Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

List View Table View

Directors' Institute on Corporate Governance (Twelfth Annual)

Seminar  SeminarWebcast  Webcast

Learn how to manage today’s heightened scrutiny and expectations of corporate boardsThe past year has seen a host of new expectations imposed on corporate boards in critical areas of governance, including: Risk management and compliance Disclosure Audit committee oversight of financial reporting Shareholder relations Additionally, the Dodd-Frank Act created new requirements for companies and boards, and boards must now ...

Basics of Export Controls 2014

One-Hour Briefing  One-Hour Briefing

U.S. and multinational corporations are increasingly affected by the range of U.S. laws and regulations governing international trade. The Commerce Department's Bureau of Industry and Security (BIS), the State Department's Directorate of Defense Trade Controls (DDTC), and the Treasury Department's Office of Foreign Assets Control (OFAC) each plays an important role in administering and enforcing the intricate web of restrictions governing trade in ...

Annual Disclosure Documents 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies.  2014 has been another interesting year with significant events and uncertainties covering a wide spectrum of matters affecting public company disclosures, including the Dodd-Frank Act mandated rulemaking by the SEC; domestic and international economic, political ...

Bridge-the-Gap II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required to complete at least sixteen transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice during each of their first two years after admission to the Bar.By attending PLI’s Bridge-the Gap II – Ethics and Skills for Newly Admitted New York Attorneys program, you can satisfy all of your annual MCLE ethics ...

New Developments in Securitization 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Massachusetts CLE Attendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed ...

U.S. Companies Trading on the London Stock Exchange and the Impact of EU Regulations Requiring Mandatory Electronic Settlement

One-Hour Briefing  One-Hour Briefing

Under Article 3(2) of the European Union Regulation on Central Securities Depositories (“CSDR”) published on 28 August 2014, where transactions in transferable securities take place on a trading venue, the relevant securities should be recorded in book entry form in a Central Securities Depository (“CSD”) on or before the intended settlement date (unless already so recorded). The requirement applies irrespective of whether ...

Understanding the Securities Laws Fall 2014

Webcast  WebcastGroupcast  Groupcast

Co-Sponsored by New Jersey Institute for Continuing Legal EducationWhether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among ...

Coping With U.S. Export Controls and Sanctions 2014

Seminar  Seminar

Export controls and sanctions continue to change rapidly. It is more important than ever for institutions in all sectors of the economy to stay on top of developments in the United States and other countries. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly ...

Modifying and Eliminating Fiduciary Duties in Alternative Entities -- How Far Can You Go?

One-Hour Briefing  One-Hour Briefing

Alternatives to the traditional corporate form, such as limited liability companies and limited partnerships, may appeal to investors for a variety of reasons.  One reason is the flexibility of these entities.  In this briefing we discuss one aspect of this flexibility:  the ability to contractually eliminate or modify fiduciary duties.  This one-hour briefing, focusing on the Delaware perspective, will consider the scope of a ...

Ethics for Corporate Lawyers 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

What you will learnAt this unique interactive program, faculty will review various everyday ethical scenarios in corporate practice and “quiz” you on the ethical implications.You will learn about: The reach of the duty of confidentiality, and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissions Responsibilities of the firm/legal department, supervising, and subordinate attorneys for an attorney’s ...

Hot Potatoes! Update on Handling Underfunded ERISA Pensions

One-Hour Briefing  One-Hour Briefing

For many employers, ERISA pension underfunding can be hard to live with:  Congress recently gave plan sponsors a cash flow break by relaxing the rules on required funding contributions -- but those interest-bearing liabilities are still there, grinding away.  Meanwhile, the federal pension guarantor, PBGC, often takes a keen interest -- and sometimes intrusive action -- in sales and spinoffs and other transactions that may compromise a plan ...

SEC Guidance Regarding Investment Advisors and Proxy Firms

One-Hour Briefing  One-Hour Briefing

The SEC's Division of Investment Management and Division of Corporation Finance published joint guidance on June 30, 2014 regarding investment advisers' responsibilities in voting client proxies, and two exemptions from the federal proxy rules that are often relied upon by proxy advisory firms. The staff noted that the guidance may require investment advisers and proxy advisory firms to make changes to their systems and processes. In light of this ...

Immigration and Naturalization Institute (47th Annual)

Seminar  SeminarWebcast  Webcast

At this year’s Institute, an outstanding faculty of leading practitioners will discuss recent developments, key immigration trends and hot topics. The conference planners are closely monitoring the 2014 immigration reform debate, and speakers will discuss the potential impact of proposed or enacted provisions on an issue-by-issue basis.What you will learn The latest updates about immigration reform legislation and the effects ...

Featured Faculty/Authors
Rebecca Walker

Rebecca Walker ~ Kaplan & Walker LLP

K. Susan Grafton

K. Susan Grafton ~ K&L Gates LLP

Garner K. Weng

Garner K. Weng ~ Hanson Bridgett LLP