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Showing 1 - 25 of 114 Results

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Marketplace Lending and Crowdfunding 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend With the Title III federal public crowdfunding provisions of the JOBS Act finally becoming fully effective in May 2016 and a new administration, what does the future hold for marketplace lending and crowdfunding?  Will it be a boom or bust?  Will Regulation A+ start to pick up speed and grow into the potential many predicted?  Will Marketplace Lending finally have a principal regulator or will it continue to have ...

Corporate Political Activities 2017: Complying with Campaign Finance, Lobbying and Ethics Laws

Program  Program

Please note: this program does not offer legal ethics credit. Federal and state lobbying, campaign finance and ethics rules are changing, making compliance with those laws more challenging than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA) and pay-to-play laws place additional responsibilities on companies and their executives and directors. To stay current on the latest developments, be sure to attend this acclaimed program ...

Securities Filings 2017: Practical Guidance in a Changing Environment

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This popular two-day program will analyze in detail the forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Unmanned Aircraft Systems: The Evolving Legal Landscape

One-Hour Briefing  One-Hour Briefing

In recent years, drones (also known as unmanned aircraft systems or “UAS”) have revolutionized American commerce and recreation.   Millions of UAS are operating across the country, modernizing industries ranging from filmmaking to construction, agriculture to insurance.  Countless Americans use UAS for fun.  As UAS and related technologies transform business and hobbies, Congress, the Federal Aviation Administration ...

Hedge Fund Management 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend  At this program, our expert faculty will focus on common structures for hedge funds, SEC priorities for and the regulatory environment surrounding hedge funds, and the day to day operational issues of running a hedge fund operation. The faculty will also explore strategies for addressing issues for when a hedge fund is in distress, issues relating to expansion into the registered fund business and issues and selling a ...

SEC Report of Investigation: Implications for Offers and Sales of Blockchain Tokens and Other Digital Assets

One-Hour Briefing  One-Hour Briefing

September 13, 2017, 4:00 pm - 5:00 pm (E.T.) This Briefing will focus on the key implications of new Securities and Exchange Commission Report of Investigation regarding the public offerings of blockchain tokens and other digital assets.   Please mark your calendar and join Jay G. Baris, Daniel R. Kahan, Joshua Ashley Klayman and Alfredo B. D. Silva of Morrison & Foerster LLP for a timely and lively discussion that will cover:   ...

Hot Issues in Executive Compensation 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend As the economy shifts and the legislature, SEC, and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the ...

Cybersecurity 2017: Managing Cybersecurity Incidents

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Cyber attacks have wreaked havoc on organizations in nearly every industry sector. C-suites and boards of directors alike rank this issue to be of the highest concern — and for good reason. From the technology sector to financial services, cyber criminals have made it clear that no entity is immune. In today’s interconnected world, cybercrime targets go beyond those that maintain personal information; many entities are targeted for other ...

Government Contracts 2017

Program  Program

The Federal government market is increasingly complex and compliance driven. Budget pressure, inappropriate use of fixed-price contracts, increasing compliance and transparency requirements, the initiation of a “super” oversight board, intensified focus on contract and business systems auditing, increased emphasis on suspension and debarment, and growing use of the False Claims Act to enforce contract terms all make participation in this ...

Building and Sustaining Client Relationships in the Digital Age

One-Hour Briefing  One-Hour Briefing

Many recent law school graduates have never lived in an era without instantaneous communications such as email or text messaging.  Yet, these methods of communication are performed at a distance without face-to-face or even verbal contact.  Lawyers have fewer and fewer live, personal contacts with their clients, to such an extent that many rarely use the phone anymore!  The immediate contact provided by emails and texts can expedite ...

Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice

One-Hour Briefing  One-Hour Briefing

London-based Paul, Weiss, Rifkind, Wharton & Garrison LLP partner Mark S. Bergman will provide an overview of the issues U.S. securities counsel should be aware of when representing European issuers, which are not SEC reporting companies, that are seeking to access the U.S. capital markets as part of initial public offerings or follow-on offerings.   The presentation will focus on:  Alternatives available to European issuers ...

