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Antitrust Counseling & Compliance 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.Lawyers counseling businesses need to have a solid foundation ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.What ...

Securities Regulation Institute (46th Annual)

Seminar  SeminarWebcast  Webcast

We are pleased to co-chair the 46th edition of PLI’s Annual Institute on Securities Regulation, the most highly anticipated annual review of the current state of securities regulation and corporate law and practice.This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation of the Dodd-Frank and JOBS Acts The latest ...

Law and Regulation of "Intermediary" Businesses 2014: Consumer-Facing Technology Providers, Online Platforms, and Online Media

Seminar  SeminarWebcast  Webcast

The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms and marketplaces have changed not only the world of publishing and entertainment ...

Basel III: U.S. Implementation

One-Hour Briefing  One-Hour Briefing

The federal banking agencies have adopted comprehensive risk-based capital, supplementary leverage and liquidity rules that will  implement Basel III in the United States.  The largest U.S. banking organizations have been subject to some of the new Basel III rules since 2014.  Most other U.S. banking organizations will become subject to the Basel III rules starting on January 1, 2015.  Most of these rules will also apply to foreign ...

Simplifying the World of Complex Financings (Audio-only)

One-Hour Briefing  One-Hour Briefing

Expert faculty will focus on equity-linked instruments that may be offered in securities financing and other strategic transactions, including warrants and convertible securities. They will discuss the principal negotiating issues in connection with such instruments and the associated accounting and financial reporting consequences. Anna T. Pinedo of Morrison & Foerster LLP and Jarrod M. Rhen of WithumSmith+Brown, PC will address the following:  ...

Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation ...

Surviving the SOX 404 Audit of Internal Control over Financial Reporting for 2014 -- Tips for Issuers

One-Hour Briefing  One-Hour Briefing

In the years since the Sarbanes/Oxley Act created the requirement for the annual evaluation of Internal Control Over Financial Reporting issuers have dealt with challenges and uncertainty about how to effectively meet this requirement.  From the first days of the PCAOB's Audit Standard 2, which many would argue drove issuers and auditors to do more work than necessary, to the changes introduced by Audit Standard 5 and the interpretive guidance ...

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Seminar  SeminarWebcast  Webcast

This is a webcast of the live San Francisco session.Companies face greatly increased risks of being a victim of fraud in today's challenging business climate; no company is too big or too small to fall victim. In light of the high costs of fraud, both in actual revenues lost, potential legal exposure and opportunity costs, it is imperative that companies develop and implement proactive strategies to prevent and detect business ...

Advanced Compliance and Ethics Workshop 2014

Seminar  Seminar

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction.Corporate compliance and ethics programs are increasingly important to organizations. Indeed, never in the history of criminal or corporate ...

Hedge and Private Fund Enforcement & Regulatory Developments 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Over the past few years and once again in FY2013, cases against investment advisers have come to represent the single largest component of the SEC’s enforcement docket. At the same time, the SEC’s exam program, working closely with Enforcement, continues to hone its focus on private equity and hedge funds, announcing a series of initiatives targeting new registrants under Dodd-Frank as well as established firms who have not been ...

Directors' Institute on Corporate Governance (Twelfth Annual)

Seminar  SeminarWebcast  Webcast

Learn how to manage today’s heightened scrutiny and expectations of corporate boardsThe past year has seen a host of new expectations imposed on corporate boards in critical areas of governance, including: Risk management and compliance Disclosure Audit committee oversight of financial reporting Shareholder relations Additionally, the Dodd-Frank Act created new requirements for companies and boards, and boards must now ...

Annual Disclosure Documents 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies.  2014 has been another interesting year with significant events and uncertainties covering a wide spectrum of matters affecting public company disclosures, including the Dodd-Frank Act mandated rulemaking by the SEC; domestic and international economic, political ...

Advanced Venture Capital 2014

Seminar  SeminarWebcast  Webcast

This is a webcast of the live San Francisco session.This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.This program will also ...

Bridge-the-Gap II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required to complete at least sixteen transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice during each of their first two years after admission to the Bar.By attending PLI’s Bridge-the Gap II – Ethics and Skills for Newly Admitted New York Attorneys program, you can satisfy all of your annual MCLE ethics ...

New Developments in Securitization 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.As the securitization world continues to emerge from ...

U.S. Companies Trading on the London Stock Exchange and the Impact of EU Regulations Requiring Mandatory Electronic Settlement

One-Hour Briefing  One-Hour Briefing

Under Article 3(2) of the European Union Regulation on Central Securities Depositories (“CSDR”) published on 28 August 2014, where transactions in transferable securities take place on a trading venue, the relevant securities should be recorded in book entry form in a Central Securities Depository (“CSD”) on or before the intended settlement date (unless already so recorded). The requirement applies irrespective of whether ...

Understanding the Securities Laws Fall 2014

Webcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.Whether you are new to the field or seeking a quick refresher ...

Coping With U.S. Export Controls and Sanctions 2014

Seminar  Seminar

Export controls and sanctions continue to change rapidly. It is more important than ever for institutions in all sectors of the economy to stay on top of developments in the United States and other countries. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly ...

Ethics for Corporate Lawyers 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

What you will learn At this unique interactive program, faculty will review various everyday ethical scenarios in corporate practice and “quiz” you on the ethical implications. You will learn about: The reach of the duty of confidentiality, and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissions Responsibilities of the firm/legal department, supervising, and subordinate ...

Immigration and Naturalization Institute (47th Annual)

Seminar  SeminarWebcast  Webcast

At this year’s Institute, an outstanding faculty of leading practitioners will discuss recent developments, key immigration trends and hot topics. The conference planners are closely monitoring the 2014 immigration reform debate, and speakers will discuss the potential impact of proposed or enacted provisions on an issue-by-issue basis.What you will learn The latest updates about immigration reform legislation and the effects ...

Understanding Financial Products 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by New Jersey Institute for Continuing Legal EducationThe explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product ...

Drafting and Implementing International Employee Handbooks, Global Codes of Conduct and Cross-Border HR Policies (Audio-only)

One-Hour Briefing  One-Hour Briefing

Everyone says “HR has gone global,” but the acid test of global HR is whether a multinational employer effectively aligns its HR policies globally. And many multinationals flunk this test. Is a multinational really globally-integrated if it has a zero-tolerance discrimination policy in the states?but it imposes mandatory retirement abroad? Is a multinational globally-integrated if its U.S. headquarters claims FCPA compliance on securities ...

Hedge Fund Compliance & Regulatory Challenges 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

As our first educational conference of 2015 focused on hedge funds, this afternoon program will deliver insights from three distinguished panels of experts who will discuss the regulatory and compliance challenges expected to face hedge fund managers in 2015.A stellar faculty composed of hedge fund general counsels and chief compliance officers, representatives from the SEC and NFA, and law firms will share their insights on building ...

Drafting and Negotiating Corporate Agreements 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar Institute Attendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute, 5080 Ritter Rd., Mechanicsburg, PA 17055. You will have the opportunity to submit questions and will receive the printed Course Handbook. Why You Should Attend At this perennial favorite, our expert faculty will teach you the basics of drafting and negotiating corporate agreements -- from how the provisions ...

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York