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Annual Disclosure Documents 2013

Seminar  Seminar

Full, fair and timely communications to investors and the financial markets is a cornerstone of effective corporate governance and investor relations. As you prepare your annual disclosure documents, hear from our experienced faculty, including SEC staff, in-house counsel, private practitioners, and compensation and corporate governance advisers. Our faculty will discuss key areas of staff comment, staff review priorities and interpretations, disclosure ...

Advanced Venture Capital 2013

Seminar  Seminar

At this program, our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.Geared toward the experienced venture capital practitioner who knows the basics of venture capital and is seeking an in-depth analysis of current market conditions and the changing legal environment, this program will also address the latest financing trends, ...

Bridge-the-Gap II: Ethics and Skills for Newly Admitted New York Attorneys 2013

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice.By attending one of PLI’s two-day Bridge-the-Gap programs, you can satisfy all of your annual MCLE requirements for newly admitted attorneys. By attending one of PLI’s one-day ...

New Developments in Securitization 2013

Seminar  Seminar

As the securitization industry emerges from the financial crisis, it faces an onslaught of new regulation and uncertainty. Many transactions have been downgraded and have suffered unforeseeable losses. Additionally, investor confidence in structured products has been badly shaken. Moreover, many transactions have been subject to restructurings and litigation of various types. Will these reforms be sufficient to restore investor confidence?At this ...

Coping With U.S. Export Controls 2013

Seminar  Seminar

It is more important than ever for institutions in all sectors of the economy to stay on top of export control and sanctions developments in the United States and other countries. Companies and financial institutions must be aware of their obligations under existing laws and regulations, the enforcement and disclosure risks they currently face, and those they may face in the future. Implementing and strengthening compliance programs is an increasingly ...

Ethics for Corporate Lawyers 2013

Seminar  Seminar

Join us for a unique interactive program where we will review scenarios and quiz you on the ethical implications. You will learn about: Reach of the duty of confidentiality and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissions Responsibilities of the firm/legal department, supervising, and subordinate attorneys for an attorney’s ethical lapse Discovery: use of social media, recording conversations ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP