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Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Litigators 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice. By attending one of PLI’s one-day Bridge-the-Gap programs, you can fulfill your ethics and skills requirements and can satisfy the professional practice and law practice ...

White Collar Crime 2014: Prosecutors and Regulators Speak

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

In an increasingly global and coordinated fashion, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies are pressing forward with a white collar enforcement program of unprecedented scope and severity. With a spotlight on the financial services sector, the authorities are advancing novel theories and exacting increasingly draconian penalties. The government’s enforcement agenda is broad and complex, encompassing benchmark ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014

Seminar  SeminarWebcast  Webcast

Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for a practical discussion on where we are now and where we ...

Securities Law and Practice 2014: How the SEC Works

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws - and the other agencies that the SEC interacts with ...

Outsourcing 2014: Sourcing Critical Services

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks for companies sourcing or providing critical services such as information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions.And there are newer and better approaches to negotiating agreements for critical services and ...

Critical Start-Up Business & Legal Issues 2014 (Free)

Seminar  SeminarOne-Hour Briefing  One-Hour Briefing

Free Live Lunch Program for Entrepreneurs and Attorneys Who Advise Start-UpsPlease join our expert faculty for PLI’s first free 90-minute lunch program, live from the heart of Silicon Valley. If you cannot make it to the live lunch program, you can participate via the Live Audiocast.Entrepreneurs often have great ideas for new products or services, but need help navigating legal, organizational and competitive challenges to turning an idea into a ...

Corporate Counsel Institute 2014

Seminar  SeminarWebcast  Webcast

It is essential for all corporate counsel to be informed of the latest developments and to possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments, while adding value to the enterprise. The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, financial turmoil and continually changing new technologies.

Hot Topics in Mergers & Acquisitions 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The M&A markets were relatively flat throughout 2013, punctuated by episodic but unsustained bursts of activity. By contrast, 2014 appears to be off to a more robust start. The variability in deal activity creates uncertainty and rewards preparedness. Now more than ever, it is critical for dealmakers and their counsel to stay abreast of the latest trends and forecasts. Will the tough markets of the last several years give way to greater stability ...

Advanced Compliance and Ethics Workshop 2014

Seminar  SeminarWebcast  Webcast

Corporate compliance and ethics programs are increasingly important to organizations. Indeed, never in the history of criminal or corporate law has the existence of an effective compliance and ethics program been more valuable.A host of factors have together upped the ante on compliance programs, including: The enormity of recent criminal fines and other sanctions The aggressive enforcement of criminal laws against organizations and their executives ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

Fundamentals of Swaps & Other Derivatives 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

Advanced Swaps & Other Derivatives 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC, with SEC progress, as well.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants ...

Broker/Dealer Regulation and Enforcement 2014

Seminar  SeminarWebcast  Webcast

This program will focus on the many significant developments in the regulation and oversight of broker-dealers. New rules are continuously promulgated under the Dodd-Frank Act and have substantial implications for broker-dealers and the industry. At the same time, there is heightened enforcement of the federal securities laws. The SEC Division of Enforcement has established a new task force focused specifically on broker-dealers. FINRA is considering ...

Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation and SEC rule changes ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

Antitrust Counseling & Compliance 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order to appropriately advise their clients. The consequences of running afoul of antitrust rules can be costly: class actions, treble damage litigation, government enforcement, and adverse publicity are all possible outcomes if mistakes are made.Do you have the tools needed to help your clients ...

Featured Faculty/Authors
Oren Bass

Oren Bass ~ Co-Founder, Pave, Inc.

Brad L. Peterson

Brad L. Peterson ~ Mayer Brown LLP

John F. Delaney

John F. Delaney ~ Morrison & Foerster LLP