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Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  Seminar

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

New Developments in Securitization 2014

Seminar  Seminar

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS), collateralized mortgage obligations (CLOs), and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower to reemerge. The regulatory ...

Banking Law Institute 2014

Seminar  Seminar

The banking industry is in the midst of a fundamental regulatory transformation. Many of the most significant Dodd-Frank rulemakings have been completed, and the focus of regulators and industry participants alike has shifted to the challenges of applying and adapting to these complex and far-reaching regulations. In addition, bankers are beginning to think again about mergers and acquisitions as a strategic tool, but the regulatory process for planning ...

Featured Faculty/Authors
Liisa M. Thomas

Liisa M. Thomas ~ Winston & Strawn LLP

Kiran Lingam

Kiran Lingam ~ General Counsel, SeedInvest, LLC

Abby  Ginzberg

Abby Ginzberg ~ Producer and Director of "Walk the Walk", Ginzberg Productions