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Secured Transactions 2014: What Lawyers Need to Know About UCC Article 9

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Article 9 of the Uniform Commercial Code applies to secured transactions, which are interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay. At Secured Transactions 2014: What Lawyers Need to Know About UCC Article 9, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) priority in the collateral ...

Mergers & Acquisitions 2014: Trends and Developments

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Effective negotiations and deal execution require that M&A practitioners be well versed in the latest trends. Recent developments in M&A transactions have included novel walk-away provisions, tailored go-shop provisions and new twists on reverse break-up fees. In a race to the finish line, some two-step tender offer transactions have proceeded on a dual track, in which a one-step merger transaction is pursued while the tender offer is proceeding. ...

Securities Products of Insurance Comanpies in the Course of Regulatory Reform 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The insurance industry continues to navigate the legal environment in meeting insurance and retirement needs in the face of regulatory initiatives adopted in recent years, and ongoing initiatives for regulatory and legislative change, as well as new technological developments. This timely program provides critical content on the prevailing and emerging legal issues practitioners must understand and insights into product development. As the evolving ...

Hedge Fund Compliance & Regulatory Challenges 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

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ERISA Fiduciary Investment Basics 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

This course provides an introduction to the basics of ERISA fiduciary law using a case-study vehicle.  At this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment.  The program also will utilize a hypothetical fiduciary training ...

Bridge-the-Gap II:Ethics and Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Attorneys admitted to the New York State Bar are required to complete 16 hours of approved continuing legal education courses per year during the first two years of admission, including three credit hours of approved continuing legal education in ethics/professionalism, six credit hours in skills, and seven credit hours in professional practice and/or law practice management.By attending PLI’s one-day Bridge-the-Gap II: Ethics and Skills for Newly ...

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Seminar  SeminarWebcast  Webcast

Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny and are subject to a number of new and evolving regulatory framework. At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and ...

Spin-offs 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Business separation transactions represent a substantial portion of all M&A transactions.  Many of these take the form of spin-offs, equity carve-outs and similar architectures not involving an outright sale.  But what is a spin-off, what makes it different from other types of business separation transactions, and why are people doing more of them?  This program will provide an in-depth perspective on the factors that drive the ...

Presentation Skills for Attorneys 2014

Seminar  Seminar

The ability to speak clearly and confidently is important for all lawyers, whether speaking with partners, making a pitch to clients, or addressing a courtroom. At this two-hour program, taught by a former practicing lawyer, you will learn techniques that will immediately improve your presentation skills.

The SEC Speaks in 2014

Seminar  SeminarWebcast  Webcast

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Ethics for Financial Industry Lawyers 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act.

Asset Based Financing Strategies 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to use their own assets to generate cash flow.In structuring these loans, lenders and their counsel must consider all senior interests in the collateral, as well as the practical difficulties in obtaining ...

Investment Management Institute 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as: The SEC’s regulatory agenda New regulations affecting money-market funds Potential SEC staff guidance regarding valuation, derivatives and other areas Potential new regulatory initiatives relating to target date funds and exchange-traded funds Possible modifications ...

How to Read Financial Statements 2014

Webcast  Webcast

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Pension Plan Investments 2014: Current Perspectives

Seminar  SeminarWebcast  Webcast

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Pennsylvania Bridge-the-Gap 2014

Seminar  Seminar

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Featured Faculty/Authors
Nathan A. Schachtman

Nathan A. Schachtman ~ Nathan A. Schachtman, Esq., PC

Gary A. Adler

Gary A. Adler ~ Bingham McCutchen LLP

Sabine Chalmers

Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev