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Showing 4 Results

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Robo-Advisers and Digital Advice: The Emerging Regulatory Framework

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered broker-dealers and advisers.  These services  are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and tablets.  Indeed, a report cited by Bloomberg estimated that ...

Ethics and ERISA for the Inside/Outside Attorney: Addressing Conflicting Voices

One-Hour Briefing  One-Hour Briefing

The ERISA lawyer practices in an area that is particularly susceptible to concerns regarding conflicts of interest.  Clients and client representatives are often wearing the proverbial "two hats," and the personal interests of an individual client contact can diverge from those of the employer-client in a range of circumstances.  In addition, there can be special concerns for the ERISA attorney who serves as inside counsel.    Please ...

Hot Issues in Executive Compensation 2016

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend As the economy shifts and the legislature, regulators - such as the SEC and IRS - and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices ...


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