October, 2013

Seminars & Webcasts

Corporate & Securities

• Oct. 1, 2013 New York, NY

• Oct. 1, 2013 Webcast

• Oct. 1, 2013 Philadelphia, PA
• Oct. 1, 2013 Pittsburgh, PA
• Oct. 1, 2013 Mechanicsburg, PA
• Oct. 1, 2013 Cleveland, OH

Across a broad range of businesses – including most prominently the financial sector – the Department of Justice, the SEC, and other prosecutors and regulators are cracking down with an enforcement program of unprecedented vigor and breadth.  Advancing novel and creative theories, and exacting increasingly draconian penalties, the government has demonstrated, repeatedly and emphatically, that it is committed to aggressive enforcement.  “Headline” ...

• Oct. 2, 2013 New York, NY

• Oct. 2, 2013 Webcast

The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, recent financial turmoil and continually changing new technologies. It is essential for all corporate counsel to be informed of the latest issues and trends and possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments and adding value to the enterprise.

• Oct. 8, 2013 New York, NY

• Oct. 8, 2013 Webcast

As the economy shifts and the legislature, SEC and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area - from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law, and consulting firms - will lead you through the emerging best practices and the current reactions to the changing landscape.

• Oct. 10 - 11, 2013 New York, NY

• Oct. 10 - 11, 2013 Webcast

• Oct. 10 - 11, 2013 Pittsburgh, PA
• Oct. 10 - 11, 2013 Cleveland, OH
• Oct. 10 - 11, 2013 Mechanicsburg, PA
• Oct. 10 - 11, 2013 New Brunswick, NJ
• Oct. 10 - 11, 2013 Boston, MA
• Oct. 10 - 11, 2013 Philadelphia, PA

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

• Oct. 15, 2013 New York, NY

• Oct. 15, 2013 Webcast

• Oct. 15, 2013 Cleveland, OH
• Oct. 15, 2013 Boston, MA
• Oct. 15, 2013 New Brunswick, NJ
• Oct. 15, 2013 Columbus, OH
• Oct. 15, 2013 Mechanicsburg, PA
• Oct. 15, 2013 Atlanta, GA
• Oct. 15, 2013 Pittsburgh, PA
• Oct. 15, 2013 Philadelphia, PA

The M&A markets continue to surprise and confound the experts. With the equity markets climbing into record territory in early 2013 and the debt markets continuing to experience favorable pricing, the environment seems ripe for a strong M&A rebound. Yet the M&A market remains choppy. The volatility in deal activity creates challenges and rewards preparedness. Now more than ever, it is critical for dealmakers and their counsel to stay abreast ...

• Oct. 16, 2013 New York, NY

• Oct. 16, 2013 Webcast

• Oct. 16, 2013 Mechanicsburg, PA
• Oct. 16, 2013 Pittsburgh, PA
• Oct. 16, 2013 Birmingham, AL
• Oct. 16, 2013 Columbus, OH
• Oct. 16, 2013 Philadelphia, PA

Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto.  ...

• Oct. 17 - 18, 2013 New York, NY

• Oct. 17 - 18, 2013 Webcast

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework is now being implemented and its effect are becoming clear.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers.  The new regulations will ...

• Oct. 23, 2013 New York, NY

• Oct. 23, 2013 Webcast

The Dodd-Frank Act - frequently described as the most sweeping reform legislation in decades - and the contemplated, proposed or final rules implementing it, have significant implications for broker-dealers. The concurrent proliferation of new regulation and record-breaking enforcement activity by the DOJ, SEC, CFTC, states and SROs have created a strained and overburdened environment for legal and compliance personnel. This program brings ...

• Oct. 24 - 25, 2013 New York, NY

Legal drivers for corporate compliance and ethics programs continue to grow in complexity and importance. Compliance programs are now widely expected by enforcement personnel and key stakeholders, and good practices continue to evolve. In addition, the costs of non-compliance have never been greater. Enforcement risks increase as governments work together more than ever before, and harsh penalties are increasingly becoming the norm both inside and ...

• Oct. 24 - 25, 2013 Chicago, IL

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

• Oct. 28 - 29, 2013 San Francisco, CA

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

• Oct. 28 - 29, 2013 New York, NY

• Oct. 28 - 29, 2013 Webcast

• Oct. 28 - 29, 2013 Philadelphia, PA
• Oct. 28 - 29, 2013 Pittsburgh, PA
• Oct. 28 - 29, 2013 Cleveland, OH
• Oct. 28 - 29, 2013 Mechanicsburg, PA
• Oct. 28 - 29, 2013 Boston, MA

The year 2013 brings new risks and new opportunities for companies sourcing or providing critical services, including information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions. There are new technologies, such as Big Data and cloud computing. There are new laws and regulations, and in more and more countries. Also, cloud computing and other innovations have created new issues ...

• Oct. 30, 2013 New York, NY

• Oct. 30, 2013 Webcast

• Oct. 30, 2013 Birmingham, AL
• Oct. 30, 2013 Philadelphia, PA
• Oct. 30, 2013 Pittsburgh, PA
• Oct. 30, 2013 Columbus, OH
• Oct. 30, 2013 Mechanicsburg, PA

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...