Hot Topics in Mergers & Acquisitions 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In 2016, M&A activity, whether measured by deal volume or the aggregate value of deals, sustained the robust pace set in 2015.  In the U.S., 2016 also saw a near-record number of broken deals, some blocked by a more active regulatory regime.  The impact of the U.S. election results and the UK Brexit is still unfolding. In this quickly evolving and uncertain environment, it is critical for dealmakers and their ...

Shadow-Boxing in 2017: An Update on Shadow Banking Reform

One-Hour Briefing  One-Hour Briefing

September 26, 2017, 12:00 pm - 1:00 pm (E.T.) The Financial Stability Board has been spearheading a review of “shadow banking” entities and activities since the onset of the financial crisis.  Pursuant to the FSB’s work, many regulatory reforms have been introduced at both national and international level in a wide-range of different areas.  At the recent G-20 meeting in Germany, the FSB published an assessment of present ...

Securities Arbitration 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for preparing for expungement proceedings. They will explore the ethical issues involved in litigating against pro se parties and handling financial fraud cases involving ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the government has sharply focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. If you are a gatekeeper or represent them, it is time to hear from experienced in-house and outside counsel, chief compliance officers and government officials as they discuss a variety of topics stemming from the government’s scrutiny of the function, ...

Understanding the Securities Laws 2017

Program  Program

Why You Should Attend Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of ...

New to a Firm? Tips on Creating First-Rate Work Product

One-Hour Briefing  One-Hour Briefing

New York newly admitted attorneys (those admitted to the New York State Bar two years or less) may not use this program format to complete their skills credit requirement.  Go to the for more information about formats, as well as for exceptions regarding attorneys based in law offices outside of the United States. In your first years at a firm, the work can be overwhelming, while expectations aren’t always clear.  This session will ...

Outsourcing 2017: ITO, BPO and Cloud

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Information technology and business process outsourcing has quickly gone from being a new and novel approach to commonplace practice.  Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries new entrants to the market continue ...

White Collar Crime 2017: Prosecutors and Regulators Speak

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies have pressed forward with a white collar enforcement program of unprecedented scope and severity. The recent changes in the U.S. administration have created additional uncertainty about what to expect in this arena.  With a spotlight on the financial services sector, the authorities have advanced novel theories and have exacting ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Program  ProgramWebcast  Webcast

Why You Should Attend  Fulfill your annual New York MCLE requirement for professional practice credit by attending this one-day program covering a variety of substantive law topics. Learn from our faculty of experts, who will guide you through the fundamentals of advertising in social media, cloud computing, compliance, cybersecurity, and smart contracts. This is your opportunity to satisfy your curiosity about an area of law that may be outside ...

Bridge the Gap I: Ethics and Skills for Newly-Admitted New York Attorneys 2017

Program  ProgramWebcast  Webcast

Why You Should Attend Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys delivers a comprehensive review of common skills and legal ethics must-knows that all new attorneys should find useful. Our faculty features seasoned lawyers in a range of practice areas who are eager to share helpful takeaways gathered from their decades of collective knowledge. With speaker perspectives that include insights from senior law firm partners, ...

Commodity Exchange Act Basics for Lawyers

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange.    Please join Julian E. Hammar of Morrison & Foerster LLP and Gary Kalbaugh of ING Financial Holdings Corporation for this presentation. Topics to be covered include:  The jurisdiction of the Commodity ...

Broker/Dealer Regulation and Enforcement 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend This program will focus on the many significant developments in the regulation and oversight of broker-dealers. With a new administration, what regulatory changes can broker-dealers and the industry expect to see? Will there continue to be significant regulatory focus on cybersecurity, alternative trading systems and high-frequency ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and broaden capabilities. The faculty for this program is unusually diverse, including top partners ...

Fundamentals of Swaps & Other Derivatives 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...


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