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Ethics in Banking and Financial Services 2014

Seminar  Seminar

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions? The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside ...

Ethics and Conflicts of Interest in Law Practice 2014

Seminar  Seminar

Managing client conflicts is an important skill that will help you build strong client relationships. This program will provide the tools you need to identify, analyze and resolve client conflicts in your practice; sustain your client relationships; and protect yourself against potential liability.

Attorney-Client Privilege and Internal Investigations 2014

Seminar  Seminar

Best practices in conducting investigations Conflicts between the company and employees on privilege waiver issues Ethical issues in conducting the investigation Privilege issues arising from cooperation with the government Recent trends in government agency approaches to internal investigations, cooperation and waiver of privilege Issues arising in international internal investigations Conflict of interest issues arising in the representation ...

Ethical Issues in California Pro Bono Representation 2014 (Free)

Seminar  Seminar

While the ethical obligations of pro bono legal practice are no different than a commercial law practice, there are practical considerations regarding eligibility of clients, challenging clients, conflicts (similar in theory, different in practice settings), expectations on both sides, case management responsibility, and different delivery models, such as limited scope representation, that cause many professionals to hesitate offering pro bono legal ...

Bridge-the-Gap II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional MCLE credit hours, including 3 MCLE credit hours in ethics and professionalism, 6 MCLE credit hours in skills, and 7 MCLE credit hours in law practice management and/or areas of professional practice.By attending one of PLI’s two-day Bridge-the-Gap programs, you can satisfy all of your annual ...

Staying Out of Trouble: What Every Attorney Must Know About Ethics 2014

Seminar  Seminar

Understanding the new New York ethics rules, including conflicts of interest, confidentiality, advertising and the no-contact rule. How to protect yourself and your law firm if a partner suddenly leaves, becomes disabled or passes away.We will examine: How to identify transactional and other difficult-to-spot conflicts The difference between “advertizing” and “solicitation” Contacting opposing counsel’s employees Succession planning for law ...

Ethics for Corporate Lawyers 2014

Seminar  Seminar

At this unique interactive program, faculty will review various everyday ethical scenarios and “quiz“ you on the ethical implications.

Ethical Issues in Pro Bono Representation 2014 (Free)

Seminar  Seminar

Using a lively, interactive format, Ethical Issues in Pro Bono Representation 2014 will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices