Seminars & Webcasts

Corporate & Securities

• Jun. 18, 2013

• Jun. 20, 2013

• Jun. 21, 2013 New York, NY

• Jun. 21, 2013 Webcast

• Jun. 21, 2013 Mechanicsburg, PA
• Jun. 21, 2013 Pittsburgh, PA
• Jun. 21, 2013 Philadelphia, PA

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

• Jun. 24, 2013 New York, NY

• Jun. 24, 2013 Webcast

• Jun. 24, 2013 Boston, MA
• Jun. 24, 2013 Birmingham, AL
• Jun. 24, 2013 Philadelphia, PA
• Jun. 24, 2013 Mechanicsburg, PA
• Jun. 24, 2013 Pittsburgh, PA
• Jun. 24, 2013 New Brunswick, NJ

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...

• Jun. 25, 2013 New York, NY

• Jun. 25, 2013 Webcast

• Jun. 25, 2013 Atlanta, GA
• Jun. 25, 2013 Pittsburgh, PA
• Jun. 25, 2013 Cleveland, OH
• Jun. 25, 2013 Philadelphia, PA
• Jun. 25, 2013 Mechanicsburg, PA

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

• Jun. 26, 2013

• Jun. 27, 2013 New York, NY

• Jun. 27, 2013 Webcast

• Jun. 27, 2013 Boston, MA
• Jun. 27, 2013 Nashville, TN
• Jun. 27, 2013 Cleveland, OH
• Jun. 27, 2013 Birmingham, AL

What better way to learn about M&A litigation than from the attorneys that litigate the nation’s most important M&A disputes and the judges who preside over them? We have assembled judges from the Delaware Supreme Court and the Court of Chancery, the most experienced and respected courts on M&A matters, and distinguished M&A litigators to give you their perspectives on the best ways to handle corporate M&A disputes.

• Jul. 1, 2013 New York, NY

• Jul. 1, 2013 Webcast

Not long ago, “cyber attacks" invoked futuristic battles in a virtual universe. Today, the threats posed by cyber attacks are very real, and are wreaking havoc on companies around the world. No industry sector is immune, and cybercrime targets have broadened significantly. Media reports of the staggering number of increasingly sophisticated cyber attacks attest to this trend, with organizations such as The New York Times, The Washington Post, Twitter, ...

• Jul. 8 - 9, 2013 New York, NY

• Jul. 8 - 9, 2013 Webcast

• Jul. 8 - 9, 2013 Philadelphia, PA
• Jul. 8 - 9, 2013 Pittsburgh, PA
• Jul. 8 - 9, 2013 Mechanicsburg, PA
• Jul. 8 - 9, 2013 Boston, MA

Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done. Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing their first SEC audits. ...

• Jul. 11, 2013 New York, NY

• Jul. 11, 2013 Webcast

• Jul. 11, 2013 Boston, MA
• Jul. 11, 2013 Mechanicsburg, PA
• Jul. 11, 2013 Pittsburgh, PA
• Jul. 11, 2013 New Brunswick, NJ
• Jul. 11, 2013 Philadelphia, PA

With emerging markets players, like those of the BRIC (Brazil, Russia, India and China) countries, playing an ever greater role in the global economy, attorneys and other professionals facilitating cross-border transactions need to familiarize themselves with their perspective on inbound and outbound investments. According to a recent Office for Economic Co-operation and Development study, emerging markets will account for over 60% of global economic ...

• Jul. 17, 2013 New York, NY

• Jul. 17, 2013 Webcast

• Jul. 17, 2013 New Brunswick, NJ
• Jul. 17, 2013 Pittsburgh, PA
• Jul. 17, 2013 Mechanicsburg, PA
• Jul. 17, 2013 Boston, MA
• Jul. 17, 2013 Birmingham, AL
• Jul. 17, 2013 Philadelphia, PA

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

• Jul. 18 - 19, 2013 San Francisco, CA
• Jul. 22 - 23, 2013 Chicago, IL

• Jul. 18 - 19, 2013 Webcast

Accounting is a language of business. Because attorneys encounter accounting information in a wide range of legal issues, it is critical for lawyers to understand financial statements and core accounting concepts. This practical course, specifically designed for the non-accountant attorney, will provide an understanding of financial statements and the key principles of accounting, using “real life” examples of accounting issues that attorneys ...

