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Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Seminar  Seminar

Why You Should Attend In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms' corporate compliance and ethics programs are under intense observation.  At this program, attendees will get a solid foundation about the relevant regulatory framework as well as practical considerations regarding the design and implementation ...

New Developments in Securitization 2015

Seminar  Seminar

Why You Should Attend As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation.  Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) are experiencing robust activity, with issuance volumes steadily rising.  Other markets such as residential mortgage-backed securities ...

Banking Law Institute 2015

Seminar  Seminar

Why You Should Attend The banking industry continues its work to comply with the raft of regulations in recent years.  New compliance standards are demanding greater disclosure, stricter risk-avoidance measures and higher capital requirements across various business lines, which are raising operational costs for many industry participants and, in some cases, resulting in a full overhaul of key business processes.  But as the previous ...

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