Seminars & Webcasts

Mechanicsburg, PA

Corporate & Securities

Compliance

• May. 30 - 31, 2013 Mechanicsburg, PA

Compliance and ethics programs should no longer be considered optional. They are an important aspect of legal risk management, and government standards on compliance programs have become increasingly specific. No matter how large or small the company, paying careful attention to corporate compliance and ethics is critical. No area is safe - prosecutors all over the world aggressively attack corporate crime, as countries now pursue subjects ...

• Jun. 21, 2013 Mechanicsburg, PA

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

• Jun. 25, 2013 Mechanicsburg, PA

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

• Oct. 1, 2013 Mechanicsburg, PA

This unique and well-established program, now in its sixth year, will give you the background and tools necessary to deal with white collar cases and civil enforcement actions, and to design and implement effective compliance and risk management strategies. In today’s world, white collar enforcement remains a top priority for the Justice Department, the SEC, and other prosecutors and regulators. As the government targets a wide range of businesses ...

• Oct. 10 - 11, 2013 Mechanicsburg, PA

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

• Oct. 28 - 29, 2013 Mechanicsburg, PA

The year 2013 brings new risks and new opportunities for companies sourcing or providing critical services, including in information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions. There are new technologies, such as big data and cloud computing. There are new laws and regulations, and in more and more countries. Also, new technologies such as cloud computing have created ...

• Oct. 30, 2013 Mechanicsburg, PA

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

• Nov. 1, 2013 Mechanicsburg, PA

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

• Nov. 18 - 19, 2013 Mechanicsburg, PA

The Dodd-Frank Act - frequently described as the most sweeping reform legislation in decades - and the contemplated, proposed or final rules implementing it, have significant implications for broker-dealers. The concurrent proliferation of new regulation and record-breaking enforcement activity by the DOJ, SEC, CFTC, states and SROs have created a strained and overburdened environment for legal and compliance personnel. This program brings together ...