• Jul. 25 - 26, 2013 New York, NY
• Oct. 24 - 25, 2013 Chicago, IL
• Dec. 12 - 13, 2013 New York, NY

• Jul. 25 - 26, 2013 Webcast

• Jul. 25 - 26, 2013 Boston, MA
• Jul. 25 - 26, 2013 Cleveland, OH
• Jul. 25 - 26, 2013 New Brunswick, NJ

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

• Aug. 1, 2013 New York, NY

• Aug. 1, 2013 Webcast

• Aug. 1, 2013 New Brunswick, NJ
• Aug. 1, 2013 Philadelphia, PA
• Aug. 1, 2013 Pittsburgh, PA
• Aug. 1, 2013 Mechanicsburg, PA
• Aug. 1, 2013 Birmingham, AL
• Aug. 1, 2013 Cleveland, OH
• Aug. 1, 2013 Boston, MA

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications. This year’s Securities Arbitration program will ...

• Aug. 1, 2013

• Aug. 7, 2013 New York, NY
• Sep. 30, 2013 New York, NY

New York State MCLE Rules Attorneys admitted to the New York State Bar after October 1997 are required to complete 16 hours of approved continuing legal education per year during the first two years of admission, including three credit hours in ethics/professionalism, six credit hours in skills, and seven credit hours in professional practice and/or law practice management. By attending PLI’s one-day Bridge-the-Gap I: Ethics and Skills ...

• Aug. 8, 2013 New York, NY

• Aug. 8, 2013 Webcast

• Aug. 8, 2013 Birmingham, AL
• Aug. 8, 2013 Atlanta, GA
• Aug. 8, 2013 Nashville, TN

What’s wrong with using words like “herein” and “provided that”? What are the elements of a well-drafted contract? By attending this program, you will learn principles of effective writing and drafting that will enhance your transactional practice.

• Aug. 8, 2013 New York, NY

• Aug. 8, 2013 Webcast

• Aug. 8, 2013 Birmingham, AL
• Aug. 8, 2013 Cleveland, OH

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions? The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside ...

• Aug. 12, 2013 New York, NY

• Aug. 12, 2013 Webcast

With more than 300,000 deportation and removal cases initiated by U.S. immigration authorities each year, immigrants in the United States need competent and knowledgeable representation in this important area of law. Over half of those facing removal proceedings are unrepresented, and studies have shown that those without legal representation face a significantly higher risk of removal, regardless of eligibility for relief. In response to the acute ...

• Aug. 13, 2013 New York, NY

• Aug. 13, 2013 Webcast

Using the latest technology to communicate with clients, the court, and the public is often a necessary part of a lawyer’s job. Using these tools properly is critical particularly when it involves the risk of an inadvertent disclosure of client confidential information. The stakes are raised even higher when relying on an Internet that does not fit within our traditional notions of jurisdictional limitations. The next generation of Internet ...

• Aug. 14 - 15, 2013 New York, NY

Attorneys admitted to the New York State Bar are required to complete 16 hours of approved continuing legal education courses per year during the first two years of admission, including three credit hours of approved continuing legal education in ethics/professionalism, six credit hours in skills, and seven credit hours in professional practice and/or law practice management.PLI’s Bridge-the-Gap I and II programs contain separate course offerings ...

• Sep. 11, 2013 New York, NY

• Sep. 11, 2013 Webcast

In the past year, new expectations have been placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, and responsiveness to and communication with investors pressing different concerns, such as short-term shareholder value, traditional governance issues and social responsibility. In addition, the Dodd-Frank Act, the Foreign Corrupt Practices Act, and other anti-bribery laws have put new requirements ...

• Sep. 12, 2013 New York, NY

• Sep. 12, 2013 Webcast

• Sep. 12, 2013 Columbus, OH
• Sep. 12, 2013 Boston, MA
• Sep. 12, 2013 Birmingham, AL

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

• Sep. 17, 2013 São Paulo, BRA

Practising Law Institute, the leading not for profit continuing legal education provider, has offered PLI continuing legal education seminars in the United States since 1933, primarily in New York City, San Francisco, Chicago and Washington, D.C.We are now very pleased to announce our expansion into Latin American with Practising Law Institute's First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013. ...

• Sep. 19, 2013 Washington, DC

Events in the past year have again increased the complexities of the Federal government marketplace. Not only do compliance and transparency burdens remain at a high level, budgetary pressures and the sequester have added a further dimension to the issues confronted by both government buyers and contractors. Growing pressures to squeeze more dollars out of the procurement process affect everything from the training given to government personnel, to ...