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Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013

Seminar  Seminar

The government’s continued crackdown on insider trading has focused on hedge funds, their consultants and those who analyze and trade for them. Regulators and enforcement officials have now turned their sights to conflicts of interest, valuation, cross-trades, expense and trade allocation, and fee practices. Following new registration requirements under Dodd-Frank, private equity firms are under examination scrutiny by the SEC, and according to senior ...

Annual Disclosure Documents 2013

Seminar  Seminar

Stay current on disclosure requirements and developments affecting annual disclosure documents, proxy soliciting materials, and ongoing disclosure practices of SEC reporting companies, as well as financial reporting developments, ethical compliance challenges facing lawyers, and more. Hear from the SEC staff and our faculty who will focus on current “hot issues,” best practices and practical pointers. The year 2013 appears headed towards being another ...

Advanced Venture Capital 2013

Seminar  Seminar

Understanding current market practice, deal terms and conditions, transaction documents and applicable securities, tax and ethical issues is critical in the venture capital business.

Bridge-the-Gap II: Ethics and Skills for Newly Admitted New York Attorneys 2013

Seminar  Seminar

Attorneys admitted to the New York State Bar after 1997 are required to complete 16 hours of approved continuing legal education courses per year during the first two years of admission, including three credit hours of approved continuing legal education in ethics/professionalism, six credit hours in skills, and seven credit hours in professional practice and/or law practice management.By attending PLI’s one-day Bridge-the-Gap II: Ethics and Skills ...

New Developments in Securitization 2013

Seminar  Seminar

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising.  Other markets are slower to reemerge.  The regulatory landscape continues to be unclear, although significant new regulatory developments ...

Coping With U.S. Export Controls 2013

Seminar  Seminar

It is more important than ever for institutions in all sectors of the economy to stay on top of export control and sanctions developments in the United States and other countries. Companies and financial institutions must be aware of their obligations under existing laws and regulations, the enforcement and disclosure risks they currently face, and those they may face in the future. Implementing and strengthening compliance programs is an increasingly ...

Ethics for Corporate Lawyers 2013

Seminar  Seminar

At this unique interactive program, faculty  will review various  everyday ethical  scenarios and “quiz “ you on the ethical implications.

Understanding Financial Products 2014

Seminar  Seminar

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Real Estate M&A and REIT Transactions 2014

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Silicon Valley Corporate Law Update 2014: Start-Ups, Financings, IPOs, M&A

Seminar  Seminar

Silicon Valley remains one of the most active deal markets in the world today.  The broad array of fast growing companies from startups to major public companies, and the constantly evolving industry sectors, has long attracted top legal, investor and investment banking talent, and produced a wide variety of transactions ranging from seed and venture capital financings to some of the largest and most high profile IPOs and M&A transactions ...

Mergers & Acquisitions 2014: Trends and Developments

Seminar  Seminar

Effective negotiations and deal execution require that M&A practitioners be well versed in the latest trends. Recent developments in M&A transactions have included novel walk away provisions, tailored go shop provisions and new twists on reverse break-up fees. In a race to the finish line, some two-step tender offer transactions have proceeded on a dual track, in which a one-step merger transaction is pursued while the tender offer is proceeding. ...

Hedge Fund Compliance & Regulatory Challenges 2014

Seminar  Seminar

Mark Your Calendar. More Information to Come!

ERISA Fiduciary Investment Basics 2014

Seminar  Seminar

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Corporate Governance - A Master Class 2014

Seminar  Seminar

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Spin-offs 2014

Seminar  Seminar

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The SEC Speaks in 2014

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Presentation Skills for Attorneys 2014

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Ethics for Transactional Lawyers 2014

Seminar  Seminar

Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP