Seminars & Webcasts

Corporate & Securities

• Oct. 24 - 25, 2013 New York, NY
• Nov. 18 - 19, 2013 San Francisco, CA

• Nov. 18 - 19, 2013 Webcast

Legal drivers for corporate compliance and ethics programs continue to grow in complexity and importance. Compliance programs are now widely expected by enforcement personnel and key stakeholders, and good practices continue to evolve. In addition, the costs of non-compliance have never been greater. Enforcement risks increase as governments work together more than ever before, and harsh penalties are increasingly becoming the norm both inside and ...

• Oct. 30, 2013 New York, NY

• Oct. 30, 2013 Webcast

• Oct. 30, 2013 Birmingham, AL
• Oct. 30, 2013 Columbus, OH
• Oct. 30, 2013 Philadelphia, PA
• Oct. 30, 2013 Mechanicsburg, PA
• Oct. 30, 2013 Pittsburgh, PA

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

• Nov. 1, 2013 New York, NY

• Nov. 1, 2013 Webcast

• Nov. 1, 2013 Boston, MA
• Nov. 1, 2013 Philadelphia, PA
• Nov. 1, 2013 Cleveland, OH
• Nov. 1, 2013 Columbus, OH
• Nov. 1, 2013 Pittsburgh, PA
• Nov. 1, 2013 Atlanta, GA
• Nov. 1, 2013 Mechanicsburg, PA

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

• Nov. 6 - 8, 2013 New York, NY

• Nov. 6 - 8, 2013 Webcast

PLI’s Annual Institute on Securities Regulation has become the most highly anticipated annual review of the current state of securities, financial regulation and corporate law and practice.  We are pleased to co-chair the 45th edition of this important event, and to present you with this year’s agenda.  As always, we strive to bring you the most up-to-date information in response to the many changes of the past year.  As we continue ...

• Nov. 19, 2013 New York, NY

• Nov. 19, 2013 Webcast

• Nov. 19, 2013 Philadelphia, PA
• Nov. 19, 2013 Pittsburgh, PA
• Nov. 19, 2013 Mechanicsburg, PA
• Nov. 19, 2013 Boston, MA

The government’s continued crackdown on insider trading has focused on hedge funds, their consultants and those who analyze and trade for them. Regulators and enforcement officials have now turned their sights to conflicts of interest, valuation, cross-trades, expense and trade allocation, and fee practices. Following new registration requirements under Dodd-Frank, private equity firms are under examination scrutiny by the SEC, and according to senior ...

• Dec. 2 - 3, 2013 New York, NY
• Dec. 5 - 6, 2013 Chicago, IL

Stay current on disclosure requirements and developments affecting annual disclosure documents, proxy soliciting materials, and ongoing disclosure practices of SEC reporting companies, as well as financial reporting developments, ethical compliance challenges facing lawyers, and more. Hear from the SEC staff and our faculty who will focus on current “hot issues,” best practices and practical pointers. The year 2013 appears headed towards being another ...

• Dec. 3, 2013 San Francisco, CA

• Dec. 3, 2013 Webcast

Understanding current market practice, deal terms and conditions, transaction documents and applicable securities, tax and ethical issues is critical in the venture capital business.

• Dec. 4, 2013 New York, NY

Attorneys admitted to the New York State Bar after 1997 are required to complete 16 hours of approved continuing legal education courses per year during the first two years of admission, including three credit hours of approved continuing legal education in ethics/professionalism, six credit hours in skills, and seven credit hours in professional practice and/or law practice management.By attending PLI’s one-day Bridge-the-Gap II: Ethics and Skills ...

• Dec. 5, 2013 New York, NY

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS) and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising.  Other markets are slower to reemerge.  The regulatory landscape continues to be unclear, although significant new regulatory developments ...

• Dec. 12 - 13, 2013 Washington, DC

It is more important than ever for institutions in all sectors of the economy to stay on top of export control and sanctions developments in the United States and other countries. Companies and financial institutions must be aware of their obligations under existing laws and regulations, the enforcement and disclosure risks they currently face, and those they may face in the future. Implementing and strengthening compliance programs is an increasingly ...

• Dec. 17, 2013 New York, NY

At this unique interactive program, faculty  will review various  everyday ethical  scenarios and “quiz “ you on the ethical implications.

• Jan. 3, 2014 New York, NY

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• Jan. 6 - 7, 2014 New York, NY

• Jan. 6 - 7, 2014 Webcast

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

• Jan. 8, 2014 New York, NY

• Jan. 8, 2014 Webcast

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• Jan. 9, 2014 Palo Alto, CA

Silicon Valley remains one of the most active deal markets in the world today.  The broad array of fast growing companies from startups to major public companies, and the constantly evolving industry sectors, has long attracted top legal, investor and investment banking talent, and produced a wide variety of transactions ranging from seed and venture capital financings to some of the largest and most high profile IPOs and M&A transactions ...

• Jan. 10, 2014 New York, NY
• Jan. 22, 2014 San Francisco, CA
• Feb. 6, 2014 Chicago, IL

• Jan. 10, 2014 Webcast

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• Jan. 15, 2014 New York, NY

• Jan. 15, 2014 Webcast

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• Jan. 16 - 17, 2014 New York, NY

• Jan. 16 - 17, 2014 Webcast

• Jan. 16 - 17, 2014 Boston, MA

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• Jan. 22, 2014 New York, NY

• Jan. 22, 2014 Webcast

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• Jan. 28, 2014 New York, NY

• Jan. 28, 2014 Webcast

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• Feb. 5, 2014 New York, NY

• Feb. 5, 2014 Webcast

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• Feb. 10, 2014 San Francisco, CA
• Feb. 26, 2014 New York, NY

• Feb. 10, 2014 Webcast

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• Feb. 12, 2014 New York, NY

• Feb. 12, 2014 Webcast

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• Feb. 18, 2014 New York, NY

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• Feb. 19, 2014 New York, NY

• Feb. 19, 2014 Webcast

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