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Global Capital Markets & the U.S. Securities Laws 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Capital markets are adjusting to a wide range of evolving regulatory standards which affect the way in which offerings are conducted around the world.  At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation.  Issuers and market participants ...

Corporate Compliance and Ethics Institute 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Organizations face enormous legal and compliance risks, and the need for effective compliance and ethics programs to help manage those risks is greater than ever. Indeed, compliance and ethics programs should no longer be considered optional. Government expectations and standards for compliance and ethics programs have become increasingly specific, and good practices continue to ...

Delaware Law Developments 2015: What All Business Lawyers Need to Know

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Delaware law continues to play a critical role in U.S. corporate and securities law, particularly in today’s challenging and changing business environment. This unique annual program focuses on the important Delaware corporate law developments over the past year and the practical impact on your corporate or legal practice. The very top Delaware corporate law experts from the ...

Cloud Computing 2015: Key Issues and Practical Guidance

Webcast  Webcast

This is a webcast of the live San Francisco session.Why You Should Attend Corporations, government organizations and millions of consumers are shifting massive quantities of data and their software applications to cloud computing facilities. Cloud computing uses the Internet to give every size organization access to large, dynamically scalable resources (data storage, software applications and computing power). “The Cloud” allows users, ...

Acquiring or Selling the Privately Held Company 2015

Webcast  Webcast

Webcast of live New York session.Why You Should Attend At this perennial favorite, our experienced faculty will walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise. You will learn about the special issues that apply when a private ...

Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend The 2015 program will review recent activities in environmental regulation affecting compliance obligations for a range of businesses and organizations.  Taking a comprehensive look at how new developments in environmental regulations and recent case law will affect deal negotiations, daily operations and corporate compliance efforts, our expert faculty will lead practical ...

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Webcast  Webcast

This is a webcast of the live New York session.WHY YOU SHOULD ATTEND As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee.  If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, ...

Fundamentals of Broker-Dealer Regulation 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Major changes in broker-dealer industry and regulatory framework continue as a result of the financial services crisis, the resulting regulatory reform and other trends and developments.  At the same time, FINRA’s rewrite of its Rulebook as part of its Rulebook Consolidation process is almost complete, and broker-dealers became subject to FINRA’s new supervision ...

Internal Investigations 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, an expert faculty will use an accounting fraud scenario with a graphic novel presentation to review the fundamentals of conducting an ...

Sixteenth Annual Private Equity Forum

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done.  Many firms were required to register as investment advisers with the SEC and ...

Doing Business in and with Emerging Markets 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend Doing Business in and with Emerging Markets 2015 will provide a comprehensive overview of the most pressing legal issues involved in international deal making in and with emerging markets. Attorneys and other professionals in the field will benefit from the insights offered by a stellar, international faculty, who will draw on decades of combined experience to share the best practices ...

Fundamentals of Investment Adviser Regulation 2015

Webcast  Webcast

This is a webcast of the live New York session. Over the past few years, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.  The SEC has also set high expectations for advisers in identifying and responding to conflicts of interests. At this program, attendees ...

Basics of Accounting for Lawyers 2015: What Every Practicing Lawyer Needs to Know

Webcast  Webcast

This is a webcast of the live San Francisco session.WHY YOU SHOULD ATTEND Attorneys are often presented with accounting information when working on cases or legal transactions.  While they are not expected to have an accountant’s expertise, understanding the story behind the numbers can only help paint the full picture of a legal matter.  A good grasp of core accounting concepts can put otherwise raw data into an informative legal ...

Securities Arbitration 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend FINRA arbitrations have undergone significant changes in the past year and we expect significant developments in the near future.  If you are a practitioner, arbitrator, mediator, or intend to be any above in the future, this program is an invaluable resource for cutting edge events, practical takeaways, and a means of meeting the FINRA staff who manage the forum. This year’s ...

Insider Trading Law 2015: Implications of Newman & Enforcement Trends

Webcast  Webcast

Mark Your Calendar.  More Information to Come!

Ethics in Banking and Financial Services 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend At this three hour program, an expert faculty will review and  provide practical guidance on current ethical issues faced by attorneys in banking and financial services. What You Will Learn Confidentiality issues when representing banking and financial services clients Ethical issues in internal investigations  Ethical concerns when representing ...

Writing for Transactional Lawyers 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend By attending this program you will learn principles of effective writing and drafting to enhance your transactional practice. Particular emphasis will be given to the perspectives of the end users: your clients and those who litigate commercial disputes. What You Will Learn Crisp and clear drafting techniques, including the use of “Plain English” Tailoring ...

Securities Law and Practice 2015: How the SEC Works

Webcast  Webcast

This is a webcast of the live New York session.Mark Your Calendar.  More Information to Come!

Securities Filings 2015: Practical Guidance in a Changing Environment

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or ...

Hedge Fund Management 2015

Webcast  Webcast

This is a webcast of the live New York session.Why You Should Attend At this full day event, our expert faculty will focus on common structures for hedge funds, SEC priorities for and the regulatory environment surrounding hedge funds, and the day to day operational issues of running a hedge fund operation. The faculty will also explore strategies for addressing issues for when a hedge fund is in distress, issues relating to expansion into the registered ...

Hot Issues in Executive Compensation 2015

Webcast  Webcast

Webcast of live New York session.Mark Your Calendar.  More Information to Come.

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015

Webcast  Webcast

Webcast of live New York session.Why You Should Attend Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for ...

Select Concepts in Drafting Contracts 2015: Analyzing Ambiguities and Contract Boilerplate

Webcast  Webcast

Webcast of live New York session.Mark Your Calendar. More Information to Come.

Cybersecurity 2015: Managing the Risk

Webcast  Webcast

Mark Your Calendar.  More Information to Come!

Shareholder Activism: What You Need To Be Doing Now 2015

Webcast  Webcast

Mark Your Calendar.  More Information to Come!

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP