed as a cursory step in formalizing a business relationship. Yet the manner in which concepts are expressed on a page is often as important as the concepts themselves. Solid contract-drafting skills are therefore essential tools to any professional who deals with transactions or business relationships. Unfortunately, although contract ...

How To Read Financial Statements 2015

Seminar  Seminar

Why You Should Attend Financial statements provide information on the financial performance of companies and are the language of business.  Attorneys are often required to understand financial statements in order to provide solutions to their clients’ problems, including structuring financial transactions and litigating business disputes. At this practical half-day event, a distinguished panel of experts will provide a primer for understanding ...

Pension Plan Investments 2015: Current Perspectives

Seminar  Seminar

Why You Should Attend Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory ...

How to Prepare an Initial Public Offering 2015

Seminar  Seminar

The IPO market is as hot as ever. Given the continued uptick in activity, this program is extremely timely.  In almost any market, however, understanding the IPO process is an essential skill for both legal and business advisors. Hear from an experienced faculty, including attorneys, an underwriter, and a member of the Securities and Exchange Commission staff, who will analyze the nuts and bolts of an initial public ...

Private Placements and Other Financing Alternatives 2015

Seminar  Seminar

Mark Your Calendar. More Information to Come!

Financial Services Conflicts of Interest & Fiduciary Duties 2015: Navigating the Emerging Regulatory Maze

Seminar  Seminar

Why You Should Attend The SEC and DOL continue to consider rulemaking that could dramatically change the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisors and service providers in the retirement marketplace. Likewise, commodity trading and municipal advisors have to be mindful of fiduciary obligations that apply to their activity. At the same time, regulators are pressing firms to identify and address ...

Securities Litigation 2015: From Investigation to Trial

Seminar  Seminar

Why You Should Attend The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more ...

Enforcement 2015: Perspectives from Government Agencies

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Venture Capital 2015: Nuts and Bolts

Seminar  Seminar

Mark Your Calendar. More Information to Come.

Featured Faculty/Authors
Angela J. Grayson

Angela J. Grayson ~ Associate General Counsel, Global Leverage, Intellectual Property & Privacy, Walmart Legal

Adam O. Emmerich

Adam O. Emmerich ~ Wachtell, Lipton, Rosen & Katz

Ellen Moran Dwyer

Ellen Moran Dwyer ~ Managing Partner, Crowell & Moring LLP